A HISTORY OF THE CHURCH
To the Eve of the Reformation
by Philip Hughes
PART 3
CHAPTER 1: GESTA PER FRANCOS, 1270-1314
1. BL. GREGORY X AND THE GENERAL COUNCIL OF LYONS, 1270-1276
2. THE SHADOW OF ANJOU, 1276-1285
3. FRANCE AND THE SICILIAN WAR, 1285-1294
4. BONIFACE VIII, 1294-1303
5. PHILIP THE FAIR'S LAST VICTORY, 1303-1314
CHAPTER 2: 'THE AVIGNON CAPTIVITY', 1314-1362
1. CRISIS IN THE WORLD OF THOUGHT i. The Problem of Church and State
ii. The Problem of Faith and Reason
2. THE TROUBLED TIMES OF JOHN XXII i. The Friars Minor ii. The Last
War with the Empire, 1314-1356 iii. Marsiglio of Padua iv. The End of John
XXII
3. THE AVIGNON REGIME i. The Centralised Administration ii. The Popes,
1334-1362
CHAPTER 3: THE RETURN OF ST. PETER TO ROME, 1362-1420
1. INFELIX ITALIA, 1305--1367
2. THE POPES LEAVE AVIGNON, 1362-1378
3. CHRISTIAN LIFE, MYSTICS, THINKERS
4. THE SCHISM OF THE WEST, 1378-1409 i. The Two Conclaves of 1378.
ii. Discord in each 'Obedience,' 1379-1394. iii. Benedict XIII's Quarrels
with the French, 1394-1403 iv. The Roman Popes, 1389-1406 v. Benedict XIII
and Gregory XII, 1406-1409
5. THE CHURCH UNDER THE COUNCILS, 1409-1418 i. Pisa, 1409 ii. Constance,
1414-1418
CHAPTER 4: FIFTY CRITICAL YEARS, 1420-1471
1. THE MENACE OF HERESY AND SCHISM, 1420-1449
2. THE RETURN OF ISLAM, 1291-1481
3. THE RETURN OF THE ANCIENT WORLD
CHAPTER 5: 'FACILIS DESCENSUS. . .' 1471-1517
1. A PAPACY OF PRINCES
SIXTUS IV
INNOCENT VIII
ALEXANDER VI
JULIUS II
LEO X
2. CHRISTIAN LIFE AND THOUGHT, 1471-1517
3. LUTHER
CHAPTER 1: GESTA PER FRANCOS, 1270-1314
1. BL. GREGORY X AND THE GENERAL COUNCIL OF LYONS, 1270-1276
IN the summer of the year 1270, terrible news came to France from Africa, and to all Christian Europe. The King of France, St. Louis, had died of fever in the camp before Tunis, and the crusade was over. A world of effort, of sacrifice, and of suffering had gone for just nothing; and something unique had passed from a singularly troubled world. The one leader whom, for his righteousness, all Christendom might have trusted was dead.
In that summer of 1270 the figure of the great French king stood out with especial significance. It was now sixteen years since the last of the emperors had died, vanquished by that papacy which his house had striven to enthrall. In those sixteen years Germany had been given over to anarchy, while the popes, with very varied success, had worked to consolidate their new, precarious, hold on independence. In the end no way had offered itself to them but the old way, the protection of some Christian sovereign's defensive arm. To find some such prince, and install him in southern Italy as king of their vassal state of Sicily, was, then, a first obvious aim of papal policy. No less obviously, St. Louis IX was the ideal champion. Years of negotiation, however, had failed to persuade him to become a partner in any such scheme. The saint was by no means accustomed to accept unquestioningly the papal solutions for political problems. But, in the end, ten years' experience convinced him that, so long as the chaos in southern Italy continued. the popes must be wholly absorbed by the single problem of how to remain independent amid the ceaseless war of political factions. On the other hand, the general affairs of Christendom stood in too urgent need of the papacy's constructive direction for any such papal absorption in Italian politics to be tolerable: the Italian disorder must be ended; and so St. Louis had not only assented to the papal policy but had allowed his youngest brother, Charles of Anjou, to become the pope's man, and to lead a French army into Italy for the defeat of the last remnants of the Hohenstaufen kings of Sicily. [ ]
The pope's chosen champion had now destroyed the pope's enemies -- but the papal problem remained. Already, by the time Charles had to fight his second battle, it was becoming evident to the pope who crowned him and blessed his arms -- Clement IV -- that the victorious champion threatened to be as dangerous to the papal freedom as ever the Hohenstaufen had been. Strong protests against the new king's cruelty and tyranny began to be heard from the apostolic see. This pope, French by birth and for the greater part of his life a highly trusted counsellor of Louis IX, bound closely to the king by similarity of ideals and mutual esteem, was ideally equipped for the difficult task of guiding the new French venture through its first critical years. His sudden death, in November 1268, only two months after Tagliacozzo, was an immense loss; and this swelled into a catastrophe; first of all when the cardinals left the Holy See vacant for as long as three years, [ ] and then when, while the Church still lacked a pope, death claimed St. Louis too. For long there had been no emperor, there was no pope, and now the King of France had died. The last sure hope of checking the ambitions of Charles of Anjou had gone. In St. Louis's place there would reign the rash simplicity of his son, Philip III. Charles would have an open field, every chance he could desire to build up a situation which the future popes would have to accept -- unless they were prepared to start a new war to destroy him, as he had destroyed for them the heirs of Frederick II.
Of the two deaths the more important by far was that of St. Louis. Sanctity is rare in rulers, and rarest of all is the sanctity that shows itself in the perfection of the ruler's characteristic virtue of prudent practical ability. The pope's death found the Church in crisis -- it did not create the crisis; but the French king alone could have brought the papacy and Christendom safely through the crisis. One thing alone could have saved it, and he alone could have done that one thing -- namely, maintain the tradition, now two centuries old, of French support for the popes in the difficulties which arose out of their office as guardians of political morality, while yet refusing to be a mere instrument for the execution of the popes' political judgments. The papacy needed the French -- but it needed also to be independent of them; and Christendom needed that the French should retain their independence too, and not become mere tools of popes who happened to be politicians as well as popes. This difficult and delicate part St. Louis managed to fit to perfection -- as none, before or since, has fitted it. And never was the lack of a prince to fit the part productive of greater mischief than in the twenty-five years that followed his death. For one main event of those years was the reversal of the traditional Franco-Papal entente that had been a source of so much good to both powers and, indeed, a main source of the peace of Christendom.
The Holy See, when Clement IV's death in 1268 delivered it over to the unprecedented calamity of a three years, vacancy, was already gravely embarrassed by the opposition of various Catholic powers to its leading policies. The popes were, for example, determined on a renewal of the crusade; but the great maritime republics of Genoa and Venice were all for peace with the Turks: war would mean the loss of valuable trade, defeat be the end of their commercial empire. The popes, again, had been favourably impressed by the Byzantine emperor's moves to end the schism between Constantinople and Rome that had gone on now for two hundred years; but Charles of Anjou wanted nothing so little as peace with Michael VIII, whom he was planning to supplant as emperor. The Lombard towns were the scenes of continual strife, the feuds bred by generations of civil war still active. The anti-papal forces in these cities found a curious ally in that wing of the great Franciscan movement which demanded a return to the most primitive form of the Franciscan life, and saw in this the kind of life all Church dignitaries ought to lead. The anarchic element in this movement, which threatened the existence of all ecclesiastical authority, was naturally welcome to rulers who, in every city of Italy, and beyond Italy too, aspired to restore the arbitrary omnipotence of the emperors of ancient Rome and secure thereby the exclusive triumph of material interests. [ ] This active unnatural alliance of Franciscan Spirituals and totalitarian capitalists of one kind and another, the popes were bound to fight; and here they were gravely hampered by a legacy from the papacy's own recent past. In the long struggle against the last great Hohenstaufen emperor, Frederick II, the central authority in the Church, under the popes Gregory IX (1227-1241) and Innocent IV (1243-1254) "saw itself compelled to turn all its activity towards those resources and influences of a temporal kind that were necessary for its defence, and to expand the whole system of its temporal activity in order to secure itself against the attacks of its tireless foe." [ ]
This use, by the Vicar of Christ, of fleets and armies to maintain his independence -- and the chronic need for this use in the "Ages of Faith" -- this willing acceptance by the popes of suzerain status in the feudal world over more or less reluctant royal vassals, John of England in one generation, Charles of Sicily in another; this raising of huge sums of money by loans from bankers and by levies on all the sees of Christendom in turn; this use of the crusade ideal and formulae to describe and characterise wars against European princes who remained the popes' children in the Faith despite their disobedience; all this, to the modern reader, seems often to need a great deal of explanation. And the popes who defended, in this particular way, those rights and that independent status which, undeniably, were the bases of the general recovery of Europe from barbarism, had to meet, as we shall see, much criticism of a similar kind from their own Catholic contemporaries.
Naturally enough the first form the criticism took was resentment, well-nigh universal, at the financial levies. From the moment when, in 1261, the newly elected French pope, Urban IV, began the great move to haul the papacy out of the political slough where he found it, the popes' need of money never ceases. Both the bad effect on those who collected the money, and the resentment of those from whom it was extorted, are henceforth permanent active elements of the state-of-the-Church problem. Already by the time Charles of Anjou had established himself in the kingdom of Sicily (1266) there was -- we can now see -- cause for anxiety on this score.
At the other pole of the main axis of European affairs the French State, too, had its serious chronic problems. The traditional policy which had, by 1270, secured the Capetian kings' uniquely strong hold as rulers of a great nation, has been well described as "the slow collaboration of interests and public opinion." [ ] In a century when popes are to be counted by the dozen, France had been so lucky as to have but two kings and both of them really great rulers. [ ] Their achievement was very great, but it was not complete; and a modern French historian [ ] has well described some elements of the problem St. Louis left to his son, Philip III, and which, aggravated by the fifteen years of this king's weak rule, faced the next king, one of the most enigmatic figures of medieval history. This was Philip the Fair, whose reign (1285-1314) was a turning point in the history of the papacy and the Church. " France was falling to pieces. One after another the institutions upon which the whole fabric rested were breaking up and giving way. . . . Some of the feudatories were as powerful as the king himself, the Duke of Aquitaine, for example, who was also King of England; others, such as the Duke of Brittany or the Count of Flanders, ruled provinces that were really foreign countries in their way of life; in Languedoc the people detested the French. From one end of the country to the other, a myriad contradictory uses, customs, traditions, jurisdictions, privileges contended and struggled; none of them subject to royal regulation. The great mass of the nation was set against the classes that ruled. . . everywhere the national life was disorganised; anarchy seemed imminent, and it seemed only too likely that several important provinces would become independent states or fall under foreign rule."
Philip the Fair would meet his problems with new resources and a wholly new combination of strength and ruse. In his bid to be really master of every element of French life, not only would he come into violent conflict with the papacy -- as other French kings had done in their time -- but he would inaugurate a new tradition in the relations of the principal monarchy in Europe with the Holy See. He would not be the partner of the pope, but his master. In his grandfather, St. Louis, there had been seen the perfection of the older conception, the French king allied with the papacy in an implicit pact of mutual assistance, a true defender of the independence of religion and at the same time just as truly defender of the rights of the French clergy-rights to property -- against the papacy itself. This devotion of St. Louis to the cause of the papacy did not ever entail any blind following of every detail of the papal policies. The king refused to allow Frederick II to capture Lyons while the General Council assembled there that was to condemn him; he even assembled an army in case Frederick should move. But, on the other hand, he did not, once Frederick was condemned and excommunicated and deposed by the pope, offer the pope his aid to carry out the sentence. St. Louis remained carefully neutral. Again "In his relations with the French episcopate, whether it was a matter of fiefs or even of applying disciplinary power, Louis IX showed a care to exercise control, and a susceptibility about his rights which conflicted only in appearance with his zeal for the interests of religion. It was his conviction that the prerogatives of the crown were necessary to the good order of the community, and thus the saint made it as much a matter of conscience to defend them well as to use them rightly; the prestige of those to whom religious jurisdiction was confided did not obscure the saint's clear vision of what was right, and in all matters he paid less attention to the noisy demands of the representatives of the clergy than to the canonical rules which ought to be the inspiration of their conduct." [ ]
Such was the delicate situation and such the prince lost to the Church, to Christendom no less than to France, on August 25, 1270. Charles of Anjou, supreme for the moment, took charge of the crusade. He made a pact with the Sultan which brought the whole affair to an end (October 20) and, a month later, re-embarked the armies and sailed back to Europe.
Meanwhile, at Viterbo, the papal election continued to drag on. Holy men appeared to harangue and to warn the sixteen cardinals. The General of the new Servite Friars, St. Philip Benizi, fled from the offer of the honour. The kings of France and Sicily tried what a personal visit might effect. Then the people of Viterbo, in desperation with the cardinals' indifference to the scandal caused by their incompetence, took a hand and stripped of its roof the palace where the electors met. At last, on September 1, 1271, the cardinals gave power to a commission of six of their number to elect a pope, and that same day the six found their man. He was Theobaldo Visconti, not a cardinal, nor a bishop, nor even a priest, but the Archdeacon of Liege; and at this moment away in the Holy Land, encouraging the heir to the English crown in the forlorn hours of the last of the crusades. It was weeks before the archdeacon heard of his election, and months before he landed in Italy to be ordained, consecrated and crowned as Pope Gregory X (March 27, 1272).
The new pope, a man perhaps sixty years of age, was one of those figures whose unexpected entry into the historical scene seems as evident a sign of God's care for mankind as was ever the appearance of a prophet to Israel of old. He was largehearted, he was disinterested, a model of charity in his public life no less than in private, free from any taint of old political associations, simple, energetic, apostolic. His first anxiety was the restoration of Christian rule in the East: to this the European situation was secondary. But for the sake of the Crusade, the European complications must be speedily resolved, despite all the vested interests of long-standing feuds. In this work of reconciliation Gregory X's apostolic simplicity, and his aloofness from all the quarrels of the previous thirty years, gave to the papal action a new strength. A vision now inspired it that transcended local and personal expediency.
There was, the pope saw, no hope for the future of Catholicism in the Holy Land, no hope of holding off the Saracen from fresh conquests, so long as Rome and Constantinople remained enemies; and it was the first action of his reign to take up, and bring to a speedy conclusion, those negotiations to end the schism which had trailed between the two courts for now many years. That this policy of reunion, an alliance with the Greek emperor, Michael VIII, cut clean across the plans of Charles of Anjou to renew the Latin empire at Constantinople, with himself as emperor, and across his pact with Venice to divide up the Christian East between them, did not for a moment daunt the pope. Nor did the claims of Alfonso X of Castile to be emperor in the West hinder the pope from a vigorous intervention in Germany which resulted in the unchallenged election of Rudolf of Habsburg, and a close to nineteen years of civil war and chaos. A Germany united and at peace with itself was a fundamental condition of a peaceful Christendom.
This admirable pope knew the problems of Franco-German Europe by personal experience, from the vantage point of life in the middle lands that lay between the rival cultures. His direct diplomacy had thwarted the plan of Charles of Anjou to force the election of his nephew, the King of France, as emperor, and now the pope so managed the diplomatic sequence to the election of Rudolf of Habsburg that it brought these rivals into friendly collaboration. And he managed, also, in a personal interview at Beaucaire, to soothe the disappointed Alfonso of Castile. Nowhere, at any time, did Gregory X's action leave behind it resentment or bitterness.
The Crusade, reunion of the separated churches of the East, and the reform of Catholic life, thrown back everywhere by the fury of the long war with the Hohenstaufen, were Gregory X's sole, and wholly spiritual, anxieties. Christendom must be organised anew, refitted throughout for the apostolic work that lay ahead. The first, most obvious step, was to survey its resources, to study its weaknesses and then find suitable remedies. This would best be done in a General Council, and only four days after Gregory's coronation the letters went out to kings and prelates, convoking a council to meet at Lyons in the summer of 1274.
Gregory X is, above all else, the pope of this second General Council of Lyons. Nowhere in his well-filled reign is his largehearted trust in the better side of human nature more evident, his confidence that charity and a right intention in the pope would call out the same virtues in others. And certainly the greatest charity was needed in whoever hoped to heal the long, poisoned dissension that kept the churches of the East estranged from Rome. The schism, in its causes, went back centuries. Latin despised Greek as shifty and treacherous: Greek despised Latin as barbarous and uncivilised. The association of the two during the various crusades had steadily sharpened the antagonism. Finally there was the memory of the Latin conquest of Constantinople in 1204, the sack of the great city, the massacres, the expulsion of the Greek ruler and his replacement by a Latin, with a Latin bishop enthroned as patriarch in the see of Photius and Cerularios. That Latin regime had endured for less than sixty years. On July 25, 1261, the Greeks had returned under Michael VIII. Constantinople fell to him with scarcely a struggle, and with the Latin empire there crashed the Latin ecclesiastical establishment. That the immediate reaction of the then pope -- Urban IV -- himself a one-time Latin patriarch of Jerusalem, was to plan a great crusade of recovery, was most natural. That never before in their history were the Greeks so hostile to the Latins, was natural no less. And if this was the moment when Michael VIII proposed to the pope to bring the schism to an end, the observer might see in his action no more than the clearest of signs that the Greek emperor realised how slender was his hold on the new conquest. The King of France -- St. Louis -- had taken the cross in response to Pope Urban's appeal; and Venice, the real author of the piratical conquest of 1204, was also actively preparing. No pope, however, would hesitate between a restoration of obedience forced at the sword's point and a general return to obedience on the part of Constantinople and all its dependent churches. Michael's shrewd move held up the military expedition. From the day when Urban IV sent his Franciscan envoys to discuss Michael's proposal (28 July, 1263) the emperor knew his immediate danger was past.
Urban IV died (October 2, 1264) before much more had been done than to make clearer than clear how diverse were the intentions of emperor and pope. Michael had proposed first of all to complete the work of national unity; to drive out of the imperial territories, that is to say, what Latin rulers still remained. Urban thought that the religious reunion should come first.
Once a new pope was elected, Clement IV (February 5, 1265), Michael was able to begin all over again. It was a great advantage that Clement's plans for a crusade were directed to an expedition against the Holy Land itself. Constantinople now seemed secure against any western attack, and the emperor could safely begin the theological hedging and jousting. The Greeks, seemingly, proposed a council in which the differences of belief should be discussed. The pope replied, in the traditional Roman way, that the Faith being a thing that was settled, such discussionwas impossible. The pope's ambassadors could indeed go into the questions raised by the Greeks and, once the union was a fact, there could be a council to ratify it. And Clement sent a declaration of faith to the emperor (March 1267).
Constantinople was, however, at this moment in the throes of an ecclesiastical upheaval, which produced three successive patriarchs in eighteen months. Politics had the main share in this and now, unfortunately, although the patriarch in possession was a strong supporter of Michael as emperor, he had the disadvantage of being violently anti-Latin. Michael, perforce, must go slowly; and then, while he was considering Clement's reply, the pope died (29 November, 1268) and there began one of the longest vacancies the Holy See has ever known. [ ]
If the long vacancy solved, for Michael, the immediate problem how to frame a submission to Rome that would be palatable also to his patriarch, it raised once more the problem of the security of his empire from western attacks. His chief danger in the West lay in the King of Sicily, Charles of Anjou. For this leading Guelf had no sooner overcome the Sicilian Ghibelline (1266), than he began to show himself, in the East, a most faithful follower of Ghibelline policy. To all the kings of Sicily-Norman, Hohenstaufen, and now Angevin -- the emperor at Constantinople was the traditional enemy. It was an antagonism that went back before the crusades, dating from those days when the Normans first conquered from the Greek emperor these Italian lands. And when the Sicilian kingdom fell to kings who were also German emperors, the traditional Mediterranean policy they inherited cut across the simplicities of the papally planned crusade. For these imperialists were enemies, first, of Byzantium. They might conquer the Turk ultimately, but their present thought was rather the Eastern Empire. An assault of this kind had been in the mind of the Emperor Henry VI when death so prematurely carried him off (1197). Seven years later, with the active assistance of his brother, the Emperor Philip, the plan was realised and Constantinople torn from the Greeks -- though not to the profit of Sicily. In the next generation Frederick II, Henry's son was the champion of the imperialistic idea and, surrendering the whole substance of the crusade, he negotiated a settlement with the Turks without any pretence of destroying their power. And now the conqueror of Frederick II's heirs was showing himself just as hostile to Byzantium, just as openly averse to any war against the Turks.
In 1267, while Clement IV and Michael VIII were seemingly planning a reunion of Latin west and Greek east, Charles began to style himself King of Jerusalem, and made the claim that he was heir to the last Latin emperor of the East. He was carefully building up a strong position for the future, gathering in claims and rights which, once Michael VIII was conquered, would become political realities. Clement out of the way, what should stay him? By the spring of 1270 his plans were completed, and to Michael VIII the end seemed very near. In his desperation he appealed to the cardinals and also to St. Louis. The saint, sympathetic to the scheme for reunion, and ever the enemy of such schemes of realpolitik as Charles of Anjou was promoting, halted his brother most effectively by summoning him to take his place in the crusade then preparing against Tunis.
St. Louis' tragic death (25 August, 1270) set Charles free to renew his efforts against Michael VIII, and he had already done much by negotiations with the Latin princes in Achaia and the Peloponnesus, when he met the greatest check of all, the election as pope of one resolved, before all else, to bring together Greek and Latin to defend Christendom against their common foe the Turk. Charles might now style himself King of Albania, and ally himself with Michael's Greek rivals (1272), and even send Angevin forces and some of his own Saracen archers to attack Michael in Greece (1273): the new pope had passed too speedily from desires to action, the work of the Council of Lyons was a political fact, and on May 1, 1275 the King of Sicily was compelled to sign a truce with Michael.
The motives of the Greek emperor in offering his submission to the various popes and so proposing to bring to an end the schism that had endured for two hundred and twenty years were, then, evidently no more than political. Such practical statesmen as Urban IV and Clement IV would no doubt have grasped this, and acted accordingly, long before any formal act of reunion was completed. Gregory X was more optimistic than such papal realists. He readily listened to Michael VIII's new offers and sent a distinguished commission of theological experts and diplomatists to Constantinople to initiate the good work.
The four envoys [ ] -- Friars Minor -- took with them the creed or profession of faith, drafted by Clement IV. This the emperor, the bishops, and the people were to accept, and thereupon emperor and prelates were to take their places at the coming council. The arrival of this commission at Constantinople was the beginning of an immense theological excitement. It was immediately evident that the bishops would by no means obey mechanically any order from the emperor to submit themselves.
The leading theological question was the Latin doctrine that the Holy Ghost proceeds from the Father and the Son, or rather whether the Latins had any right to express this doctrine by adding to the so-called creed of the Council of Nicaea the words "and from the Son". [ ] The Greek bishops began by denying their right to do so, and gave the Latins an ultimatum to end the scandal by withdrawing the phrase. The emperor then took charge, and explained to his bishops, in private, that if this proposed arrangement with the Latins fell through, the empire was lost. As to the Latin formulae, no one could object to them as a matter of conscience, for the doctrines they expounded were perfectly orthodox. And he brought theological authority, and also earlier declarations of the Greek episcopate, to support the statement. The most learned man of the day was John Beccos, the chartophylax, [ ] and to him the bishops now looked for the reply that would non-suit the emperor's plea. Beccos, however, contented neither party. He did not refute the emperor; but he declared the Latins to be heretics. Whereupon Michael ordered his imprisonment. The patriarch, for his part, organised his bishops to refute the emperor's case and all swore an oath to resist the proposed union.
The prospects of reunion seemed slight indeed. But the emperor could not afford not to buy off the danger that threatened from Sicily and Venice. He was helped by the conversion of Beccos to his views. In prison the chartophylax had set himself to study in the Greek Fathers the doctrine of the processions in the Blessed Trinity. St. Athanasius, St. Cyril and St. Maximus attested that the Latin teaching was the Catholic faith. Beccos, thereupon, revoked his judgment that the Latins were heretics and became the emperor's most enthusiastic aid. While the convert argued with the bishops for the orthodoxy of the Latin position, Michael tried a mixture of diplomacy and pressure. All that would be asked of them, he asserted, was a recognition of the primacy of the Roman see, of Rome's right to judge all cases in final appeal, and that they should pray for the pope publicly in the liturgy. It was in this last point that the final difficulty lay. The popes had tampered with the sacred wording of the creed: how could an orthodox bishop give them any countenance? Michael retorted by threatening the opposition with the penalties of high treason; at the same time he pledged himself that the bishops would not be asked to add so much as an iota to the creed. Reassured, the bishops consented now to accept the emperor's three points; also to make a joint protestation of obedience to the pope.
When the Greek deputation reached Lyons (24 June, 1274) the council had been in session for seven weeks. It had opened on May 7 with elaborate ceremonial and a sermon from the pope. Then, on May 18, it had passed the decree establishing the point of faith about the Filioque, [ ] and on June 7 twelve decrees regulating the procedure to be followed in elections of bishops and abbots.
The arrival of the Greeks interrupted these legislative proceedings. The ambassadors were received with solemn ceremony; they presented the letters from the emperor and the Greek bishops; they declared they had come to show their obedience to the Roman Church and to learn from it the true faith. Five days later was the feast of SS. Peter and Paul. At the mass, sung by the pope, the epistle and gospel were chanted in Greek as well as Latin, and the credo likewise (with the Filioque clause repeated three times by the Greeks). St. Bonaventure preached a great sermon. On the octave day, July 6, the formal act of reunion and reconciliation took place. The letters from Constantinople were read; in the emperor's, he repeated the creed sent to him by the pope and declared it to be the true faith, accepted as such by him because it came from the Roman church. He pledged his eternal fidelity to this doctrine, his obedience to the papal primacy. In return he asked that the Greeks be allowed to keep the creed unaltered by any reference to the procession of the Holy Ghost from God the Son, and also that their ancient rite be left untouched. And the emperor's ambassador confirmed all this by an oath made in his master's name.
The General Council which met at Lyons in 1274 was summoned as a great assize to find means for the restoration of Catholic life no less than for the recovery of the Holy Land. With this in view, Gregory X had asked bishops in various countries to send in statements setting out the main reasons for the spiritual decay which he deplored, and to propose remedies.
By far the greater part of the reforms enacted in the thirty decrees of the Council [ ] have reference to evils in the life of the clergy. . The pope, indeed, was to bring the council to a close with a sermon in which he declared that bad bishops were the principal cause of all that was wrong. [ ] In the council he made no scruple about a direct attack on scandal in the highest place of all, the negligence of the cardinals in allowing vacancies of the Holy See to drag on for months and for years. On more than one occasion already, the faithful people had intervened to coerce the indifference of the cardinals by locking them up until they came to a decision, and a decree of the council [ ] now authorised and regularised these extreme measures, imposing the conclave as the rule henceforward. On the death of the pope the cardinals present in the city where he died were to await ten days, but no more, for their absent brethren. Then, with but a single servant each, they were to take up their residence in the palace, living together in a single locked room without any curtains or screens to shut off any part of it. This conclave [ ] was to be so arranged that none might enter or leave it unseen by the rest, that there would be no means of access to the electors or of secret communications with them; no cardinal must admit any visitor except such as were allowed in by the whole body to treat of the arrangement of the conclave. The new pope -- so Gregory X seems to have intended -- would thus be speedily elected, for his law next provides that should the election be delayed beyond three days "which God forbid', the cardinals' food was to be restricted to a single dish at each of their two daily meals; after five days more they were to be given only bread with wine and water. There are regulations for the admission of latecomers, for the care of sick cardinals who may leave and then wish to return. The cardinals are forbidden to occupy themselves with any other business than the election, and all pacts or conventions made between them are declared null, even though they be confirmed with an oath. Nor is any cardinal to receive anything of his ecclesiastical revenues as long as the vacancy of the Holy See endures; these are sequestrated and at the disposal of the future pope. Finally, in order that these provisions may not become a dead letter, the responsibility for providing the conclave and guarding it is laid on the civic authority of the town where it takes place; heavy penalties being provided for those who over-act the rigour towards the cardinals which the new law demands.
The cardinals objected strongly to the proposed law, and for a time there was a brisk duel between them and the pope, each striving to enlist supporters from among the bishops. And it would seem that the general sense of the council was against the reform as proposed, for it was not promulgated until some months after the council had dispersed.
The most usual way of appointing bishops or abbots was still, in 1274, by an election, where the canons or monks had each a vote. A whole series of decrees enacted in this council shows the many serious abuses which affected the system, and how thoroughly, in these last years before something was devised in its place, the Holy See strove to reform them. Appeals against elections (or provisions) to churches are to be made in writing and to be countersigned by witnesses who swear their own belief in the truth of the objections made and that they can prove this: penalties are provided for those who fail to make good their charges. [ ] The elect must await confirmation before entering upon his charge. [ ] He is to be informed of his election as soon as possible, to signify his acceptance within a month, and, under penalty of losing the place, seek confirmation within three months. [ ] Voters who knowingly vote for one who is unworthy sin mortally, and are liable to severe punishment. [ ] No voter is allowed to appeal against the one for whom he has voted -- certain special cases apart. [ ] Far too many appeals are sent to Rome where the motive is not really serious. This practice is to cease [ ] and in cases where a double election has been made no objection will be allowed for the future against the majority on the score of lack of zeal, of worth, or of authority, where the majority numbers two-thirds of the voters. [ ] If objection be made that there is an evident defect, whether of due knowledge or otherwise, there must be an immediate enquiry into this. Should the objection be shown devoid of foundation, those who made it lose all right to pursue any further objection they have raised, and they are to be punished as though they had failed to prove the whole of their objections. [ ] Finally, to protect the successful against the malice of the disappointed, it is laid down that those who revenge themselves on electors for not supporting them by pillaging the electors' property or that of the Church or of the electors' relatives, or who molest the electors or their families are by the very fact excommunicated. [ ]
The elective system was already beginning to raise problems almost as serious as those it solved. In another hundred years it would have disappeared in the greater part of the Church, and bishops be directly appointed or "provided" by the pope. The foundation of the new system was the decree Licet (1268) of Gregory X's immediate predecessor Clement IV, a lawyer pope who had come to the service of the Church after a great career as jurist and administrator in the service of St. Louis IX. By that decree Clement IV had reserved to the Holy See the appointment to all benefices vacated by death, if the holder at the time he died had been a member of the Roman curia or had died in the city where the curia then was. [ ] This new law had caused much dissatisfaction among the bishops, no less than among other patrons of benefices. At the General Council they strove to have it revoked. But though Gregory X was not, apparently, unsympathetic, he would do no more than modify it slightly, [ ] and allow that vacancies falling under the reservation might be filled by the patron if the pope had failed to fill them within a month from the holder's death. [ ]
What of the man appointed? and especially of the man who was the foundation of the whole system, the parish priest? It had already been laid down, a hundred years before this time, [ ] that no one must be appointed to a parish who was younger than twenty-five. But this law had too often been disregarded, and so the Council now declared [ ] that all appointments which violated the law were null and of no effect. It also reminded the nominee that he was bound to live in his parish and, if he were not a priest already, that he must seek ordination within a year or else ipso facto lose his benefice. Non-residence of beneficiaries -- of bishops and of parish priests especially -- was one of the chronic weaknesses of the seemingly powerful structure of medieval Catholicism. The popes never succeeded in their war against it, nor against the related mischief that the same man held more than one benefice: only too often, indeed, policy led the different popes to connive at these evils, and in the end, more almost than anything else, it was these that brought the imposing structure down to the dust. At Lyons, in 1274, laws were made to control the pluralist. No parish was to be given in commendam [ ] unless to a priest; he must be of the canonical age of twenty-five and not already provided with a parish in commendam, and the necessity (on the part of the Church) must be evident; furthermore such appointments are good for six months only. Any Contravention of these conditions invalidates the appointment ipso iure. [ ] As to pluralists -- clerics who hold more than one benefice -- bishops are to make a general enquiry and if one of the benefices held entails a cure of souls, the holder is to produce the dispensation authorising this. If this is not forthcoming, all but the first received of his benefices are to be taken as vacant and given to others. If, however, he is lawfully authorised he may retain all he lawfully holds, but it is put upon the bishop's conscience to see that the cure of souls is not neglected. Bishops are specifically warned to make certain, when they confer a benefice that entails a cure of souls, that if the beneficiary already holds such a benefice he is dispensed to hold the second with a dispensation which explicitly mentions his possession of the first cura animarum. [ ]
Episcopal control of the clergy is strengthened by a canon which forbids bishops to ordain another bishop's subjects without his leave: bishops who transgress, lose automatically the right to ordain at all for twelve months. [ ] The clergy are given a useful protection against the bishop in a new rule [ ] about visitation expenses. Bishops were already allowed to exact a certain support in kind when they made the official visitation of a parish. The custom was, however, doveloping of asking money or gifts; another abuse was to exact procurations -- the payments in kind - without making the visitations. The council deals with these abuses (already noted and condemned by Innocent IV) by decreeing that all who have exacted these unlawful presents must restore double their amount to the victims. If the restitution is not made within a month, the bishop loses all right to enter a church until payment is made; his officials, if they are guilty, are suspended from office and benefice. Nor is any willingness of the injured party to remit the amount due, or part of it, to affect the automatic operation of the law.
Clerical immunity from the jurisdiction of the lay ruler was an ancient institution more and more contested in the last centuries of the Middle Ages. Gregory X at Lyons made a concession to the princes, enacting [ ] that the cleric in minor orders who contracted a second marriage lost all his clerical privileges and was henceforth wholly their subject. On the other hand, another canon [ ] denouncing yet again [ ] the barbarous custom called 'reprisals', -- by which, if the guilty party were beyond the law's power, the nearest innocent members of the community were made to suffer in his stead -- fixed a special penalty of excommunication and interdict for those who subjected ecclesiastics to this abuse.
There are two new laws to safeguard Church property, whether from lay rapacity or from cowardly negligence on the part of the clergy who should be its special defenders. Excommunication is henceforward to fall automatically on anyone -- whatever his rank -- who, unauthorised, takes upon himself the occupation and administration of the property of a vacant see or abbey, and also upon the clerics or monks who abet this usurpation. Those who enjoy such right of administration are warned not to go beyond their right, and that they are bound not to neglect the properties entrusted to their care. [ ] The second law [ ] forbids prelates -- without the leave of their chapter and the Holy See -- to make over their lands to the lay lord as the price of his protection, retaining for the Church a mere use of the property. All contracts of this kind hitherto made without leave are now annulled, even though confirmed with an oath. Offending prelates are to suffer a three years suspension from their office and their revenues, and the lords who force such contracts upon them, or who have not restored what they obtained through past contracts of this sort, are excommunicated.
The reform legislation of the Council did not only touch the layman in his relations with the clergy. In two canons, on usury and usurers, it strove to halt a mischief that lay at the very roots of social life. Already, by a law of 1179, as the Council recalls, the notorious usurer [ ] was barred from the sacraments, and if he died he was forbidden Christian burial, and the clergy were not allowed to take offerings from him. These prohibitions had been largely ignored, and now, not only are they renewed, but it is forbidden [ ] to states and rulers to allow usurers to take up residence within their territories, or to allow those already there to remain. Within three months they must be expelled. If the lord is an ecclesiastic, disregard of this new law entails automatically suspension from his office, a lay lord incurs excommunication, and a community or corporation interdict. As for the usurer himself, [ ] he is not to have Christian burial, even though his will directs that restitution be made, until this has actually been done or substantial pledges given according to forms now provided. Members of religious orders -- and others too -- who bury usurers in disregard of this law are themselves to be punished as usurers. Unless a usurer first make restitution, or give a real guarantee that he will do so, no one is to witness his will or hear his confession, or absolve him. If his will does not provide for restitution it is, by the fact, null and void.
There is also a canon [ ] about conduct in church and abuses of the church fabric from which much may be gleaned about the day to day religious life of the time. Churches are places built for prayer, places where silence should reign, and this especially during the time of mass. All are to bow their heads in reverence whenever the holy name of Jesus Christ is pronounced, especially during the mass. The church is not to be used for secular purposes, such as meetings, or parliaments, nor as a court of law; if trials are held there the sentences rendered are, ipso facto, null and void. Churchyards are not to be used for fairs. It is a terrible thing, says the canon, if places set apart for man to ask forgiveness for his sins become to him occasions of further sin. This canon inaugurated the popular devotion to the Holy Name, and the great confraternity still so flourishing, founded by the Dominicans at the command of Gregory X [ ] to further the devotion.
Five of the remaining canons are directed to the reform of legal procedure; most of them relate to the law governing the punishment of excommunication. Excommunication is not incurred by those who hold intercourse with the excommunicated unless these have been excommunicated by name. This is a clarification of a canon of the last General Council. [ ] Absolution, from any censure, which has been extorted by violence or threats is not only null and void absolutely, but also involves those using such threats in a further excommunication. [ ] Those who give permission to their servants or subjects to murder, imprison or injure in any way, whether it be the officials responsible for a sentence of excommunication against them, or relatives of the officials, or those who refuse all intercourse with them since the excommunication, are by the fact excommunicated a second time; so too are those who carry out these orders. If within two months they have not sought absolution from this second excommunication, they can only be absolved from it by the Holy See. [ ] Another new law [ ] is directed to check the hastiness of ecclesiastics in issuing penalties whose effects are general. Canons who, as a punishment, propose to suspend the church services, must now give notice of this in writing, with their reasons, to the person or persons against whom this action is directed. If the canons fail to do this, or if the reasons assigned are insufficient, they lose all right to their revenues for the time the services were suspended and must moreover make satisfaction for any losses thereby incurred to those they meant to punish. Also, and here is a reference to a superstitious instinct not yet wholly departed from our midst, it is most strictly forbidden to emphasise the fact of the divine displeasure, to which the suspension of offices supposedly testifies, by such detestable practices as treating the sacred images irreverently -- for example, throwing them to the ground and covering them with nettles and thorns. This the bishops are to punish with the utmost severity.
To check the growing tendency to drag out law suits by maliciously contrived delays, and thereby to fleece the litigant, the council now enacted a most stringent canon. All advocates and proctors are henceforward to declare on oath, not only that they will do their utmost for their client, but also that should anything transpire in the course of the trial to convince them that his cause is not just, they will immediately withdraw from the case. This oath is to be taken at the opening of every judicial year, and heavy penalties are provided for neglect to do so or for any breach of the oath. Also, the canon fixes maximum fees for both advocates and proctors and puts upon them the obligation to restore anything accepted in excess of these amounts -- again under heavy penalties. [ ]
Perhaps the Council's most important piece of legislation, after the law establishing the conclave, was the twenty-third canon Religionum diversitatem nimiam, on the new religious orders. From the moment when religious -- men formed by the discipline of the monastic vows and life -- had first begun to give themselves to the apostolic work of preaching the gospel and reconciling sinners to God, there had been trouble with the parochial clergy whose peculiar business and charge this work had always been. It was from among the religious that the missionaries had come who had converted the West from heathendom. On their labours was built the greater part of the present fabric of parishes and sees. It was the religious who was the trained man, in the early Middle Ages, the parochial priest the more or less well-gifted amateur; and as with habits of life so was it with professional learning. The vast mass of the parochial clergy had nothing like the chances of study which were open to the monk. The revival of learning which produced the universities no doubt improved their chances enormously, and indeed it was the chief function of the universities to educate the clergy. But, even so, universities were never so many that the whole body of the clergy passed through them. And long before the medieval universities reached the peak of their achievement as seminaries for the education of the parochial clergy, St. Dominic first and then St. Bonaventure had provided the church with a new kind of religious who was primarily a missionary priest, and the last word in the professional clerical sciences and arts, theologian, preacher and confessor. By the time of the Council of Lyons in 1274 Dominican and Franciscan priests were to be numbered by tens of thousands, and almost as numerous again were the priests of other new orders that had sprung up in imitation. Some of the new orders were as admirable as the models which had inspired them. Others were less so. For very different reasons the appearance of both types ruffled the peace of the clerical mind.
Already sixty years before the Council of Lyons, the Church had shown itself anxious and troubled by the task of controlling the new spiritual enthusiasm as it showed itself in the new missionary brotherhoods. These were almost always lay movements in origin; rarely was it to a priest that the inspiration to) lead this kind of life seemed to come. If there was zeal in plenty in these movements there was rarely any theological learning, or any appreciation that this was at all necessary for the preacher. Very often there was a definite anti-clerical spirit; sometimes there was heresy too. For very many reasons, then, the first rumours that a new brotherhood had been formed to preach penance and the remission of sins, and that it was sweeping all before it in some city of Languedoc or Umbria, can hardly have brought anything but deep anxiety to the Roman curia or to its head.
When the bishops poured into Rome for the General Council of 1215 they brought with them from every see of Christendom the tale of disputes between clergy and religious. Sixty years later, with the new mendicant missionary orders at the flood of their first fervent activity, they took similar tales to Lyons. From Olmuc in Bohemia, for example, came complaints that the Dominicans and Franciscans had gradually ousted the parochial clergy from all contact with their people. Baptism was the only sacrament for which the parish priest was ever approached. And where the people went, there they took their offerings. The bishop's suggestions, in this instance, were drastic indeed. These mendicant orders should lose their general power to hear confessions, or to preach except in the parish churches. Only those should preach or hear confessions whom the local bishop chose and authorised. Nor should any new friary be founded without the local bishop's leave.
The mendicants no doubt put forward once again the solid reason for their admittedly wide privileges; once they lost their exemption from all jurisdiction but that of the pope, how long would they survive in a world where there were bishops? In France, in the early days, the Dominicans, for example, found themselves treated just as layfolk, bidden to attend mass on Sundays, with the rest, in the parish church, and to confess to the parish priest as other parishioners were bound. [ ] Twenty years nearly before this time (1274) the differences between clergy and mendicants had blown into a great conflagration at Paris, where the university had demanded from the pope all but the suppression of the orders and, at the pope's bidding, St. Thomas and St. Bonaventure had stated the orders' case. Now, at Lyons, the question was raised again: it had already become, what it was to remain for centuries, one of the chronic problems of the Church, and one of the chronic evidences how harsh a soil human nature is to divine charity.
The decree now enacted deals drastically with all abuses, with institutes inaugurated in despite of existing law, and with lawfully founded institutes which have degenerated or seem to be tending that way. But it goes out of its way to protect and to praise the two great orders of St. Dominic and St. Francis.
The Council of 1215 -- says the new law -- had forbidden [ ] the foundation of any new orders. This prohibition was now renewed, because, despite that law, rashness and presumption had brought into existence an unbridled mob of new orders -- of new mendicants especially -- who did not deserve approbation. Therefore, for the future, no one is to found any new order, or to enter one if such be founded. All orders and mendicant orders founded since 1215 and not approved by the Holy See are abolished, Those founded since and approved by the Holy See, and which live by alms collected from the general public and whose rule forbids them any rents or possessions, and to whom an insecure mendicity through public begging affords a living, must now follow this rule, namely members already professed may continue to live this life, but no more novices are to be received; no new houses are to be opened; no properties may be alienated without leave of the Holy See, for these properties the Holy See intends to use in aid of the Holy Land, or the poor and for other pious purposes. Any violation of this rule entails excommunication, and acts done in violation of it are legally void. Moreover, members of these orders are forbidden to preach to those outside their ranks, or to hear their confessions, or to undertake their funeral services. This 23rd canon, it is expressly declared, does not however extend to the Dominicans and Franciscans whose usefulness to the Church in general (it is explicitly said) is evident. As for the Carmelites, and the Hermits of St. Augustine, whose foundation dates back beyond the Lateran Council of 1215, they may continue as they now are until further decision about them is taken. A general scheme, says the canon, is in preparation that will affect them and indeed all the orders, non-mendicants included. Meanwhile members of the orders to whom this new rule now made applies, are given generally a permit to enter other approved orders. But no order or convent is to transfer itself as a whole without special leave of the Holy See.
2. THE SHADOW OF ANJOU, 1276-1285
Gregory X died at Arezzo. January 10. 1276, on his way back from France to Rome. Only eleven days later the cardinals, putting into execution for the first time the new law of the conclave, unanimously elected the Friar Preacher, Peter of Tarentaise. This first Dominican pope was a Frenchman. He took the name of Innocent V and reigned for just five months. There was a short interval of three weeks and the cardinal deacon Ottoboni Fieschi, a nephew of Innocent IV was elected -- Adrian V (11 July). His reign was one of the shortest of all: he was dead in seven weeks, before he had even been ordained priest. For the third time that year the cardinals assembled, and elected now a Portuguese, the one-time Archbishop of Braga, Peter Juliani, who has his place in the history of scholastic philosophy as Peter of Spain. He took the name of John XXI but, scarcely more fortunate than the other two popes, he reigned only eight months. On May 20, 1277 the ceiling of his library fell in and the pope was killed.
These short pontificates wrought much harm to the still fragile restoration of Gregory X. In all the elections of that fateful year, Charles of Anjou was active. Both the French pope and the Portuguese showed themselves much more sympathetic to his policy than Gregory had been; Innocent V favouring him in Italy and John XXI, apparently, willing to forward his designs on the Eastern empire. But nowhere was the change in the personality of the pope more to be deplored than in the most delicate matter of all, Rome's relations with the newly reconciled Eastern churches. Here John XXI showed himself heavy handed and perhaps made inevitable the action of his successors that was to wreck the whole work within the next five years.
A more certain -- but accidental -- effect of John's short reign was to revive the abuse of over-long vacancies in the Holy See. The cardinals' opposition to Gregory X's conclave regulation had been strong. Their criticism now brought John XXI to suspend it, meaning to provide a new rule. His sudden death found the cardinals without any rules at all to bind them and the Holy See was thereupon vacant six months (20 May-25 November, 1277).
The pope ultimately elected was John Gaetani Orsini, one of the most experienced diplomatists in the curia, a cardinal for more than thirty years, who took the name of Nicholas III. None since Innocent IV (1243-1254) had come to the high office with such -- extensive knowledge of the curial routine, of the major problems of the time and the personalities around whom they turned. Nicholas had been Innocent IV's close companion in his exile, [ ] and in 1258 had played a great part, as legate, in the national histories of France and of England at the time of Simon de Montfort's first triumph. Since the death of Clement IV (1268) he had been the strong man of the curia, a force to be reckoned with in all the subsequent elections. He is credited with the election of John XXI and in that pope's short reign was, indeed, the power behind the throne. Through all the years that followed Charles of Anjou's introduction into the politics of church defence Nicholas III had been his warm supporter. But events during the several vacancies of 1276 had chilled his enthusiasm. He was now critical, if not hostile, and certainly awakened from the simplicity he had shared with the scholarly French and Portuguese popes, whose inexperience of politics failed to read beneath the surface of Charles's courtesy and seeming submissiveness. The facts were that the King of Sicily's diplomacy had begun definitely to check Rudolf of Habsburg in Germany; that he was once again menacing the Greek emperor and that his power overshadowed all Italy. Charles now took the style of King of Jerusalem, Hugh III having abandoned the mainland and retired to Cyprus, and sent to Acre as his vicar, Roger de St. Severin. The Templars of Venice supported him and the barons of the kingdom had no choice but to do him homage. Of the two great questions of the day, not the crusade seemed now the more urgent but the freedom of the Papal State, and the indefinitely more important thing bound up with this, namely, the freedom of the papal action and so of religion everywhere. It was to be the main aim of Nicholas III to check this new advance of the King of Sicily.
Presently immense plans for the future organisation of Europe began to take shape. New papal agents of proved character and high diplomatic ability -- the future popes Martin IV and Nicholas IV, the Dominican Master -- General John of Vercelli -- began to knit together the medley of jealousies and rivalries in which the ambition of such magnificent men as Charles of Anjou found its perennial opportunity. It was a great pontificate, though all too short for the task before it. Nicholas III was already an old man at his election (25 November, 1271) and in less than three years he was dead (22 August, 1280) Nevertheless he had notably lessened King Charles's hold on central Italy by refusing to allow his re-appointment as Senator of Rome and imperial vicar in Tuscany. More, by a special constitution Nicholas III made it impossible for the future for any reigning prince to be senator. The new senator, in 1278, was the pope himself, and he appointed his nephew to act in his place. Charles, knowing himself for the moment outmanoeuvred, submitted gracefully. In Germany the pope continued Gregory X's policy of support to the new emperor-elect. He won from Rudolf -- and from all the German princes -- an explicit renunciation of all the old claims over any of the territories now counted as States of the Church.
Had Nicholas III still greater plans in mind to establish permanent friendliness between the Habsburgs and Capetians? Did his too speedy death put an end to one of the best of all chances of preventing the coming long centuries of Franco-German warfare and its sequelae of world destruction? Opinions differ, but the pope is credited with the desire to make the empire hereditary in the Habsburg family, and to make the German kingship a reality beyond the Rhine and the Danube. The kingdom of Arles would be detached from the empire and, united with Lombardy, form an independent realm under a French prince. A second Italian kingdom would be created in the lands between the Papal State and Lombardy. Italy, like Germany, would experience a new, peaceful political order. The Papal State would enjoy a new security. Charles of Anjou would be satisfied -- and yet controlled. The major causes of Franco-German rivalry would be forestalled.
But Nicholas died before his liquidation of the political debts of 1276 had been so successful as to allow such major schemes any chance of success. He was the first pope for a hundred years to make Rome his regular dwelling place and all but the last pope to do so for another hundred; he has his place in history as the real founder of the Vatican. The new orders of St. Francis and St. Dominic found in him a constant friend, and his registers show how constantly he turned to them to provide bishops for sees all over Europe. The one real blemish was his over-fondness for his own family. It has won him a most unenviable mark as a pioneer in the vicious business of papal nepotism, and a blistering memorial in the Inferno of Dante.
Among the things which Nicholas III did not find time to do, was to provide the much-needed regulations about the papal election, and after his death the Holy See again remained vacant for six months -- time enough and to spare for Charles of Anjou to turn to his own profit the reaction which usually follows the disappearance of a strong ruler. The new pope, Martin IV (elected 22 February, 1281) Simon de Brion -- was a Frenchman and, from the beginning, he showed himself a most willing collaborator in all the King of Sicily's schemes. It would not be correct to describe him as, in any sense, the king's tool. All goes to show a long-standing identity of views between himself and Charles, and the cardinal's long career in the service of the Holy See had shown him to be a skilful diplomatist and administrator. Like very many of the popes since Innocent III, he was a product of the University of Paris. Like Clement IV, he had been high in the service of St. Louis IX. With many more he had left that service for the Roman curia at the invitation of the newly-elected French pope Urban IV (1261), who had created him cardinal. Much of his life continued to be spent in France as legate, and it was he who had negotiated, for Urban IV, the treaty which made Charles of Anjou the papal champion and set him on the way to become King of Sicily. It is not surprising that in the years between Charles's victories and his own election (1268-1281), Simon de Brion was the king's chief advocate and supporter in the curia. He was, it is said, most unwilling to be elected. No doubt he foresaw the stormy years that awaited him, the difficulties that must follow on any reversal of the cautious policy of the last nine years, and he was an old man. He was to reign just over four years and to initiate a series of political disasters that would leave the prestige of the papacy lower than at any time since the coming of Innocent III (1198).
To Charles of Anjou the election supplied the one thing so far lacking. In the fifteen years since his conquest of Sicily, the king had made more than one attempt to extend his power at the expense of the Byzantine emperor at Constantinople. St. Louis IX had checked him in 1270, Gregory X in 1275, Nicholas III in 1278. Now, with a pope of like mind with himself, his ambition was to be given free reign.
First of all, Martin IV, within two months of his election, reversed the vital decision of Nicholas III that the civil government of Rome should never be given into the hands of a sovereign prince, by appointing the King of Sicily Senator for life. [ ] The immediate result was a miniature civil war in Rome that lasted throughout the reign, with all the customary sequelae of excommunication and interdict. Martin himself never lived nearer to Rome than Orvieto and Perugia.
Next, Martin IV definitely broke with the Eastern churches. It was seven years all but two months since the solemn ratification at Constantinople, [ ] by the Greek bishops, of the reconciliation made at the Council of Lyons. Never, during all that time, had the popes felt happy about the reality of the Greek submission to their authority; and never had the great mass of the Greeks seen in the act of their emperor, Michael VIII, anything more than a base surrender to the despised and hated Latins. From the very beginning, very many of them, courtiers even, and members of the emperor's own family, had refused all relations with the clergy who accepted the union. But, so long as Gregory X lived, Michael was confident that the schemes of the King of Sicily, to restore, in his own person, the Latin empire at Constantinople, would be effectively checked. This pope's personal experience of the gravity of the crisis of Christianity in the East, and his determination, in the interest of the projected crusade, to forestall any warfare between rival Christian claimants to Eastern principalities, were solid advantages that far outweighed, with the ruler at Constantinople, the popular and the clerical hostility to the union.
But the unlooked-for death, in January 1276, of this rarely experienced pope, patient, understanding, the reverse of doctrinaire in his handling of delicate practical problems, changed all. Moreover, Gregory X had three successors in less than twelve months, and the upset in the curia caused by the rapid appearance and disappearance of these popes was, inevitably, a great opportunity both for those who wished to see the union destroyed, and for those who had never thought it could be a reality. The first of these popes, Innocent V, showed himself much cooler towards Michael VIII than his predecessor had been. For Innocent was a Frenchman, [ ] such another man of God as his predecessor, it is true, and no more of a politician. But he was a supporter of Charles of Anjou. When Michael demanded that the pope, for the protection of the Byzantine empire in the approaching crusade, should strengthen the emperor's authority by excommunicating the Latin princes already in arms against him, Innocent, in his perplexity, could only reply by a general exhortation about the need for unity. Before anything more could be asked of him, or a new Eastern crisis develop, his five months' reign was over (June 22, 1276). Adrian V, who followed him, lasted only seven weeks. Then came a third pope favourable to Charles, the scholarly Portuguese, John XXI. It was this pope who despatched to Constantinople the embassy planned by Innocent V, charged to obtain from Michael his own personal oath that he accepted the faith of the Roman See as set out at the General Council, and to absolve the Greeks from what censures they might have incurred through their adherence to the schism now terminated. The nuncios were also to excommunicate, and to put under interdict, all who opposed the union. [ ] At first all went well. The emperor made no difficulties; his son and heir, Andronicus, wrote a most dutiful letter of submission, professing his enthusiasm for the union; and the Greek bishops, at a synod in April 1277, reaffirmed their acceptance of the primacy of the Roman See and of the orthodoxy of its teaching about the procession of the Holy Ghost. But in reaffirming this, the bishops somewhat altered the terminology of the statement adopted at Lyons.
John XXI was dead before this last, disconcerting detail of the Byzantine situation reached the curia. It was five months before the vacancy was filled, and another twelve before Nicholas III took up the question. From now on we can note a new stiffness in the Roman attitude. For example, the Greeks are now told that they must add the Filioque clause to the creed. This was, of course, more than the General Council had asked; but there was now every reason why Rome should be doubtful whether Greek opposition to the use of the clause was not the outward sign of a refusal to accept the Roman terminology as orthodox, of a clinging to the old contention that, on this point, the Latins were heretics. The use of the clause was become a touchstone of orthodoxy, as the use of the word homoousion had been, nine hundred years before, in these same lands. The pope also, it would seem, proposed to pass in review the whole Greek liturgy and rite, for he bade his envoys to allow only those parts which were not contrary to the faith. The nuncios were to travel through the chief cities of the empire and to see that all these various orders were really obeyed, and the emperor was to be persuaded to ask for the appointment at Constantinople of a permanent cardinal-legate; so only could Rome be assured that the Greeks really meant what they had professed.
Already there had been riots against the union, and now the emperor and his bishops came to an understanding. They would not break openly with the new papal commission (since only the pope's intervention could preserve the empire from the designs of Charles of Anjou), and the emperor pledged himself, whatever the consequences, not to consent to add the Filioque to the creed. It was now only a matter of time before the purely political intentions of the chief supporters of the union became so evident that a breach with Rome must follow. While, at Constantinople, the emperor stifled all opposition, and punished with terrible cruelty those who stirred up the ever recurring anti-papal riots, to the pope he perjured himself lavishly. The Greek bishops, subtly contriving neither to refuse the pope's demands nor to satisfy them, sent to Rome a reply that was little more than a mass of texts from the Greek fathers, where any and every word but the "proceed" of the Lyons definition was used to express the relation of the divine Word to the Holy Ghost. Only the sudden death of Nicholas III (August 22, 1280) and the six months' interregnum which followed, delayed, it would seem, the rupture that was now all but inevitable.
Then a final certitude came with the election, as Pope Martin IV, [ ] of the King of Sicily's staunchest partisan in the curia. Charles had now every encouragement to prepare the type of crusade which the kings of Sicily traditionally favoured, the plan whose basic idea was to install themselves at Constantinople as emperors and make war on the Turks from this new vantage point. Venice -- also traditionally hostile to the Greeks, and already responsible for the crime that had transformed Innocent III's crusade into an immense act of piracy -- became his ally (July 3, 1281) and the pope, this time, joined the anti-Byzantine coalition. [ ] The date was fixed for April 1283.
But Michael VIII had not, for a moment, failed to understand that tne bright prospects which the election of Gregory X had opened to him were now gone, perhaps for ever. While he carefully maintained diplomatic relations with Martin IV in the state befitting a loyal Catholic prince, Michael, too, made his preparations. But long before they were complete, only four months after the pact with Venice, Martin IV took the final step. On November 18, 1281, he excommunicated Michael as a patron and protector of heretics, of schismatics and Or heresy.
The emperor did not, however, reverse his religious policy. As long as he lived, another thirteen months only, there was no repudiation of the work of Lyons. It was only after his death (December 11, 1282) that the anti-Roman reaction began. It was extremely thorough. The new emperor, Andronicus, publicly confessed his submission to the pope as a grave sin and begged to be given suitable penance. The patriarch favourable to the Latins -- John Beccos, almost the only sincere convert among the higher clergy -- was deposed, and his successor (the anti-Roman whose place Beccos had taken in 1275) had all the churches of the capital purified with solemn rites, while a sentence of three months' suspension was laid upon the whole body of bishops and priests. The emperor obliged his mother, Michael's widow, to abjure her allegiance to tile pope, and he even refused a religious funeral to his dead father. So Michael, after twenty years of religious trimming, in the interests of Byzantine independence, was found, at the last, rejected and cast out both by the Catholics and by the Orthodox. Although it is extremely doubtful whether, inaugurated in such circumstances, any reunion would have long endured, Martin IV, when he excommunicated its main support, the Emperor Michael, sealed its fate in an instant. Also, in excommunicating the emperor he was excommunicating the prince whom Charles of Anjou was planning to supplant -- excommunicating him at the very moment when the Sicilian king's plans were ripe. It is little wonder that the pope's contemporaries judged his act severely, nor that some were very ready to see, in the disasters to the papal arms which followed, the manifest chastening hand of God.
For chastisement -- if such it were! -- arrived with speed. Far away from Constantinople, at the very opposite end of the Mediterranean Sea, was a prince who, for years, now, had nourished a bitter hatred of the French, the King of Aragon, Peter III. Peter had seen his father make over to St. Louis IX Aragonese rights in Languedoc, and also, in the interests of this settlement, break up the unity of Aragon by creating the new kingdom of Majorca. He had seen St. Louis' son, Philip III, intervene powerfully to the south of the Pyrenees in the neighbouring kingdom of Castile -- and in a succession dispute that concerned Aragon very intimately. The French King of Sicily, Charles of Anjou, was especially an enemy; for Peter's wife was the daughter of that King Manfred of Sicily whom Charles had routed and slain at Benevento in 1266, the granddaughter of the last great Hohenstaufen, Frederick II. She was therefore, since Charles of Anjou's execution in 1268 of Conradin the last male of the line a personage of the greatest interest to all the remnants of the Ghibelline party which, suppressed these sixteen years but by no means destroyed, still swarmed in every state and town of Italy. Peter's court was the last refuge of the party, and there, biding his time in exile, was Manfred's capable Sicilian minister, John of Procida.
It was this political genius who planned the great coup. While Charles was busy with his plans to capture the empire of the East, binding to himself the great commercial states of Genoa and Venice, and securing the assistance of the new pope, John of Procida linked together Peter III and the Emperor Michael, the native Sicilians who had already learnt to detest their French rulers, and the Italian Ghibellines everywhere. A great conspiracy against Charles and his suzerain the pope was already afoot, when Martin IV threw over Michael VIII. The rising at Palermo on Palm Sunday, 1282, [ ] and the massacre of the French which followed -- the Sicilian Vespers -- was the Ghibelline reply. Before Charles was able to put down the insurrection, Peter III had landed in Sicily. The French were out, and out for all time. Only the mainland territory remained to them and a war had begun, in which the pope was directly involved, that was to last for twenty years. [ ]
The pope was involved because Charles was his vassal, the vassal indeed of St. Peter. The pope had no choice but to intervene and, in the name of St. Peter, with all means spiritual as well as temporal, defend his vassal against the Aragonese invader. He excommunicated the King of Aragon -- who, also, was his vassal -- and gave him three months in which to submit; should he obstinately hold out, the pope would depose him. [ ] Peter III ignored the excommunication. He had present victory on his side and, in a war that was to be chiefly decided by sea power, he had also the genius of the great admiral of his day, the Sicilian Roger de Loria. The pope then deposed Peter. [ ] He offered the crown of Aragon to yet another French prince, Charles of Valois, a younger son of the King of France, and, when the offer was accepted, [ ] the pope, to assist the Frenchman, proclaimed a real crusade against Peter. [ ] Peter's subjects were released from their oaths of allegiance, forbidden to acknowledge him as king, to pay him taxes or other dues. The kingdom was laid under an interdict. To finance his papally-appointed rival, immense sums of money were advanced by the pope from the moneys collected for the war against the Saracens, and special tithes were levied on ecclesiastical property in France, Provence and Navarre, in Aragon, Majorca, Sicily and in all Italy; and also in the dioceses of Liege, Metz, Verdun and Basle. To all who helped the good work of installing Charles and expelling the Aragonese King of Aragon, all the favours, temporal and spiritual, were granted which might be had by going out to the Holy Land to fight the Saracens. The popes had been unable for years to reorganise the holy war. Now it had reappeared, in Spain, and directed against a Christian prince whose crime it was to have made war on a papal vassal.
The King of France took up his son's opportunity [ ] and soon a great French army was preparing to invade Aragon, with a fleet moving in support along the coasts of the Mediterranean. Sicily, since Roger de Loria's destruction of the Neapolitan fleet, was impregnably Aragonese. A direct attack on Peter's homeland, if successful, would be the simplest way to loosen his hold on the island.
At first all went well. The French invaded Rousillon in May 1285, and on September 7 took the Aragonese city of Gerona. But now a double disaster fell upon them. Fever took hold of the army and slew more troops than the enemy. And de Loria, in a great battle off Palamos, destroying the French fleet, cut the main line of the army's communications, the chief means of its reinforcement and supply (September 4). Among those struck down by the fever was the King of France himself, and he was carried back, amid his retreating troops, to die at Perpignan (October 5). For the first time in history French policy had sent a conquering army beyond the natural frontiers of France. The venture had ended in a great disaster.
Charles of Anjou had been spared, at any rate, this crowning humiliation [ ] he had died in January 1285, while the expedition was still in preparation, and its chances seemed excellent. [ ] Pope Martin, too, died before he saw how his collaboration with the Angevin was ending (28 March, 1285). All that the collaboration had in fact achieved was to end the chances of the reunion scheme of Gregory X, and to involve the papacy in a new war where the stake was not, any longer, the pope's independence -- the one real danger to this, anywhere in Europe, was in fact that very vassal of the pope in whose interest the pope was at war. And the papacy was faced now with the fact, surely full of omen, that in two important territories, Aragon and Sicily, the bulk of the people and clergy were standing fast by the ruler whom the pope had declared to be no ruler, ignoring the excommunication, the deposition and the interdict laid upon them. If, despite such lavish use of the spiritual arm, despite this all but official identification of the temporal with the spiritual, the popes should lose in the conflict, what would be the reaction in the sphere of the people's devotion to papal authority as the centre and source of religious life? Again, all over Italy the Ghibelline factions were busy. Lombardy, the Romagna, Tuscany were filled with insurrection and riot, and there too this same intermingling of spiritual and temporal was a leading, and inevitable, feature of the struggle. Those on the one side were, by the fact, bad Catholics: their opponents were engaged in war that was holy. And from Germany, untouched by the actual struggle, came loud complaints about the taxes levied on ecclesiastical revenues to finance the papal diplomacy and arms. Martin IV's successors were scarcely to be envied.
3. FRANCE AND THE SICILIAN WAR, 1285-1294
The next pope was a very old man, Honorius IV (1285-1287). The ill-fated French expedition to Aragon had not, indeed, yet begun its march when he was elected (2 April, 1285); but although Edward I of England intervened immediately, [ ] suggesting to the new pope that he persuade Philip III to halt the military preparations and that negotiations be opened with Peter of Aragon, the die was cast. Honorius, a noble of ancient Roman stock, [ ] might well intend -- it would seem he did so intend -- to reverse his predecessor's policy, and to follow the ways of Nicholas III and Gregory X, working for peace by removing the causes of wars before these became impossible to control. He would hold in check the new powerful French combination, now master of France and southern Italy, by a constant support of the Habsburg emperor in Germany; and also, while, as a good suzerain, he supported the King of Sicily, he would carefully supervise his whole political activity. But the pope could hardly condone, out of hand, the Aragonese occupation of Sicily: it was by all the standards of his time, no more than a successful act of international piracy; nor could he, humanly speaking, have expected the King of France to abandon the profitable holy war against the pirates, now, upon the instant, and at his sole word. The mischief done by the alliance of Pope Martin with King Charles must, perforce, work itself out.
Had Honorius IV enjoyed anything beyond one of the shortest of papal reigns he might, however, really have achieved the aims of his peace-inspired diplomacy. For within nine months of his election the whole international situation altered very remarkably. Charles of Anjou had died and his successor, Charles II -- a feeble king indeed by comparison with his formidable father -- was a prisoner of war in Aragon; Philip III of France had met his tragic death at Perpignan, and the new king, Philip IV, had tacitly abandoned the crusade against Peter III; Peter III himself had also died, of his wounds (November 10, 1285), and had divided up his lands: [ ] Aragon and the new conquest, Sicily, were no longer united under the one ruler.
Honorius made good use of his opportunity in southern Italy. Taking over, as suzerain, the actual administration, he decreed a general restoration of law and government such as these had been before the first Hohenstaufen kings had built there the centralised, despotic state that was a model of its kind. And the pope even began to show himself willing to negotiate with Aragon about Sicily. At the same time, in Germany, Honorius IV arranged to crown Rudolf of Habsburg as emperor, to set thereby a seal upon Gregory X's restoration of the Empire. Since Rudolf had refused to join the crusade against Aragon, and had protested against German church revenues being used for it, this great gesture would fix firmly before the mind of the time the papal determination not to be the tool of French ambitions.
But Honorius IV was already in his seventy-seventh year, and long before the date appointed for the coronation (2 February, 1288) he was dead (13 April, 1287); his diplomacy had scarcely begun to put the new situation to good use. With Honorius there disappeared the last authentic representative of the skilful diplomatic tradition that went back to Innocent III, the tradition in which the popes had managed the rival chiefs of the respublica christiana while yet contriving never themselves to descend into the arena of inter-state competition, and always to give to their action the authentic note of an intervention from outside all conflict. Martin IV had dealt that tradition a terrible blow; his immediate successor had not been given the time to repair it; now would follow two long weakening vacancies of the Holy See [ ] and two weak pontificates; and when, ten years after the death of Honorius IV, there would come once more a strong pope, moved to remould his universe after the best thirteenth century tradition, the moment had gone by. Nor was that strong pope, Boniface VIII, gifted with the wholly impersonal zeal, and detachment from all but the good cause, which had been the essence of the success he so needed to renew.
The best papal interpretation of the pope's role as chief of the respublica christiana called for action that never passed beyond diplomatic practice backed by sanctions that were spiritual. But in a world where every temporal thing could be regarded as help or hindrance to spiritual well-being, and where, by universal consent, the temporal was subordinate in excellence to the spiritual, it had only been a matter of time before the temporal -- blessed and consecrated for the purpose -- was, in a score of ways, pressed into the service of the spiritual. With Gregory IX (1227-1241) and Innocent IV (1243-1254) especially, [ ] the Holy See's use of such temporal things as armies, fleets, systems of taxation, banking and loans, had expanded enormously; its whole conception of its own authority and jurisdiction over temporal affairs had expanded too. By the time of Martin IV and Honorius IV the papacy had become a kind of supranational European kingship, and to quote as a description, if not justification, of their authority the text of Jeremias about planting and uprooting [ ] was now a commonplace of the stylus curiae. So long as the papal policies were victorious, what criticism there was of these new developments remained, for the most part, underground. But the succession of disasters in the reigns of these two last popes was an opportunity the critics could not resist. All over Italy the Ghibelline tradition was flourishing anew after a generation of eclipse; and alongside it there flourished a lively revival of the spiritual teachings associated with the great name of Joachim of Fiore. [ ]
The Incarnation and the Passion of Our Lord were not, according to this new evangel, the high point of the divine mercy to man, and the foundation of all that would follow. The reign of Christ was but a preparation for a more perfect dispensation, the reign of the Holy Ghost. This was now about to begin. There would no longer be a church; the pope would joyfully resign his power to a new order of contemplatives; the active life would cease, and all Christendom become a vast monastery of contemplatives, vowed to absolute poverty; the law of spiritual effort would cease and, the Holy Ghost being poured out in a new and perfect effusion of gifts and graces, the law of spiritual joy would reign unhindered. Pope, cardinals, hierarchy, systematic theology, canon law -- these would not only disappear but their very presence and survival were, at this moment, hindrances that delayed the coming of the new age. The first duty of the faithful soul, then, was to abandon them, to abandon the reign of Christ, to leave the bark of Peter for the bark of John, and so prepare the way for the coming reign of the Holy Ghost. [ ]
These theories are destructive, evidently, of all that Catholicism has ever claimed to be, and destructive also of the whole civilisation which, then, was very evidently bound up with traditional Catholicism. For many years, however, the theories had found enthusiastic support in one section of the great order of mendicant preachers, vowed to live in poverty, that was the great legacy to the Church of St. Francis of Assisi. To those elements in the order who had looked askance at the new detailed regulations called for by the very expansion of the order, and to those who fought the introduction of systematic theological study for the preachers, and to all those -- and they exist in every generation -- who had joined the brethren to satisfy and achieve their own spiritual ideals (and after their own way) these anarchical doctrines were most welcome. Already, in 1257, the pope had had to intervene to save the order from developments that would have dissolved it into a chaos of spiritual factions. Under the general then elected to govern it -- St. Bonaventure [ ] -- who was maintained in office for seventeen years, unity was slowly and peacefully restored and the "Joachimite" tendencies disappeared. But they had never been destroyed. Always there had been friars who remained attached to them, and the tradition of devotion to them had been carefully handed down through thirty years in more than one convent of Languedoc and central Italy. The obvious preoccupation of the popes during all this time with the paraphernalia of courts and governments was fuel on which the fire of these "Spirituals" fed greedily. For years they watched these developments and denounced them. In the present disasters to the causes favoured by the Holy See, they saw the manifest chastisement of God's hand, proof that their own theories were true, and the best of all encouragement to press on the attack and destroy the present church.
The "Spirituals" possessed at this time (1287) a leader of great intellectual power, personal charm, and known austerity of life, Peter John Olivi. He was still a young man, [ ] and had been a pupil at Paris of Peckham and of Matthew of Acquasparta, the two greatest of St. Bonaventure's own pupils. Olivi was an unusually complex kind of Franciscan, for he was an "intellectual," a scholastic philosopher and theologian indeed of very high power, a "Spiritual" also, and, lastly, a subtle commentator of the gospel according to Abbot Joachim. From a very early age he was regarded as a force in his order; Nicholas III had consulted him when the great decretal Exiit Qui Seminat was in preparation. And then, four years later, in 1282, at the General Chapter of his order at Strasburg, Olivi was accused of teaching false doctrine. His Franciscan judges condemned several of his philosophical and theological theories and Olivi accepted their verdict, under protest that the Holy See had not condemned them. For four years thereafter he was under a cloud, but now, in 1287, his old master, Matthew of Acquasparta, had been elected Minister General, and Olivi was given a lectorship in the great Franciscan school of Santa Croce at Florence. One result of this promotion was a great revival of "Spiritual" ideals in Tuscany.
Still more important to the Spiritual movement than Olivi's personality was, seemingly, the sympathy professed for these friars by one of the leading figures of the curia, the Cardinal James Colonna. He was the lifelong friend and confidant of the pope, Honorius IV, and his contact with the Franciscan Spirituals came through his affection for his very remarkable sister, herself a Franciscan nun of the strict observance and known to us as Blessed Margaret Colonna.
All the old controversies about the real meaning of the rule of St. Francis now revived. Were the "Spirituals" the only real Franciscans? Had the pope any right to lay down rules which -- so the "Spirituals" maintained -- contradicted the will of St. Francis? And with these controversies, and the controversies and fantasies about Abbot Joachim's theories, there went a medley of speculation, preached and rhymed about everywhere, as to the approaching end of the world, the coming of antichrist, the manner of man he would be, and where he was to be looked for. A great internal crisis was evidently threatening. Unusual wisdom, and sanctity too, would be needed in the popes if these restless elements were to be converted to a re-acceptance of the traditional way to perfection, namely dependence on the supernatural forces which the Church of Christ was founded to dispense. Toxins long latent -- whatever their origin -- in the mystical body were increasingly active in the blood stream. How could they best be rendered harmless, and the members they affected be made healthy?
It was against this background of threatening chaos and revolt that the cardinals debated the election of a successor to Honorius IV. After eleven months they came to a choice, the cardinal Jerome of Ascoli, Pope Nicholas IV: the new pope was a Franciscan.
But Jerome of Ascoli's election promised little to such of his brethren as were tainted with the apocalyptic theories of Abbot Joachim. The new pope had indeed, for a generation, been a leading influence in Franciscan life, but not in the circles where Olivi was a master. After a brilliant early career, as teacher in the University of Paris and administrator, Jerome had been sent to Constantinople in 1272 as the envoy of Gregory X, charged with the delicate business of bringing the Greeks to take part in the forthcoming General Council. At Lyons he had appeared with the Byzantine ambassadors as a kind of liaison officer and when, during the council, St. Bonaventure, now a cardinal, resigned his charge as Minister-General of the Franciscans, Jerome of Ascoli had been unanimously elected in his place (20 May, 1274). Very suddenly, only seven weeks later, the saint died, and from that time onward Jerome had been the determining force of orthodox development within the order. It was he who, as Minister-General, had summoned Olivi to deliver up certain of his manuscripts and on reading them had ordered them to be burnt for the harmful theories they contained. Another friar to feel the weight of his severity was Roger Bacon who also, amongst other things, showed a passionate credulity about the Joachimite prophecies. It was, seemingly, by Jerome of Ascoli's orders that this now aged Franciscan suffered his last monastic condemnation and imprisonment.
Nicholas III (1277-1280) had made use of Jerome as a diplomatist and, in 1278, had given him the red hat. The new cardinal had, at the pope's command, retained for a time the general direction of the order and he had been the chief influence in the promulgation of Nicholas' great decretal Exiit Qui Seminat (14 August, 1279) which gave an authoritative decision about the real meaning of the Franciscan ideal of religious poverty, in the hope of ending finally the long disputes of fifty years. The next pope, Martin IV, made him cardinal-bishop of Palestrina, the city that was the chief centre of the Colonna influence; and from now on Jerome of Ascoli gave himself to the care of his diocese. History knows little more of him, in fact, until his unanimous election as pope eight years later.
The death of his predecessor, Honorius IV, in April 1287, had not, of course, halted the war or the wartime diplomacy. The long conclave which followed was a golden opportunity for all parties to develop new positions and advantages. The most striking success had fallen to the King of Aragon. It was his especial good fortune that he still held prisoner Charles II of Sicily, and the special opportunity for exploiting this was the proffered mediation of the English king. Edward I (1272-1307). If Charles II -- religious, conscientious, timorous -- is the one lamb-like figure in all this long contest, our own Edward I, caught between the rival duplicities of the Aragonese king and Philip the Fair of France, [ ] shows an inability to appreciate the realities of the case which, in another, might also be taken for lamb-like innocence of the ways of wolves. Time and again Edward's political anxieties made him the tool of the astute Alfonso and so, ultimately, destroyed all belief in the bona fides of his arbitration and played the French king's game, giving the pope whatever justification he needed for favouring France rather than England.
The first fruit of England's intervention was the Treaty of Oloron (25 July, 1287). Aragon consented to release the captive Charles II -- who had already renounced his rights to Sicily -- on the hard conditions of an immense money payment, the surrender of sixty-three noble hostages (among them his three eldest sons), and the pledge to negotiate a peace between the two Aragonese kings [ ] on the one hand, and the chiefs of the Franco-Papal alliance on the other, within three years: should a peace satisfactory to Aragon not be concluded King Charles was to return to his captivity or surrender his lands in Provence. The Papal legates, present at the conference, allowed the treaty to be signed without any protest. It was a quasi-surrender of all that the popes had been fighting for in the last five years.
The King of France, however, refused the offer of a truce, refused the hostages a safe conduct through his territory, refused all facilities for the payment of the indemnity. The college of cardinals, also, showed themselves hostile to the treaty, and when, seven months after it was signed, they elected Nicholas IV, one of the pope's first actions was to quash and annul it absolutely, to cite the King of Aragon to appear at Rome within six months for judgment, and to order Edward I to negotiate the liberation of King Charles on terms that the Holy See could accept (15 March, 1288).
[genealogy page 39]
Louis VIII + Blanche of Castile => Charles of Anjou K. of Sicily
1266-1285 & St. Louis IX 1226-1270
St. Louis IX 1226-1270 + Margaret of Provence => Philip III 1270-1285
James I of Aragaon => Isabella & Peter III
Philip III + Isabella => Philip the Fair 1285-1314
Peter III => Alfonso III & James II
NB. Margaret, the wife of St. Louis, was also largely Spanish by blood
The vigour of the papal reply was promising. It was followed up by the negotiation, under papal auspices, of a treaty between France and Castile (13 July, 1288) in which the two kings pledged themselves to a new attack on Aragon in alliance with the Holy See, and, after some delay from the pope, by new concessions to Philip IV of Church revenues to finance the offensive (25 September, 1288). The Ghibellines had been too active throughout the summer for the pope to be able to maintain his first independent attitude to France. Pisa had opened its harbours to the fleet of de Loria. At Arezzo the bishop had gone over to the same cause. At Perugia there were like activities, and at Rome itself the city was preparing to welcome the anti-papal forces as it had welcomed Conradin twenty years earlier. The pope was at the end of his funds. The only way to wring a loan out of the French was by more concessions.
Meanwhile Edward I had renewed his diplomatic work with the Aragonese and, for total result, he had achieved a treaty [ ] still more favourable to Aragon than the treaty the pope had annulled. But the English king had, this time, made himself responsible for the indemnity and the hostages, and Charles II had at last been set free.
A sad dilemma awaited him, for the pledged negotiator of peace walked into a world of friends determined on war in his support. The pope ordered him peremptorily to resume the style and title of King of Sicily. The King of France refused to listen to his argument, and sent him on to Rome with a protective escort of French knights. The pope, knowing now that France was really behind him, felt stronger than ever before. He excommunicated the Ghibelline bishops of Pisa and Perugia, and ordered the King of Aragon to give back the money paid over in accordance with the new treaty; also to surrender the hostages and to come to Rome by October 1 (7 April, 1289). Whereupon the Ghibellines in Rome rose, and after bloody street fighting drove out the pope. He fled to Rieti, forty miles to the northeast of Rome, on the very frontier of King Charles' realm and, undismayed by this local defeat, on Whit Sunday (May 29) in the cathedral there, he crowned Charles as King of Sicily with all possible pomp. Just a fortnight later the Florentine victory of Campaldino (11 June) broke the Ghibellines of central Italy. Success, it would seem, had justified Nicholas IV's bold initiative. This was the high-water mark of his reign. The full flood of papal favours was loosed for the King of France, praise for his devotion in resuming the task taken up by his father in 1285, still more financial concessions (to be wrung in specie from the clergy of France), the preaching once more of the holy war against Aragon.
In reality it was the French who had triumphed; and this aspects of events was by no means lost upon the chief hindrance to their domination in western European politics, Edward I. The King of England was necessarily interested in Franco-Spanish relations because he was Duke of Aquitaine. The fact that he was also, as Duke of Aquitaine, the vassal of the French king made his interest -- and above all his present intervention as mediator -- highly unwelcome to the French, an irritant that came near indeed to being a casus belli. Philip the Fair had not been able to prevent the arbitration, but the award had been so patently anti-French and anti-papal that it had crashed almost of itself.
Edward now approached his problem from a wholly different angle. To divert the pope from the approaching offensive against Aragon, he proposed a new expedition to the Holy Land. He had, months before this, taken the cross and sworn his crusader's oath (December 1288) and now he besought Nicholas IV to rally all the princes of Christendom and to fix a date for the armies to set forth. No demand, publicly made by a special embassy, could have been more embarrassing, at the moment, for the pope. But, as if to prove him right in his preoccupation with the problem of Sicily, de Loria chose this moment to land a Sicilian army on the Italian coast not ten miles from the papal frontier and to lay siege to Gaeta (June-July 1289).
Edward was, for the moment, most effectively answered; and a Neapolitan army moved out to besiege in turn the Sicilian army besieging Naples. And now came two astonishing reversals for the Franco-Papal plans. First a terrible thunderbolt from the East, the news that the Sultan of Egypt had suddenly moved on Tripoli, the second greatest stronghold still in Christian hands, and had taken it. To the English ambassadors' demand that, in the interest of the Holy Places, they should be allowed to negotiate a peace or a truce between the armies around Gaeta the pope could not now say no. And then Charles II -- just as his son Charles Martel had the Sicilians at the point of surrender -- took command of his army, not, however, to fight but to reinforce the pleas of the English. In the conferences which followed he renewed to de Loria his old renunciation of all claims on Sicily, barely three months after the pope had solemnly crowned him as its king. But Charles II was now well away from the pope, and had outdistanced the legates sent to watch his conduct of the negotiations. By the time they arrived de Loria was celebrating his triumph.
All this was a great defeat for the pope, for the new treaty set free the Sicilian fleet to aid the Aragonese. The chances of a successful war against Aragon had suddenly shrunk, with Naples out of the war and de Loria set free to repeat the feats of 1285. With the aid of Charles II the papal diplomacy turned to consider how most easily to make peace with Aragon. The plan finally decided on was ingenious. Charles of Valois, titular King of Aragon since Pope Martin IV's grant in 1285, to enforce whose right the popes had been waging this holy war, would surrender his claims. Alfonso of Aragon -- styled by the popes a usurper, but the actual sovereign, descendant and heir of the long line of Aragonese kings -- would, in return for this recognition, surrender all rights and claims to Sicily. Finally, Charles of Valois, as compensation for surrendering his rights to Aragon, would receive in marriage a daughter of Charles II of Naples who would bring him as dowry her father's hereditary lands of Anjou and Maine. Charles II was willing. It only remained to win the consent of Alfonso, and of Philip IV of France; and in the first months of the new year (1290) an embassy especially strong in personnel left Italy for France. The legates were the two cardinals who had been sent to Gaeta, Gerard of Parma, cardinal bishop of Tusculum, and Benedict Gaetani, the future pope Boniface VIII.
It was now, at all costs, most important that the brother kings of Aragon and Sicily should realise that the King of France actively supported the pope's plan. No one understood this more clearly than the king and, yet once again, he prepared to turn to the permanent advancement of the royal power in France the pope's present need of his support. Philip the Fair's opportunity lay in a dispute that had, for some time now, been raging in France between different bishops and the royal officials.
It was, once more, the bitterly fought question -- never finally decided with any finality in these centuries when all Europe was Catholic -- of the power of the king over ecclesiastics in temporal matters, and the question of the power in temporals of ecclesiastical lords over their vassals; but the conflict was, this time, to prove the greatest opportunity so far given to a new force in the public life of Christendom, to the lay jurist trained in the law of ancient Rome, the man whose political ideal was to create anew, in the person of the medieval king, the emperor of Roman legal theory.
It has already been noted [ ] how one very important feature of the reform of Christian life associated with St. Gregory VII (1073-1085), a turning point in the history of civilisation, was his care to recover, by learned researches, the half-forgotten tradition of the ancient Church law. The development, from these ancient sources, of the new scientific canon law, which, by the time of Boniface VIII, was an almost essential instrument of Church government, was contemporary with a great revival of the study of the law of ancient Rome, as this is set out in the corpus of law books published and imposed by the authority of the Emperor Justinian (527-565). [ ] How the two systems developed side by side, each influencing the other, so that from the schools of Bologna in the twelfth century came the first great canonists and the first great civilians too, is one of the commonplaces of medieval history. [ ] One, most important, result of this renaissance of legal study was the civilians' discovery and development of the Roman conception of sovereignty, as Justinian's books set this forth.
The authority of the ruler, in the early Middle Ages, over his subject who was a free man was considered to derive from a personal relation between the two. It was a relation symbolised in the act of homage, by which the vassal swore to be true to his lord, and by which the lord was considered bound to protect the vassal. What authority over the subject thence accrued to the lord was limited by known and mutually acknowledged conventions. Nor could the lord, rightfully, extend that authority outside the acknowledged field -- say in the matter of exacting financial aids -- without the previous consent of the inferior.
But the civilian legist discovered in the Roman Law an authority that was a different kind of thing altogether -- the res publica, public authority. For the Roman jurist sees not only the thousand, or the million, men living together under the rule of the one prince, but, as a thing distinct from any of them, or all of them, he sees also their collectivity, a something superior to them all, and for the sake of which, and in the name of which, they are ruled -- the State (if we may, by many centuries, anticipate the modern term). It is this res publica that is the real lord: and even the imperator is its servant, even when he is using those extraordinary, final, absolute, sovereign rights that are the very substance of his imperium.
As the centuries go by, the delegation of X or Y to be imperator, and so to wield lawfully these sovereign powers, becomes but a memory, a formality; and then less than that, until, long before the time of Justinian, the emperor has become indeed, what a medieval jurist describes him, lex animata in terris. The State is already a postulate of political order, to which all else is subject; from which all rights derive; owing its authority to none, but itself the source of whatever authority there is; and now the emperor has become the State incarnate. Nowhere do restrictions limit him that derive from any contract with his subjects. Whether he make new laws, or impose new burdens, his right is, of its nature, not subject to their discussion. [ ]
That the splendour of this sovereign omnipotence -- impersonal, imprescriptible, indivisible, inalienable -- dazzled those on whom it first shone forth from the long neglected texts of the ancient Roman jurists, is understandable. And for a time they all clung faithfully to the primitive faith that, upon this earth, there could be but one such source of rights. Princes might be many, but there could only be one incarnation of such sovereignty as this. To the one emperor all other kings must then, in some way, by the nature of the case, be subject.
But gradually, during the thirteenth century, legists in lands where the new emperors of these later times -- the anointed chiefs of the Holy Roman Empire of the German Nation -- possessed not a title of real authority, in the bitterly anti-imperial city states of northern Italy, for example, and in France, developed an accommodation of the theory of sovereignty, that would make, say, the power of the King of France over the French the same kind of splendid, impersonal, all-powerful sovereignty. The new maxim began to have legal force that all kings were emperors, in respect of their own subjects; [ ] and of them too was Justinian's dictum held to be true that the prince's decision has force of law. [ ] No sovereign prince needs to seek assent or confirmation, from any source, in order that his will may truly bind his subjects.
There are many more implications -- of very great importance for the history of the legal, political, and social development of medieval Europe -- in these principles as they are now being developed. But the interest of these developments for this chapter is in a type of mind which they produced, the mind of the lay jurist who was now to win the Catholic prince's first victory over the papacy and always, henceforward, to fight the princes' battles against the claims of the Church. [ ] These developments produced, also, the new "climate" in which, more and more, the fight was from now on to be waged. Against the "common good" which the theologians preached as the criterion of just laws, the legist would now set his own criterion of the "public welfare"; and it would be roundly stated that, given so good a system of law, theology ceased to be necessary for jurists. [ ]
This new conception of royal authority which the study of Roman Law began to produce, would, in the end, alter the whole relationship between king and subject. It also threatened to alter the whole relationship between king and pope. [ ] Whatever its importance, helpful or harmful, for the civil life of a nation, it is yet, by its very nature, a conception inimical to such an institution as the Catholic religion. From its first appearance, therefore, it is an idea which the popes never cease to fight; and the papal preoccupation with this struggle is, henceforward, a main topic of Church history in every century; for no theory about the nature of their power is more welcome to ruling princes than this that their rights are absolute, once the ingenuity of the jurists has really adapted it to their use.
The reign of Philip the Fair is the time when the jurisdiction of the French monarchy makes its first notable advances on the jurisdiction of the vassal lord's courts, advances based on a principle of political theory -- that all institutions in the kingdom are subject to the king's jurisdiction -- and the campaign is conducted systematically by the professional, civilian, jurists in the king's service. When such advances met the jurisdiction of a lord who was an ecclesiastic they encountered opposition that was due, not to something merely local, but to the Canon Law, to a reality more universal even than the king's jurisdiction, a system of law that was likewise based on principle. There had been, in recent years, fights of more than usual importance on this matter between the royal officials and the bishops of Chartres and Poitiers. When, in the late autumn of 1289, after the Truce of Gaeta, the King of France took up again the question of subsidies for the war, he pressed for a settlement of these dangerous disputes about the rival jurisdictions. If the pope wished for effective aid from France he must not hinder the king's plans to preserve the monarchy and keep the nation united. Philip the Fair is using the pope's extremity to strengthen his position at the expense of ecclesiastical immunities that are centuries old. He twice, within three months, sent to the pope a formidable list of his grievances against the clergy and signified to him that these complaints came in the name of "the counts, barons, universities and communes of the realm." [ ] It is not merely the king, the pope is warned, but the whole nation that demands a settlement favourable to France.
Also, it appeared, Philip was disturbed at the pope's apparent partiality for England. In England, too, the last few years had seen trouble between the king and the Church on similar matters of jurisdiction, but the English king had managed to enforce his will without unfavourable comment from Rome. Moreover, in this very summer when Edward's intervention had, at Gaeta, for a third time in two years, cut across the papal policy, Nicholas had appointed one of Edward's subjects and chaplains, Berard de Got, to be Archbishop of Lyons. Here there was indeed a powder-mine, and under the circumstances the nomination was, on the pope's part, an incredibly imprudent move. For Lyons, on the very borders of France, was nevertheless a free city within the jurisdiction of the emperor, and the sovereign in Lyons itself was the archbishop with his chapter. Of late, the Emperor, Rudolf of Habsburg, had shown a new kind of interest in the affairs of these Burgundian lands, and at Besancon he had intervened with an army. Never had it been so important for France that the Archbishop of Lyons should be friendly; and the pope's nomination of Berard de Got gave Philip the opportunity of claiming to be himself the sovereign of Lyons, and of stating, under a new set of circumstances, the case he was already building up in the disputes at Chartres and Poitiers. That royal case went to the very heart of things, the fundamental relation between pope and king, between Church and State; and it is a foreshadowing of the great storm which, in another ten years, was to rock to its very base the good relations between the two. The king's advisers make no secret that their aim is a strong, centralised, singly-governed state, nor of their enthusiasm for this ideal. And, something never before heard of in France, they now flatly deny that the pope has any jurisdiction in temporal matters outside the lands granted him by Constantine. For the king, they declare, within his own realm is sovereign everywhere. Here indeed was grave matter, threats veiled perhaps, but threats without a doubt, and from the papacy's sole effective supporter in its struggle with Aragon and Sicily; threats of such a kind that, by comparison, the revolt of Sicily was but a trifle.
Nicholas IV's first reply to Philip was to increase his favours; and in order to prove how impartial past severities on the question of jurisdiction had been, a special embassy was sent to England to lecture Edward I on his shortcomings and bid him make himself more pleasing to God in this matter before offering himself as God's champion in the Holy Land. But this did not suffice. Philip the Fair returned to the matter with a further list of grievances and stiffened his terms to Charles II very considerably. Little wonder then that Nicholas IV, stirred mightily, sent his two best diplomatists and legists to France, nor that they were absent on their mission for a good twelve months.
The French king agreed to the arrangement proposed for the reconciliation of Aragon. [ ] At Tarascon, in the following April, Alfonso III too, after some hesitation, accepted the pope's offer, pledging himself to come to Rome and make his submission.
Between the dates of the two political negotiations, the legates had settled with Philip the Fair the dispute about ecclesiastical jurisdiction, after more than one stormy scene with the clergy in a national synod that sat at St. Genevieve in Paris for fourteen days in the November of 1290. A royal ordonnance announced the terms of the agreement. The king's contention that he was, for all his lay subjects, supreme in matters of temporal jurisdiction was accepted; and clerics who no longer lived a clerical life were recognised to be subject to him as though they were laymen. .
On the other hand the king expressly reproved, and condemned as excesses, certain procedures of his officials that cut across the exercise of the bishops' jurisdiction in temporals. The old immunity of the clergy from lay jurisdiction, outside cases that concerned fiefs as fiefs, was confirmed, and also their traditional immunity from lay taxation. It was a treaty where compromises seemed equal or. both sides, fair and reasonable. But the concessions made by the king are, too often, qualified by captious clauses, and the rights recognised to the clergy are set out in language that is vague. There is nowhere mention of any penalty for the king's officials should they return to their old practices; and the important question who shall decide and how, if king and clergy disagree about the meaning of the pact, is left without any means of solution.
For the moment, however, all seemed well, and with a year of busy and apparently successful diplomacy behind them the legates returned to Rome (February 1291). The King of France had been reconciled with the pope and was making ready for the new, and no doubt final, assault on the Aragonese usurper in Sicily. The King of Aragon had abandoned his brother to his fate, and was preparing his own submission and the reconciliation of his kingdom with the Church.
And then, once again, came news from the East that wrecked in an instant all that the pope may have thought he had achieved. (On May 18, 1291, the Sultan of Egypt captured Acre, after a three-weeks' siege; the last stronghold the Christians possessed in the Holy Land had fallen, the most luxurious and civilised city of the Christian world. [ ]
Close upon this catastrophe came another unexpected blow. The King of Aragon died, on June 18. His successor was his next eldest brother, the King of Sicily, late so skilfully isolated from all help from the Spanish homeland. Sicily and Aragon had now a single ruler. And finally, to complete the tale of losses, within another month the papacy's one disinterested supporter in Germany was dead, the Emperor Rudolf (15 July). Nicholas IV had treated him shamefully enough. He had put off the promised coronation, at the very time when he was preparing to crown Charles of Naples, the tool of Rudolf's rival, Philip the Fair; and he had intervened in Hungary to annul Rudolf's grant of the kingdom to his son Albert, preferring to the German yet another French prince, Charles Martel, the King of Naples' younger son. [ ] Rudolf had nevertheless remained loyal to the role of peace-bringer assigned him by Gregory X in the restoration of the empire. Now he was gone, and in a Germany which ignored the pope rival candidates battled for the succession.
By the summer of 1291 the whole policy of Nicholas IV lay in ruins, and from all the malcontents of Italy a great sound of reprobation arose. Ghibellines, "Joachimites" and the dyscoli among the Franciscans all joined in a single cry. The true cause of the loss of the Holy Land was the pope's preoccupation with the war against Sicily; not the Aragonese kings but the Sultan was the pope's real enemy. What these critics, as bitter and as vociferous as they professed to be pious, did not know was that the Aragonese kings had been well informed about the Sultan's expedition before ever it marched. More, they had helped him to prepare it, for they were his secret allies, [ ] sworn to recognise whatever "conquests, castles, fortresses, countries and provinces God should allow the Sultan and his sons to make in Syria, Laodicea and Tripoli." The Aragonese kings had also pledged themselves to disclose to the Sultan any plans made between the pope, the Christian princes or the Mongols for a renewal of the Crusade. Should the pope, or any Christian prince or religious order, attack the Sultan they were pledged to make war on him, and they bound themselves, finally, not to give any aid to the Christian forces in the Holy Land should the Sultan declare that these had committed any breach of the truce arranged at the time of the capture of Tripoli (1289). In return, the Sultan had guaranteed to the brother kings Sicily, the Balearic Isles and whatever conquests they might make from the French. The ink was still fresh on this infamous transaction while Alfonso was negotiating with the legates of Nicholas IV the pact of Tarascon, and pledging his dutiful submission to the pope. And now his successor, the new sovereign of the united kingdoms, James II, had the pope but known it, was the pledged and devoted ally of the Turk: as his father, the hero of the Sicilian Vespers, had been before him, in that very enterprise.
[genealogy page 49]
LOUIS VIII 1223-1226 => St. LOUIS IX => Philip III 1270-1285
=> Philip the Fair => 1285-1314
Philip III 1270-1285 => Charles of Valois K. of Aragon (by Martin
IV, 1284)
LOUIS VIII 1223-1226 => Charles of Anjou K. of Sicily (by Clement IV, 1226) => Charles II => Charles Martel K. Of Hungary (by Nicholas IV, 1289)
But Nicholas IV, ignorant of this supreme treachery, rose manfully to the task of rallying Christian Europe to the needed new assault on Islam. A council was summoned to devise plans and gather resources; a provisional date was fixed when the expedition would sail, March 1293; ambassadors were despatched to negotiate a peace between the great maritime states of Venice and Genoa, to Byzantium also, and to the Mongols, to knit together an alliance on a Dew grand scale.
Among the first to give a wholehearted adhesion was Edward I of England. But from France came a cold and cautious refusal. Philip the Fair was bidden to take the cross, or make over to those who would the crusade moneys which already, for years now, had been accumulating in France, and to consider a marriage between his sister and Edward I which, healing the new antagonism, would be the basis of the new holy war. But the French king noted how the new King of Aragon, reversing the policy of a generation, had made peace with Castile -- an anti-French peace; and he saw a strong movement in Germany to elect an anti-French emperor in succession to Rudolf. Once more Philip took up his old policy towards Rome, playing now through the Florentine bankers on the pope's fears and needs. He promised nothing about the coming crusade, but instead demanded a new crusade against Aragon and the concession of yet more tithes to finance it.
Nicholas IV gave him the only answer possible. The disaster in the Holy Land had changed the whole situation. Palestine must now be every Christian's first care. All else must wait until the council met and made its decisions (13 December, 1291). And yet, even in this extremity, the pope did not dare to show himself over-generous in reply to Edward I's offer of service. The English envoys also were told they must await the council's decisions and meanwhile the pope repeated his list of grievances against the king (12, 18 February, 1 March, 1292).
The time for the council was now drawing near and gradually there began to come in to Rome the opinions of the various provincial councils, summoned by the pope's order to sound the sentiments of Christendom. More than one of them, especially of course in France, supported Philip's schemes. The Sicilian question should first be resolved by the expulsion of the Aragonese; an emperor should be elected who would be favourable to France. What would have been the opinion and projects of the Church as a whole we shall never know, for the General Council never met. On Good Friday, 1292 (4 April), suddenly, unexpectedly, Nicholas IV died: and in this great crisis of Christian history the cardinals left the Holy See vacant for two and a quarter years.
The death of the pope brought the whole crusade movement to a standstill. Whatever the latent enthusiasm of the general body of the Christian people, the pope was the only sovereign really anxious about the disaster; and once it became evident that the twelve cardinals [ ] would be unable to make a speedy election, the various princes turned their attention to questions nearer home.
The real centre of interest for the Christian princes was the activities of Philip the Fair. The moment was now at last come when the long antagonism between France and England must break into open war. The diplomatic duels of the last few years in which each had fought the other, over Aragon, over Sicily, over the affairs of the Empire and the middle states of the Lotharingian lands had, naturally, sharpened tempers on both sides. But this long fight had been, after all, secondary; a mere struggle for position preliminary to a definite settlement about two most important matters where interests vital both to France and to England were violently opposed. These matters were the clash of jurisdiction in the immense territories of France where Edward I ruled as Duke of Aquitaine, Philip the Fair's vassal; and next the war of semi-legalised piracy between the mercantile fleets of both kings that had gone on now for some years.
It is doubtful whether, by the year 1293, any human power could have averted the coming conflict. Certainly none but the pope could have delayed it any longer; the continuing vacancy of the Holy See made war inevitable.
Both sides looked round for allies and made settlements with their other foes. Philip the Fair now completely reversed his policy towards Aragon. In a war against England he could not afford to be simultaneously at war with a power whose fleet was master of the western Mediterranean, and he made peace with James of Aragon; [ ] at the same time he patched up some of his differences with princes on his eastern border.
Moreover he intervened to create a French party in Rome. He found ready support in the Colonna -- that clan of Roman nobles who, for centuries now, had played a leading part in the politics of the papal state, lords of a score of towns and fortresses in the mountain country between Rome and Naples, [ ] and masters thereby of the communications between Rome and the South; wealthy, ambitious and turbulent. Their present head was that James Colonna whom we have already seen as the patron of the Franciscan spirituals, a cardinal since the time of Nicholas III. In the late pope's reign he had been all powerful, and Nicholas IV, amongst other favours to the family, had created a second Colonna cardinal, Peter, the elder man's nephew. John Colonna, the older cardinal's brother had, in the same pontificate, ruled Rome for a time as senator.
James Colonna was, at this moment, one of six cardinals who remained in Rome, divided against their colleagues who had fled to Rieti from the plague, and divided still more bitterly among themselves into equal groups of pro-Colonna and pro-Orsini. The Colonna were the more powerful and had recently driven out the Orsini and it was to the Colonna cardinals that the French diplomacy now addressed itself, with offers of lands (September 1293).
In return the Colonna cardinals prepared to elect the kind of pope France wanted, and first they notified the absent majority of the Sacred College that they -- the three who alone had remained in Rome -- were the only real electors and that within a certain date they proposed to elect a pope. But this manoeuvre failed completely. All the train of canonists, Roman and foreign, whom the day to day business of the curia drew to Rome, was now at Rieti with the majority of the cardinals. The Colonna manifesto was put to them as a case in law. Unanimously they rejected the claim, and by five votes to two the Rieti cardinals made the decision their own, and fixed the coming feast of St. Luke (18 October, 1293) for the opening day of the conclave, the cardinals to assemble at Perugia. The Colonna had lost the first move, and the appointed day found them reunited with their colleagues at Perugia.
The election, however, still continued to drag, and the factions remained deadlocked for yet another ten months. In March 1294, the King of Naples paid the conclave a state visit. Beyond the fact that he was allotted a seat among the cardinal-deacons, and that he had a lively altercation with one of them, Benedict Gaetani, we know nothing of what he accomplished. In the papal state Orvieto was now at war with Bolsena; the Romans had overturned the government of their city, and called in as senator one of the last surviving officials of the Ghibelline regime of thirty years before. Affairs had gone from bad to worse and seemed about to touch the worst itself, when, in the first week of July, the news arrived that the cardinals had elected a pope.
For the task of reconstructing the badly-damaged fabric of Christendom they had chosen an old man of eighty-five, Peter of Murrone, a hermit who, for many years now, had lived in the inaccessible solitudes of the Abruzzi. The newly elected had begun life as a Benedictine monk. After governing his monastery for a year as abbot, he had sought leave to live as a hermit. Soon the spiritual want of the peasantry around forced him into new activity as a kind of wandering preacher, and he became to this mountainous countryside very much what St. Francis had been, fifty years earlier, to Umbria. Disciples gathered round him and presently Peter had founded a new religious order which followed a way of life based on the rule of St. Benedict. And next, once the various houses of the order were established, the founder had given up his place in it, and had gone back to the life of solitude that had been his ideal throughout. What brought him to the notice of the cardinals in July 1294, was a letter one of them had received from him, violently denouncing their incapacity to provide the Church with a head, and threatening them all with the wrath of God unless they found a pope within four months. The indignation of the letter seems to have been due to a meeting with the King of Naples (whose subject Peter was) after Charles II's fruitless visit to the cardinals at Perugia; the king had explained to the hermit what an immensity of harm the long vacancy had wrought. The effect of the letter was instantaneous. That same day the cardinals chose Peter for pope (July 5, 1294).
Their choice, of course, struck the popular imagination immediately, as it has held it ever since. And yet the brief reign of Peter di Murrone was, as might have been expected, little short of disastrous. No one, in the end, realised this more clearly than Peter himself. There was only one way out of the situation, and being a saint he took it, abdicating his high office as simply as he had accepted it.
Peter was not enthroned as pope -- and did not assume his papal name, Celestine V -- until August 29, nine weeks after his election. The interval was filled with the beginnings of the great scandal that marked the reign, the acts by which the King of Naples laid hold on the whole machinery of church government, while the eleven cardinals -- still at Perugia, still divided -- could think of nothing more helpful than to beg the man they had elected to leave Neapolitan territory for his own Papal State, and to refuse all his demands that they leave the Papal State and come to him at Aquila.
While this deadlock endured (July-August) the Neapolitans and some of the cardinals, and a host of adventurers, clerical and lay, made the most of their splendid opportunity. The basis of this was, of course, the new pope's utter and absolute inexperience of anything beyond the guidance of a small community of peasant monks, his excessively delicate conscience, his simple belief in the goodness of man, and his never-ending desire to put all his authority and power into the hands of others while he retired to solitude and prayer. "His entire and dangerous simplicity" one chronicler of the time remarks as a cause of troubles, while another writes of his unawareness of frauds and of that human trickery in which courtiers excel. [ ] In these brief weeks the papacy fell into the most complete servitude which, perhaps, it has ever endured; and it did so with the pope's entire good will, utterly unaware as he was of the consequences of his acts.
The King of Naples was at Celestine's side almost as soon as the official messengers sent with the news of his election. Two high officials of the Neapolitan kingdom -- laymen both -- were given key posts in the administration of the universal church; another subject of King Charles was put in command of the papal armies; and a fourth, who as Archbishop of Benevento had already betrayed Celestine's predecessor, was given the highest post in the curia after the pope. Next the king suggested to Celestine that the number of cardinals was dangerously small -- there were but ten of them. Celestine agreed to create more, and accepted a list of twelve, all proposed by Charles. Five were Frenchmen, like the king himself. Of the others, six were clerics very much at Charles's service (and all Neapolitans) -- one of them the chancellor of the kingdom -- while the seventh was really promoted in order that the king's son, Louis, [ ] could be given the vacated see of Lyons. Thus was the number of cardinals more than doubled in a day, and a permanent majority secured for Neapolitan interests.
The king's next move was to persuade the pope to leave the little town of Aquila, that had been the scene of these unusual events, for Naples, his capital. This proposal was strongly opposed by the cardinal Benedict Gaetani who, after holding aloof long after the others, had now joined Celestine. But the king's will prevailed and Celestine, with Charles alone beside him, and carefully segregated from the independent cardinals, set out for Naples. The journey saw still more surrenders to the king. He was freed from the oath he had sworn not to detain the cardinals on Neapolitan territory should Celestine chance to die; the Archbishop of Benevento was created a cardinal, privately and without any ceremony, or notification to the rest of the Sacred College; and the important law of Nicholas III that forbade any sovereign prince to accept the office of Roman Senator was repealed. Also, as the pope passed by Monte Cassino, he changed the rule (substituting that of his own order) and appointed one of his own monks as abbot.
Meanwhile, the papal resources had been shamefully exploited for the private profit of all who could get at the machinery; appointments, pensions, grants of land, of jurisdiction, of dispensations fell in showers. The pope was even induced to set his signature to blank bulls, which the recipient filled up as he chose.
And now the King of Naples overreached himself. It had been a lifelong practice with Celestine to pass the whole of Lent and of Advent in absolute solitude and prayer, making ready for the great feasts of Easter and Our Lord's Nativity. Towards the end of November 1294, as Celestine began to speak of his coming retreat, the king suggested to him that, for the conduct of church affairs during these four weeks, it would be well to name a commission of three cardinals with full power to act in his name. Celestine agreed, but a cardinal (not one of the three) came across this extraordinary document as it awaited a final accrediting formality. He urged upon the pope that here was something beyond his powers. The Church, he said, could not have three husbands. And with this, Celestine's scruples began to master him. Quite evidently he was not the man for the office; ought he not to give it up? and after days of prayer and consultation with friends and with the canonists, he finally resolved the two questions that tormented his conscience. Could the lawfully-elected pope lawfully resign the office? How ought this to be done? The first point Celestine appears to have decided for himself on the general principles of resignation to be found in the manuals of Canon Law. The cardinals whom he consulted agreed that his view of the law was correct. In the delicate technical question about the best way to carry out his plan, Celestine had the expert assistance of Gerard Bianchi, cardinal-bishop of Sabina, and of Benedict Gaetani. Finally, he issued a bull declaring the pope's right to resign and then, in accordance with this, before the assembly of the cardinals, he gave up his great office, laying aside his mitre, his sandals and his ring (December 13, 1294).
4. BONIFACE VIII, 1294-1303
Celestine V had renewed the law of the conclave. [ ] This excellent measure brought it about that the vacancy was soon filled, for the election was over in a single day. At the first ballot Matteo Orsini was elected. He refused the office. The second ballot was inconclusive. At the third, the cardinals chose Benedict Gaetani, December 24, 1294. He took the name Boniface VIII.
Not the least of the difficulties that awaited whoever succeeded Celestine was the primary duty of neutralising the harm produced by the scandalous exploitation of the hermit pope's inexperience. And whatever the personal character and disposition of that successor, it would be only too easy to distort, for the generality of men, his restoration of the ordinary routine of a pope's life after the idyllic episode of Celestine -- the pope who rode upon an ass to Aquila for his coronation, and who had lived in a hut of rough planking set up in the splendid hall of the royal palace at Naples.
Boniface VIII was not the man to be turned, for a moment, from his obvious duty by any such anxieties as these. Indeed -- and this is one of the weaknesses in his character -- it is doubtful if they would occur to him as causes for anxiety. He had a firstrate intelligence, highly trained, and a first-hand acquaintance with every aspect of the complex problem before him, and with most of the leading personalities whom any attempt to solve it must involve. His own speciality was Law, and as a papal jurist Boniface was to close, not unworthily, the great series of popes that began with Alexander III, just over a hundred years before him. He was himself the nephew of Alexander IV, and was thereby kin to the great Conti family whence had also come Innocent III and Gregory IX. For many years the various popes had made use of him in diplomatic missions, and one of these, in 1268, had brought him, in the suite of Cardinal Ottoboni, [ ] to the London of Henry III, in the turbulent years that followed the Barons' War. The French pope, Martin IV, had created him a cardinal, and Boniface, in the Sacred College, seems to have been what, as pope, he described himself, always a strong friend to the interests of France and of Charles of Anjou. Certainly in his great mission to France in 1290 -- the peak of his diplomatic career -- he had not given signs of anything like a militant independence of the lay power as such. Indeed he had been all that was tactful and conciliatory towards Philip the Fair. In the conclave at Perugia he had shown himself amused and sceptical about the move to elect Celestine V, [ ] and for some time had kept aloof from the regime which followed. When finally he had rejoined his colleagues it had been to watch, somewhat disgusted, the uncontrolled plunder of rights and property that was the order of the day, and then, with his firm advice -- once this was asked -- to point the only way out of the scandal.
The nine-years reign of Boniface VIII was to be one of the most momentous in all Church history; it is, indeed, generally regarded as marking the end of an epoch, and the beginning of the new age when the popes and religion gradually cease to be taken into account as factors in the public life of the Christian nations. And from its very beginning the reign was one long crisis for the pope -- a crisis which, for by far the greater part, was not of his making and which arose from the convergence, brought about by a master adversary, of forces which had plagued the Holy See for years. The chronic problem of the Sicilian revolt; the active Ghibellinism of central and northern Italy; the anti-papal hostility among the Spiritual Franciscans; the determination of the French to maintain and increase their hold upon the Holy See; the renaissance of the wild theories associated with the prophecies of Abbot Joachim; the prevailing talk about the speedy coming of anti-Christ -- these were elements of trouble for which Boniface VIII was in no way responsible. Nor were the new elements his invention; the carefully fostered rumours, for example, that he was not lawfully elected, the jealous hatred of the Colonna cardinals, the libel that he was a heretic (this derived from Charles II's anger at his influence with Celestine and was heard from the very outset of his reign), the associated libel that he had first procured the invalid resignation of Celestine and then his murder -- all these elements were rapidly combined and used in the business of making the pope a tool of French policy.
On the other hand, Benedict Gaetani continued to be his old, violent self, too well aware of his own splendid talent, of the great successes of his public career. He was jealous of his authority, impatient of contradiction, his self-control easily shaken by evidences of malevolent opposition, of treachery, of blackmail -- and these were all to come in plenty. As a cardinal he had had the opportunity of improving his family's fortunes, [ ] and he had used it to build up a really considerable feudal lordship in the countryside whence he came, the Lepini mountains and the valley of the Sacco, the neighbourhood of Anagni and Segni. He had not succeeded without making bitter enemies of those he had managed to dispossess. From among them the great clan of the Colonna, whose rivalry he had thereby challenged, would one day recruit willing assistants for the great raid on Anagni that brought the pope's life to an end. It had been a great career for thirty years or so, and it had brought Boniface many, many enemies. He knew well the general duty that lay before him, to deliver the Holy See from the toils in which the events of the last twenty-five years had enmeshed it. Once free of these it would resume its natural place, and lead Christendom as in the great days of Urban II, of Alexander III and Innocent III.
The new pope was confident, and a new strong tone would be evident from his first acts, but there would not be anywhere that reality of strength which only comes from new, generously conceived solutions; from solutions devised by the rare mind which, at a turning point of history, has divined that the actions of men in a long-drawn crisis have ceased to be merely the fruit of political expediency, and that they are now the signs and proof of fundamental change in their whole view of life. It was to be the pope's greatest misfortune -- and the misfortune of religion -- that he remained unaware of the nature of what was now happening, and hence had no more resource with which to meet a real revolution of the spirit than those political and legal combinations in which his genius excelled. The time needed a saint who was also a political genius: it was given no more than an extremely competent, experienced official. [ ]
The new pope, immediately, so acted as to prove the freedom of his see from all royal influence. He solemnly rebuked and degraded the senior cardinal who had been Charles II's first and principal instrument in the enslavement of Peter of Murrone; he instantly (as requested by Celestine) [ ] revoked all dispensations, grants, appointments, pensions, exemptions, incorporations, the whole mass, indeed, of what were now described as varia minus digne inordinata et insolita, made by his predecessor; also all promissory grants of benefices made since the death of Nicholas IV, Celestine's predecessor; he suspended all bishops and archbishops nominated by Celestine without the advice of the cardinals; he dismissed the laymen whom Celestine had appointed to curial posts; he dismissed from his household all the officials and chaplains appointed under Celestine; and he ordered the papal court to leave for Rome, forbidding any official business to be transacted as from Naples, or any letters to be issued until he had been crowned in Rome and had established the curia there in manifest independence. It was the height of the winter for that fearful journey over the mountains, the last days of the old year, but Boniface forced the pace, and Charles II was forced to accompany the caravan: the king, this time, in the suite of the pope. On January 23, 1295, Boniface was crowned, with all possible pomp, as though to drive home the lesson that the Church by no means refuses, in its mission, to make use of that world it is appointed to save by ruling it.
The first task was to bring together the kings of France and England, now furiously at war. For his legate to France Boniface chose his one-time adversary, the cardinal Simon de Beaulieu. It was misplaced generosity. Simon's rancour had survived, and his mission to the court of Philip the Fair (May 1295) was one starting-point of the schismatical manoeuvres that were the French king's most ingenious instrument to lever the pope into submission. Cardinal Simon laid bare to the French all the weaknesses in the pope's position: the discontent of some of the cardinals at this would-be Innocent III's ambition for his own family, the theories that he was not lawfully elected, the possibilities of the Colonna coming out in opposition to him, the latent menace of the innumerable followers of Abbot Joachim; in brief, the welcome news that at Rome all the material for a control of the pope lay to hand for whoever could organise it. Philip's response was to despatch to Rome the Prior of Chezy, to sound the disaffected and weld them into a party.
While the Prior of Chezy was busy at Rome undermining the new pope's position, reports and complaints were beginning to come in from France of taxes levied on the clergy without their consent, and of sequestration of Church property when payment was not made. The war with England had already drained the meagre resources of the crown, and knowing well the uselessness of asking Rome to grant Church moneys for a merely national war against another Christian prince, Philip the Fair defied immemorial custom, and his own pledge given in 1290, and imposed one tax after another upon Church properties. The like necessity was, at this very time, forcing Edward I of England to adopt similar measures, and the English king also was meeting with opposition from the clergy. [ ] The bishops of France, indeed, made no protest, but from the clergy and the religious orders bitter complaints now went to Rome that evil counsellors were misleading the king, but "no royal judgment," it was urged, "can destroy canonical rights." The bishops were showing themselves dumb dogs that had forgotten how to bark, and "no one any longer dares freely to defend the Church against the powers of this world." Will not the pope come to their aid?
As in England and in France, so also was it in Italy, and the petition from France found Boniface already considering the problem. His interest was not lessened by a new turn of events in Sicily, [ ] and the certainty of an active renewal of the war and therefore of the Holy See's needing all the ecclesiastical revenues it could gather in.
To levy taxes on all the inhabitants of a country has been, for generations now, one of the most obvious rights of all states; and taxation is a permanent feature of public life everywhere. There is never a time when every citizen is not paying taxes regularly, and as a matter of course, to the government of his country. It is only with an effort that we can realise that this is a comparatively recent institution, that for our ancestors the normal thing was that governments paid their way without need of such permanent assistance from the general body of the people, and that taxes were only lawfully levied when some extraordinary crisis -- a just war, for example -- arose. Moreover, taxes were the outward sign of servitude. Nobles were in many cases immune from them; so too were the clergy. A new theory of taxation was indeed beginning to be heard at this very time, namely that equity demands that all shall contribute to the cost of what profited all [ ]. But, as yet, this was a new and novel idea. the pope only followed the then classic opinion that related taxes to servitude when, in answer to the complaints of the clergy of France and elsewhere, he published his new law. This is the bull Clericis Laicos (February 24, 1296). It is written in challenging confident style, without any attempt to argue the reasonableness of the now violated clerical immunity, or to make allowance for the possibility that this was at times abused. The laity -- so it opens -- it is well known, have always hated the clergy. Here is a new proof of this, in the extraordinary new financial oppression of the Church. So the pope, to protect the Church against royal rapacity, enacts the new law. Unless the Holy See had authorised the king to levy it no cleric must pay any state tax levied on church revenues or property. Those who pay such unlawful taxes are to be punished by suspension and, if they are bishops, by being deposed. Rulers who levy such taxes without leave of the pope, are to be excommunicated and their kingdoms placed under interdict. [ ]
The law appears all the more severe when it is studied through the storm of conflict which it provoked. But there is every reason to think that the opposition was a surprise to Boniface, and that nothing gave him more genuine and painful surprise than that the opposition came from Philip the Fair. It was a general law, and Boniface had not in mind a particular attack on any prince -- least of all on the King of France. For what now occupied the pope, almost to the exclusion of all else, was the war in Sicily. No prince was at this moment more necessary to him than Philip, and throughout the following months favours continued to descend upon the French king from Rome, while the papal diplomacy was active in restraining the emperor from joining in the French war as Edward I's ally.
Nor did Philip the Fair, for months, give any sign of displeasure at the bull. He first learned of the bull when the Archbishop of Narbonne begged not to be pressed for taxes due, since a new law made by the pope forbade him to pay them (April 1296). The king was in no condition to begin a campaign against Boniface; the war with England was going against him. So, for the moment, he merely noted the fact and was content not to force the archbishop to pay. Later on, in that same year, he came to an arrangement with the emperor which saved him any need of papal protection on his eastern frontier and he now began to work upon the French bishops to petition the pope to withdraw the bull. The king's anger was such, they wrote to Rome, that the most terrible things would happen to the Church in France if he were not appeased.
And then (August 17, 1296) as part of the emergency regulations called for by the war, Philip did something that touched the pope vitally. This was to enact a law forbidding the export of munitions of war, horses, gold and foreign exchange, and expelling all the foreign bankers from France. This was done at the very moment when certain funds belonging to the Holy See, but actually in France, were about to be transferred to Spain, to pay the expenses of the King of Aragon's at last arranged visit to Rome. This, of course, was no ceremonial journey but a highly important move in the papal diplomacy. For the king was going to Rome in order to persuade, or force, his brother, the King of Sicily, to come to an arrangement with the pope. And much diplomacy, it may be understood, had had to be used to bring the King of Aragon to consent. Now, at this crucial moment -- and not without knowledge that the moment was crucial -- the King of France had given his answer to the pope's new law about clerical taxation. It is one of the oddest coincidences that so far was Boniface, even yet, from suspecting this enmity that, on the very day almost of Philip's edict, he wrote to France ordering the legate now to publish the bull. And he wrote on the same day the like instructions to the legate in England. The benevolence to France still continued. This last act was part of it. To publish the bull in France and in England, simultaneously, would be to cut off supplies from both the contending parties, and thereby end a war that was running against Philip. On the same day the pope wrote a third letter to support his pro-French intervention, to the emperor this time, warning him not to attack the French.
The whole action of Boniface during all these months does indeed prove "the confidence with which the alliance with France inspired him." [ ] His bitterness when the news of the French edict undeceived him was all the greater. It took shape in the letter Ineffabilis Amoris, [ ] a menacing if fatherly lecture addressed to the king, telling him that Clericis Laicos is a law which Philip, as a good Catholic, must obey. How foolish of him to choose such a moment as this to quarrel with Rome, when everywhere in Europe the French are hated ! The pope is the king's one friend. Let him dismiss his evil counsellors, the real authors of that aggressive policy that has antagonised all the Christian princes. Will he now, in a final blunder, force the pope to become their ally, or make the Holy See his principal enemy? Let him disregard the lie that the pope's new law is meant to forbid the clergy to help the state in its necessities. This was not ever the pope's meaning, as the pope has already made clear to the king's ambassadors.
This letter was known in France by the November, and in the next two weeks two very noteworthy commentaries on it began to circulate, the Dialogue between a Knight and a Clergyman and the tract which begins Antequam essent clerici. Both were anti-papal, shrewdly conceived, [ ] well written, the work of the lay scholars in the king's entourage. To make his reply to the pope, Philip sent to Rome once more the Prior of Chezy; part of that "reply" was to work up the Colonna and "soften" the pope's defences in preparation for a new French aggression.
The winter months of 1296-7 were, in fact, a critical time for Boniface. The King of Naples -- a principal ally in the Sicilian business -- had taken up the case which the Colonna were preparing. These last were not the only cardinals dissatisfied with the pope's Italian policy, and the great rival of the Colonna, Napoleone Orsini, was hoping, through the King of Naples, to persuade Philip the Fair to undertake the salvation of the Church from the pope ! Then the King of Aragon's visit was a failure. He agreed to the plans proposed, but his ideas about the money that would be needed seemed to Boniface astronomical. The pope had not anything like such sums -- unless he could recover his money from France and also what the Cistercians and Templars (also in France) were willing to give.
And then gradually, slowly, the pope began to yield to the King of France. A new letter went to Philip [ ] that was a milder version of the Ineffabilis Amoris and still more explicit in its statement that Boniface had in no way meant to control the king's right to take all necessary measures for the safety of the realm. But Philip should be more careful and precise in the terms of his edicts, lest he chance to infringe on the rights of others. The lines of the compromise are already evident, the formula to be devised to save face on both sides when both return to the status quo ante. A second, private, letter of the same date promised Philip a continuance of the old favours, and new ones also. The cause of Louis IX's canonisation was now complete -- the ceremony would be a pleasant ending to the contest. And a third bull, Romana Mater, also of the same date, practically suspended the Clericis Laicos so far as it concerned France. The principle of that bull, indeed, remained untouched; but a system of general exceptions to the law was announced. Its most important feature was that it was now left to the king to define what was a national necessity, and so a lawful occasion for imposing taxes on the Church without consulting the Holy See.
At the same time the legates in France were notified that, should Philip not allow the transfer of the pope's moneys out of France for the Sicilian war, they were publicly to declare him excommunicated. Boniface had not, by any means, wholly surrendered. And he gave signs of this in another, public, declaration only a few weeks later. This was a letter to the bishops of France allowing them to vote subsidies from Church moneys to the king, now in the first crisis of the revolt of Flanders. The pope is lavish in expressions of sympathy for France. He is most willing that the bishops should aid the king, and he gladly allows them to do so. But it is evident, from the letter, that the pope interprets the petition from France as an acceptance of the principle behind the Clericis Laicos, the right of the Holy See to decide whether church revenues shall be used to aid the state.
The French king was, however, very far from any such surrender as this and, as if to show it, he now worked upon the University of Paris to debate the question, already so much canvassed wherever Boniface had enemies in Italy, whether a pope could lawfully resign; and to publish its decision that he could not do so. As Celestine V was dead it followed that there was now no pope, and this declaration from what was the most influential centre of Christian learning, was an immense encouragement to the various enemies of Boniface.
The chief of these were, by now, the Colonna, and the pope's policy of checking them by increasing the power of his own kinsfolk drove the Colonna, in May 1297, to open rebellion. One of the clan attacked a convoy and captured papal treasure en route for Rome. The pope gave the cardinals of the family four days in which to restore the money, to surrender all the family fortresses and submit themselves. They ignored the command and were thereupon deposed from their rank. Whereupon, a day later, from their stronghold of Longhezza, they issued a manifesto denouncing the crimes of "Benedict Gaetani who styles himself the Roman Pontiff". Celestine V had no power to resign, they declared, and the election of Boniface was no election; a council must meet to put things right, and meanwhile the pope should be considered as suspended from his office. To this they added the accusation that Boniface had murdered his predecessor.
The pope was by no means to be intimidated. He excommunicated the whole faction of the Colonna as schismatic, and made a solemn declaration of the validity of his own election which, for three years nearly, the Colonna cardinals (who had voted for him) had fully and freely recognised. This was a telling blow; and it gained force when all the other cardinals set their signatures to a special statement which told the story of the conclave that elected Boniface, and declared that they wholly concurred in the excommunication of the rebels. The answer of the Colonna was to appeal to their allies in the University of Paris (15 June). Again they demanded a General Council, and denounced Boniface as a man whose sole aim was to amass a fortune. Bishops everywhere, they said, were appointed for a price, and the idea behind this centralisation of power was a hierarchy so dependent on Boniface that they would not dare to question his legitimacy.
It was with Italian affairs in this critical state that Philip the Fair now sent to the pope a mission headed by the chief of his professional lay counsellors, the legist Pierre Flotte. The Colonna had appealed to Philip to keep the promises of support made through the Prior of Chezy and now, on his way to Orvieto, Flotte assured them that his business there was to denounce the pope's crimes and solemnly publish the appeal to the General Council that should judge him: in which, as will be seen, Flotte lied -- but successfully, for, because of his assurance, the Colonna remained in the field and, prolonging the crisis, secured for the French that atmosphere of anxiety and alarm at the papal court in which they could best wring from Boniface the new concessions they had in mind.
In the diplomatic duel now engaged, the Frenchman, from the beginning, had the upper hand. For Boniface was in a weak position; the Colonna were still active and evidently confident, the French possibly willing to aid them, and, what was infinitely more serious, threatening to support a movement that denied him to be pope at all, and so initiate a schism. The danger here was deadly, and under the threat of it the pope gave in at point after point. The surrender was set out in a series of bulls -- sixteen in all. It amounted to a wholesale withdrawal of Clericis Laicos, a very serious modification of the clergy's immunity from arrest and trial in the king's courts, and grants of church money; and a well-timed threat of excommunication to the King of Aragon should he fail in his word to France. "In exchange for the imaginary document which had kept the Colonna in rebellion and Boniface in a crisis of anxiety, the ambition of Philip had won immensely important advantages, positions for future development." [ ] From now on, for the best part of four years, Boniface VIII would be no longer the independent chief of Christendom but "an obliging agent for the schemes of Philip the Fair". [ ] It was at the conclusion of these negotiations, and as a final gesture of good will to Philip, that the pope published the already decided canonisation of the king's grandfather, Louis IX. Through what a world of revolution had not French -- and papal -- policy passed since the saint's death, twenty-seven years before.
The history of the three years that followed the pope's capitulation at Orvieto to Pierre Flotte, makes the least pleasant reading of the reign. During the rest of that summer of 1297, and the autumn, the war continued to go well for the French in Gascony, in Brittany and in Flanders; while Edward had to face a new leader in Scotland, William Wallace, to suffer defeat from him and then find his own barons resolutely opposed to the whole war policy. It was as one result of a constitutional crisis at home that Edward, in the closing weeks of the year, sought a truce, and when it was made a condition that he should agree with Philip to submit the whole difference to the pope's arbitration he gladly agreed (18 February, 1298).
The French king knew well what he was about, and that he could count on having the pope, by the time the peace talks began, in such a position that France would control the decision The months that had seen the French position grow so strong while Edward's so weakened, saw Boniface VIII ever more feeble in face of the Colonna rebels and Sicily. The rebels still flouted his demands for unconditional surrender, and with the aid of such brilliant lampoonists as Jacopone da Todi they kept up a very successful anti-papal propaganda among the many friends of the Franciscan Spirituals, the visionaries, and the Ghibelline politicians of the towns. When they proposed a league with the King of Sicily, the pope was at the end of all his resources. His only hope lay in the Kings of Naples and Aragon; these would not move without a certainty of money supplies, and Boniface was all but bankrupt.
As a last alternative to surrendering to rebels and schismatics Boniface now proclaimed a crusade against the Colonna (27 November, 1297). To fight against them was as good an action -- and as munificently rewarded in spiritual favours -- as to travel to Jerusalem and fight the Turk. Everywhere legates were sent out to preach the crusade and to gather in alms. But response was slow, and the pope's anxiety had hardly lessened when, towards the end of March 1298, the Flemings and the English came into Rome for the arbitration.
The French followed some weeks later, and from the moment they arrived they had it all their own way. First they refused to take for arbitrator the pope as such: he must judge the case as Benedict Gaetani merely. And the pope agreed to this. Then they hinted to the pope that the English and the Flemings stood to them as the Colonna stood to Boniface -- they were rebellious feudatories. And Boniface, only a few weeks ago so grateful to the Flemings for their wholehearted support, now deserted them. And when the Flemings consulted their English allies-pledged not to make terms without them -- these advised them heartily to accept whatever the pope had in store for them. The English indeed had not much more to expect. The arbitrator's sentence was published on June 30, 1298. It carefully refrained from any decisions on the matters that had caused the war; it established a peace between the two kings, to be confirmed by a double marriage, and it provided for a mutual restoration of captured goods; the territorial questions were postponed. The whole decision had been inspired by one thing only, the pope's desire to please the King of France.
The papal arbitration of 1298 seems a singular mockery of the high claim to supervise the affairs of princes in the interests of justice. It marks the very nadir of the international action of the medieval papacy. But the same months which saw Benedict Gaetani so lend himself to the French king's game, were also those in which Boniface VIII, in the tradition of the greatest of the canonist popes, promulgated a great measure of law reform, completing and bringing up to date the first official code published in 1234 by Gregory IX.
The sixty years since that great event had seen the two General Councils of Lyons, both of them notable for a mass of new legislation. They had seen the reigns of a dozen popes, among them Innocent IV, "the greatest lawyer that ever sat upon the chair of St. Peter", [ ] and Clement IV, one of the great jurists of his day. Boniface himself was no unworthy successor to such popes in professional competence as a lawyer. A host of new laws had been made, some to meet special emergencies, others for permanent needs. Until some official collection and arrangement was made of all this mass the law must, in very many matters, remain doubtful and uncertain. Nowhere was the harm of this state of things better understood than at Bologna, the university which was, for Law, what Paris was for Theology. Boniface was no sooner crowned than Bologna besought him to remedy the disorder.
The pope immediately set himself to the task in masterly professional fashion. Four canonists [ ] were named and given extensive powers to review the whole mass of legislation since 1234, to suppress what was temporary or superfluous, to resolve contradictions, to abridge, to modify, to correct and to make whatever additions were needed to make the law's meaning clear beyond doubt. Their work was not to be incorporated in the five existing books of Gregory IX's arrangement; but to form a separate, sixth book of decretals -- hence its name, the Sext. In its own framework the Sext -- in its divisions and subdivisions, and in the headings for all these -- is a replica of Gregory IX's book. Thus the Sext is first divided into five "books", each corresponding to and bearing the same name as the several books of the larger collection. In each "book" of the new work, in the same order and under the same headings, are the chapters (capita) which represent the laws of the intervening sixty years. In all the Sext contains 359 chapters arranged under 76 titles, the greater part of these new laws (251) taken from the decretals of Boniface himself. As an appendix there are the Regulae Iuris, 88 in number. The commission took three years to complete its task, and on March 3, 1298, it was officially despatched to Bologna, with the bull promulgating it, as law for the schools and for the courts. This, and this alone, of the legislation enacted between 1234 and 1294 was henceforth law. In its opening words the bull declares once more the traditional divinely-given primacy of the Roman See over the whole Church of Christ, and it does so with that easy serenity that never deserts the bishops of that see whenever they refer to this fundamental truth: Sacrosanctae Romanae Ecclesiae quam imperscrutabilis divinae providentiae altitudo universis, dispositione incommutabili, praetulit ecclesiis, et totius orbis praecipuum obtinere voluit magistratum regimini praesidentes. . .: [ ] it also makes an unmistakable reference to the pope's claim to be really, on earth, King of Kings.
At last the tide of war began to turn in Boniface's favour. In October (1298) the Colonna lost their last stronghold, their own "home-town" of Palestrina, to the papal army. And then the rebels gave themselves up. The two cardinals appeared before the pope; kneeling before him, they abjured their wicked manifesto of Longhezza, and acknowledged him as the lawful pope. "Father I have sinned against heaven and before thee," said the older cardinal to Boniface, "I am not now worthy to be called thy son."
It was at Rieti that Boniface received their submission, and he was still resident there when the famous earthquakes of Advent Sunday, 1298, shook the little town to its foundations, and set the whole population in flight to the fields and hills around. The pope had been about to begin a solemn pontifical mass, surrounded by all his court, when the shock occurred. He seems to have behaved with the coolness which all stories of him indicate as a leading characteristic and, with the impatience that was no less characteristic, he snubbed the suggestion of a pious cleric standing by, that perhaps this was the beginning of the end of all.
There were, however, hundreds of pious folk for whom the earthquake was a special revelation of the divine opinion about Boniface and his policies. Rieti lay in a district where every valley had its hermitage of Franciscan Spirituals. Not so far away was Greccio, hallowed for all time by its memories of the great Christmas night when St. Francis set up there the first crib. Down to this time it had continued to be a chief centre of the Spiritual movement. There, for more than thirty years, almost to the time of Boniface's election, had been the refuge of John of Parma, the great Spiritual who had been general of the order until St. Bonaventure displaced him (1257), and who, at the very end of his life, [ ] barely ten years ago, had been summoned out of his retirement to advise the cardinal James Colonna. In no part of Italy was there more pious resentment against Boniface, and the coincidence that the pope was sojourning in the midst of it when a thing so unheard of as the earthquake happened, was the clear judgment of God on the surrender of the protectors of the Spirituals to the false pope who had persecuted these holy men.
To the Spirituals Boniface was no pope at all, for he had been elected in the lifetime of the last lawful pope, and the only pope to befriend their movement, Celestine V: and, his succession to Celestine apart, the party had known Boniface for years as a leading enemy. The election of Celestine had, in fact, followed very closely upon the return to Italy of a group of leading Spirituals, allowed by a rare Minister-General of the order who favoured the party to go as missionaries to Armenia. They presented themselves to the hermit pope, explained that they were the only true followers of St. Francis, that they desired only to live according to his rule and spirit (which they alone interpreted faithfully) and to be freed from persecution by the Franciscans now living a bogus Franciscan life according to a caricature of his rule. Celestine saw in them nothing more than men whose way of life recalled his own ideal. He seems not to have realised that, impliedly, to accept this version of the complicated disputes was to call in doubt a whole chapter of his predecessors' legislation; nor to have been aware of the heretical, Joachimite, strain that affected the whole of the Spiritual movement. Without any investigation, or qualifications, he accepted their story and allowed them to form themselves into a new order with Peter of Macerata at its head. They would, however, not be called Friars Minor but "The poor Hermits of Celestine V". [ ]
Never had the hopes of this exalte revolutionary party been so high as at this pontifical decision. Peter of Macerata marked well how it could be interpreted when he changed now his religious name and called himself Fra Liberato. From all parts the zealots flocked in to join his order. And it was, seemingly, the realisation what an immense service Celestine had unwittingly rendered to the prestige of the heretical fantasies of these poor fanatics, that brought Benedict Gaetani to abandon his isolation at Perugia and join the pope at Aquila in the September of 1294.
For Benedict Gaetani knew all that was to be known about the great Franciscan question. He was an expert authority on all its phases since the time when, in 1279, Nicholas III had called him to take part in the long discussions out of which came the bull Exiit qui Seminat that gave an authoritative ruling about the Franciscan way of life; it was Benedict Gaetani, indeed, who had written the text of that famous decretal. In those weeks during which Nicholas III and his experts, and the leading Franciscans, had set aside all other business to find a solution for these troubles, the future Boniface VIII learned what he never thenceforward forgot, the invariable tendency in those who clung to the Spirituals' interpretation of the Franciscan ideal to cling no less firmly to the mad theories of Joachim of Flora. [ ]
It is not surprising that, once elected pope, he revoked Celestine's rash concession to the Spirituals, nor that he removed from his high office Raymond Gaufredi, the Minister-General of the Minorites who had favoured them, and imposed on the order a superior of his own choice who would resolutely track down these zealots. A last touch to this unpleasant work of correction was a bull [ ] that denounced the Spirituals as heretics and listed their several errors and offences. Henceforward it would be for the Inquisition to deal with them.
Nothing was, then, more natural than that the story of the earthquakes at Rieti, as the Spirituals interpreted it, should spread rapidly throughout Italy. The pope was soon threatened with a new crisis. [ ] His reaction was to set the Inquisition to work, and soon there was a steady exodus of the Spirituals towards the Adriatic coast and across the sea to Greece and to that church of Constantinople which Joachimite prophecy pointed out as the last refuge of true spirituality. One tiny group -- five men and thirteen women -- passing through Rome, and finding themselves conveniently in St. Peter's, elected one of their number pope.
There was one leading centre of this anarchic religiosity where for years the pope's writ had ceased to run, namely the island of Sicily; and one effect of this latest revival was to stiffen Boniface still further in his determination to expel the Aragonese and to re-establish normal relations with this most important fief of the Holy See. The pope's latest ally, the King of Aragon, had for five months been vainly besieging his brother Frederick in Syracuse, and in his demands for money he outdid even Philip the Fair. Boniface, driven to the last extremity, had to put himself into the hands of the Florentine bankers and the Jews; and as he descended to these humiliations, his rage against the Colonna, to whose patronage he attributed the latest Franciscan ebullition, poisoned his judgment. They were still at Rieti, interned, with all the misery of an indeterminate fate hanging over them, and when the pope now (June 1299) ordered the total destruction of their town of Palestrina as a warning to all future time, and commanded the very site to be ploughed up and sown with salt, despair seized on the Colonna, and breaking out of prison, they fled across the frontiers, to be active centres of opposition as long as Boniface lived, and to nurse a revengeful hatred that would afflict his memory for many years after he was dead. The King of Aragon chose this moment to desert (I September, 1299) and the pope's sole support now was Florence.
It was now that the complicated manoeuvres of papal and anti-papal factions in the Tuscan capital brought into conflict with Boniface the greatest man of all this generation, one of the world's supreme poets, Dante Alighieri. In his verse, Boniface was to live for ever, the object of undying hate as a man and as a ruler, and, then for his last broken hours, the object of Dante's pity as a symbol of that defeat of the spiritual by its own which is the eternal tragedy of the history of the Church. The great poem still lay in the distant future, but in this crisis of papal history Dante set his talents as scholastic and legist to a vigorous attack on that theory of the supremacy of the spiritual power in temporal affairs which had long been current in official ecclesiastical circles, the theory of which Boniface was about to show himself a most uncompromising exponent. [ ]
While Pierre Flotte had been successfully exploiting his hold on the pope to the advantage of France abroad, he had used these same years of what we may perhaps call the pope's servitude to consolidate at home the royal victory over ecclesiastical jurisdiction. There was not any attempt to enact anti-clerical laws: the crude mistake of our own Henry II enforcing the Constitutions of Clarendon was carefully avoided. But the exercise of ecclesiastical jurisdiction over the layman was fettered as much as possible, hindered by every restraint which administrative genius could devise; and everywhere the lay lord was encouraged when he came into conflict with an episcopal suzerain. Soon there were bitter fights in many French sees. And Flotte was planning a new attempt to restore the Latin empire in the East, with a French prince reigning at Constantinople, with Venice and Genoa (reconciled at last and in alliance) supporting him. Italy too would be remodelled, after the plan accredited to Nicholas III, but this time with French princes on both the new thrones of Lombardy and Arles. It was to be a French dominated Christendom, of the kind Pierre Dubois was about to describe in his famous memorandum and, the pope playing his part, Tuscany and Florence would be added to the papal state.
The year which followed the pope's arbitration between the kings of France and England was hardly a time when Boniface VIII could flatter himself that it was principally his ideas and will that regulated the public life of Christendom. The year was to end, however, with a great demonstration of the role of the papacy in the interior life of its subjects, in the system of the believer's relations with God; a demonstration at once of the pope's understanding of his spiritual power and of the Church's faith in it and eagerness to see it exercised.
As the new year 1300 approached there was, to a very unusual degree, all that popular interest which greets the coming of a new century, the usual vague expectation of coming good fortune, but this time heightened -- no doubt very largely through the recent revival and popularisation of the prophecies of Abbot Joachim.
The numbers of the pilgrims bound for Rome began to increase, and when they arrived they showed themselves clamorous for the expected, extraordinary, spiritual favours. Once every hundred years, some of them were saying, by a special act of the divine mercy, not only were a contrite man's sins forgiven, but (upon appropriate penance done) the punishment his guilt deserved was also remitted. Boniface VIII does not, by any means, seem either to have created this spirit of expectation or to have exploited it at all in the service of his public policy. [ ] Apparently he did little more than fulfil what, spontaneously, Christian piety was expecting of the Roman See when, by the bull of February 22, 1300, he instituted the Holy Year of Jubilee. It is, in effect, a grant "to all who, being truly penitent, and confessing their sins, shall reverently visit these Basilicas [of St. Peter and St. Paul] in the present year 1300. . . and in each succeeding hundredth year, not only a full and copious, but the most full pardon of all their sins." [ ]
The news of the great concession brought pilgrims to Rome by the hundred thousand, and from every part of Christendom, as a mass of contemporary literature testifies; [ ] and this novel and unmistakable evidence of what the papacy's spiritual power meant to the Christian millions seems greatly to have affected Boniface VIII.
To the pope too, it has been argued, the Jubilee was a year of special graces. The spring of this Jubilee year saw a joint embassy to Boniface from Philip the Fair and the new emperor Albert of Habsburg, and it saw also an anti-papal revolution at Florence: events that were the occasion, and the opportunity, for a reawakening in Boniface of his natural spirit of independence. But the enthusiasm of the hundreds of thousands of pilgrims did more than put new heart into the pope mall now approaching his seventieth year. This concrete demonstration of universal faith in his supernatural office recalled to him in overwhelming force his first duty to be the father and shepherd of all Christian souls -- so it is argued. [ ] The whole burden of Benedict Gaetani's case against Celestine V had been that the pope was too weak to defend the Church's freedom against the princes. But what else had Boniface VIII done, for years now, but surrender to princes? [ ]
At the audiences given now to the French ambassador, the pope made no secret of his suspicions of Flotte's designs. Tuscany, he declared, was the pope's by right. The very empire itself was the creation of the Holy See, "All the Empire's honour, pre-eminence, dignity, rights" being, as he wrote at this time to the Duke of Saxony, "derived from the liberality, the benevolence and gift of this see." As popes have set up, so they can tear down. Tuscany is a centre of discontent and hate, and so "for the honour of God, peace of Christendom, of the Church, of his vassals and subjects," the pope has determined to bring it once more under the rule of the Church. The authority of the apostolic see suffices for this. The Florentines were reminded of the same truths. The pope is the divinely appointed physician of all men's souls and sinners must accept his prescriptions. To hold any other theory is folly, for any other theory would mean that there are those in this world whom no law binds, whose crimes may go unpunished and unchecked.
Full of this new strength, Boniface brushed aside now the attempt of the French ambassadors to bully him with tales of what his enemies were saying about his private life and his faith, and taking up the complaints that came in from France about the attacks on the jurisdiction of the bishops, he sent to the king the letter Recordare Rex Inclyte (July 18, 1300). [ ] This is a remonstrance after the style of the letter -- Ineffabilis Amoris -- which had so roused the king in 1296. Boniface, as though that storm -- and the defeat it brought -- had never been, now told the king roundly that his usurpation of jurisdiction was seriously sinful, and that God would surely punish him for it did he not amend. The pope had, indeed, shown himself patient, but he could not be dumb for ever. In the end he must, in conscience, punish the king if the wrongdoing continued; and the tale of that wrong -- doing is mounting up in the files. As for Philip's advisers, these are false prophets: it is from God's grace alone that his eternal salvation will come.
From the stand taken in this letter Boniface never retreated, though it was to bring him within an ace of violent death.
Philip was too busy with the last preparations for the conquest of Flanders to make any retort, but when Flotte went to Rome in the following November (1300), the atmosphere of the court was very different from what it had been at Orvieto three years earlier. "We hold both the swords," Boniface is reported as saying, and Flotte as replying, "Truly, Holy Father: but your swords are but a phrase, and ours a reality." But there was no break of relations, and the French sent Charles of Valois into Italy to help in the double task of subduing Florence and Sicily. What brought the break was Philip's arrest of the Bishop of Pamiers in the summer of 1301. Serious charges were of course made against the prelate; he was lodged in the common prison, then taken under guard to Paris to stand his trial before the king's court. But his innocence or guilt was a detail beside the real issue, the right of the king to try him, and the fact that the king could trample down with impunity the most sacred of all clerical rights in public law. There is no doubt that this was a deliberately engineered cause celebre, whose success would mark a new era for the expanding royal jurisdiction, and greatly discredit the ecclesiastical world before the nation. [ ] And mixed up with the charges against the bishop there was a quarrel about the jurisdiction of the Inquisition, in which prominent Franciscan Spirituals attacked the Dominican inquisitors, and in which it was made very evident that in Languedoc the Albigensian movement was still a power under the surface of life. It is one of the several ways in which Philip the Fair recalls our own Henry VIII that now, while leading a life of blameless Catholic orthodoxy, he was secretly patronising and encouraging these heretics and rebels against the Church as an obvious move in the business of bringing pressure to bear on the pope.
Dom Leclercq, also, notes how "the analogy between the methods employed in the trials of Boniface, of the Bishop of Pamiers, of the Templars and of Guichard de Troyes, reveals a single manoeuvring mind at work. . . [features that] give a family likeness to a set of trials which, actually, are very individual things. Another trait in which they are alike is that, in all cases, it is difficult to bring legal proof that the charges are false. The crimes faked in Nogaret's imagination are all crimes done in secret." H.-L., VI, pt. i (1914), p. 578.
It was late October (1301) before the trial of the Bishop of Pamiers came on. It went well for the king until, in November, the Archbishop of Rheims made a strong, formal protest, in a Provincial Council, held at Compiegne, against the whole business of the bishop's arrest. The council, indeed, laid an interdict on all who, in contravention of the canon law, arrested a cleric. If a cleric so arrested should be transported to another diocese, the diocese in which he was arrested was "interdicted", and the domains of the authority responsible for the arrest. A certain amount of skilful juggling by the king's legists and the more subservient of the French bishops did indeed soon find a way through this law. But the moral effect of the declaration of Compiegne was very great, and nowhere was it more welcome than at Rome. It was indeed the first real check to the king from the French bishops for many years, the first unmistakable sign to the pope that there were bishops in France on whom he could rely.
But Boniface had not waited for this sign before taking the offensive. Flotte had written him a lying account of the trial, [ ] but it crossed a packet from the pope with a whole batch of strong, decisive letters for France. The revelations in the Pamiers case that the king was backing the Spirituals and the Albigenses, attacking the Inquisition, and that the mass of the French bishops were looking on indifferently at a most spectacular attack on the rights of their order, lifted the pope above the mere diplomatic game. From now on his action has the grave, apostolic quality of Hildebrand himself.
In these letters, written in the first week of December 1301, the pope demands that the Bishop of Pamiers be set free and allowed freely to make his way to Rome. [ ] He suspends all those privileges granted to Philip in the matter of clerical taxation and church property. [ ] He summons all the bishops of France to a council, to be held in Rome (in November 1302) where the whole question of the state of religion in France, and of the king's government of the country, will be examined; to this council the king is also invited, either to come in person or be represented there. [ ] Finally there is a letter, a confidential letter, for the king. This is the bull Ausculta Fili, 5 December, 1301, [ ] which as handled by the French, played a most important part in the events of the next eighteen months.
In many ways this letter hardly differs from the remonstrances which Boniface had already sent to the king. It tells him that his sins, as a Catholic ruler oppressing the rights of the Church, are notorious and a bad example to all Christendom. It lists these acts of usurpation and adds the crime of debasing the coinage. It again warns the king against his advisers, and points out that the whole of France is restive under their harsh, oppressive rule. The king cannot make the ministers an excuse for his sins: and the pope urges him to take part in the coming council. If he does not appear, its business will go forward without him. But all this somewhat familiar lecture acquires a new gravity from the opening passage of the letter, in which there is an extremely clear statement of the king's subject-status in relation to the pope, a statement in which we may read yet a further contribution to the controversy now engaged in which Dante, Pierre Dubois and the two great Augustinian theologians, Giles of Rome and James of Viterbo, are playing leading parts. The Church has but a single head, Boniface reminds the king, and this head is divinely appointed as a shepherd for the whole flock of Christ. To suggest, then, that the King of France has no earthly superior, that he is not in any way subject to the pope is madness, is indeed, the prelude to infidelity. This doctrinal note is to appear again, and still more strikingly, in the controversy.
Ausculta Fili was not a manifesto nor a public state paper, but a confidential letter sent privately to the king: and therein lay Flotte's opportunity. The bull was no sooner read than destroyed, and a tendentious summary of it drawn up, to be the basis of a most effective, national, anti-papal campaign. This summary -- called Deum Time from its opening words -- Flotte first submitted to a conference of theologians and legists. It adapted the teaching and claims of the first part of Boniface's letter to cover power and jurisdiction in the temporal sphere. The pope is now skilfully made to appear as claiming to be, because pope, the king's feudal overlord; the pope's consent is needed, then, for the validity of all such acts as sub-infeudation, and all the grants made so far for centuries must be invalid; also the king, as vassal to the pope, is liable for aids to the pope in all his wars.
This preparatory work done, it now remained to ask the nation's opinion on the papal claim as thus stated. The setting for this was the famous church of Notre Dame in the capital where, on April 10, 1302, representatives of the clergy, the nobles and the towns came together in the presence of the king. Flotte made a great speech, in the king's name, expounding the thesis of Deum Time, adding that the pope's citing the king to appear before him at Rome was a sample of what all had now to expect, the crown of all those usurpations of the Church of Rome on the Church of France under which, for years now, true religion had been withering away. The King of France had no superior as a temporal ruler; he stood out as the real champion of religion. And Flotte ended with an appeal to the nation to support Philip.
In the debate which followed, the suggestion was made that Boniface was a heretic and the nobles set their seals to a letter which, ignoring the pope, recounted to the college of cardinals all the charges made against Boniface, to whom they only referred as "he who at the moment occupies the seat of government in the church"; and, an incendiary statement surely, they say that "never were such things thought of except in connection with anti-Christ." Unanimously the laity pledged their support to the king.
The clergy were not so ready. They first asked for time to think it all over. It was refused them; they were told that opposition would only prove them the king's enemies. So they promised obedience to the king as vassals and asked leave to obey the pope, as they were bound, and to go to the Roman council. This also was refused them. And then they wrote to the pope, an anxious letter telling him that never had there been such a storm in France, never had the Church been in such danger, and begging the pope to abandon the plan for a council.
It was not until ten weeks later (24 June, 1302) that the delegates from the national assembly reached the pope with these letters. They were received in full consistory at Anagni, and two addresses were made to them, one by the Cardinal Matthew of Acquasparta and the other by the pope himself. The cardinal explained that the Ausculta Fili was the outcome of many weeks' deliberation between the pope and the cardinals, and he denied absolutely the interpretation put upon it in France. It was a purely pastoral act of the pope who makes no claim in it to be the king's superior judge in temporal matters but who, all men must allow, is the judge whether those whose office it is to exercise temporal power do so in accordance with morality or not.
The pope spoke most vigorously. He reprobated the chicanery which, evidently, had falsified for the public his message to Philip. He denounced Flotte by name as the real author of the mischief and with him Robert of Artois and the Count of St. Pol; they would, he prophesied, come to a bad end. Once again he gave warning that the French were hated everywhere; all Europe would rejoice when the hour of their defeat arrived. The king seemed not to realise it, but the facts were that he was on the brink of disaster. As for the council -- this to the clergy -- it must take place and, severely rebuking the cowardice of the bishops, the pope threatened the defaulters with deposition from their sees. [ ]
The cardinals sent a written reply to the letter from the nobles and in it they severely reproved their neglect to give the pope his proper style, and their reference to him by "an unwonted and insolent circumlocution".
Drama was never lacking at any stage of this long-drawn-out controversy, but now it touched the heights. While all France was being rallied to the support of the king against the pope, the French invasion of Flanders had begun. Philip had now to meet, however, not merely the feudal levies of his rebellious vassal the Count, but the enraged craftsmen of the towns. And before the envoys to Boniface had returned with the news of the pope's lurid warnings, barely a fortnight after the scene in the consistory, the French army suffered one of the greatest defeats Or its history, outside the walls of Courtrai, at the hands of Peter de Koninck and his weavers (Battle of the Golden Spurs, 11 July, 1302). And among those slain were the three men whom the pope had singled out by name, Flotte, Robert of Artois, and the Count of St. Pol.
Philip the Fair was now in full retreat, and not alone from Flanders, now lost to the French crown for ever. He no longer sounded defiance to the pope, but allowed the bishops to explain, apologetically, that they could not leave their sees at such a national crisis; and he sent an embassy to represent him at the council, an embassy which made full recognition of Boniface as pope (October 7, 1302).
Of what passed at the council we have no knowledge, but nearly half of the French bishops took part in it (39 out of 79). The pope had so far softened towards the beaten king that there was no repetition of the events at Lyons, sixty years before, when a council had tried and deposed the emperor Frederick II. There was no trial of Philip the Fair in 1303, nor sentence or declaration against him. The solitary outcome of the proceedings was a general declaration to the whole Church, the most famous act of Boniface's career, the bull Unam Sanctam (November 18, 1302). But there was not, in this, any reference to the points at issue with France, such as the list in the Ausculta Fili a twelve month before; these difficulties were now to be dealt with privately, through diplomatic channels, and as his envoy to Philip the pope chose a French cardinal, Jean Lemoine
"The dramatic context" of the bull Unam Sanctam [ ] says Boase, [ ] "gave it pre-eminence over all statements of papal power," and, we may think, has been largely responsible for the extraordinary interest in the bull ever since. For the more that is known of the detailed history of the struggle between Boniface and the French king, the less dramatic does the famous bull really appear. Two distinct -- though related questions have been in hot dispute for now nearly two centuries, namely the canonist's question about the pope's authority as pope over the temporal affairs of the world, and the theologian's question of his authority as pope to correct what is morally wrong in a ruler's conduct of temporal affairs. The bull deals chiefly with the second of these, but it also touches on the other. Throughout the dispute with Philip the Fair, Boniface VIII has denied that he is putting into force any claim to interfere with the king as a temporal ruler, ill the way for example that the king's suzerain (were there such) would have had the right to interfere. One thing alone has moved the pope throughout -- it is Boniface's constant assertion -- namely his duty to warn the king of sins he has committed in the exercise of his kingly office.
From this point of view Unam Sanctam does but continue the series in which Ineffabilis Amoris and Ausculta Fili have their place. But, unlike these, this last declaration is not addressed to the French king at all. It makes no mention of any particular ruler, but exposes the pope's case in general terms, reminding the Church in general of the nature of the pope's authority over all its members, and of the superiority which an authority of this kind must inevitably possess over every other kind of authority. And, after a certain amount of citation from Holy Writ -- none of it new -- and from Christian writing, to confirm the theory as it is explained, the document ends with the solemn definition, that for every human being it is part of the scheme of salvation that he be subject to the authority of the pope.
The general theme of the bull is that there is but one Church of Christ, a single body with but one head, Christ and his own vicar, Peter first and then Peter's successor. This scheme of things is not a human invention. It was God Himself who so arranged, when He commissioned Peter to feed God's sheep -- not these sheep, or those sheep, but all the sheep. It is by God's will that over His flock there is but a single shepherd. As for those who say they are not placed under the rule of Peter and his successor, they only confess thereby that they are not of Christ's flock, for there is but this one flock of Christ.
At the disposition of this one Church of Christ there are two kinds of power -- two swords, as the Gospel teaches us -- spiritual power and material; and the pope explains, following traditional lines, how the Church herself wields the spiritual authority, and when necessary calls upon kings and soldiers to wield on her behalf the material power. Of these two powers, the spiritual is the superior, in this sense that it is the business of the spiritual to call the material authority into existence, and to sit in judgment upon it should it go astray. Whereas the spiritual power -- in its fullness, that is to say (i.e. as realised in the papacy) -- is not subject to any judge but God. For although those who wield this spiritual power are but men, the power itself is divine, and whoever resists it strives against God. Whence it follows that to be subject to the Roman Pontiff is, for every human being, an absolutely necessary condition of his salvation: which last words -- the sole defining clause of the bull -- do but state again, in a practical kind of way, its opening phrases, "We are compelled by the promptings of faith to believe and to hold that there is one holy Catholic Church, and that the apostolic church; and this we do firmly believe and, unambiguously, profess, outside which church there is no salvation, nor any remission of sins. . . "
The bull Unam Sanctam then is a document which contains a definition of the pope's primacy as head of the Church of Christ; it is a reply to the claim, made by all parties to the anti-papal coalition, that their opposition is religious and Christian; it is a re-statement of the reality of the Church's divinely-given right to correct the sins which kings commit as kings; but the bull does not set out this right in detail, nor, though it states the right in the forms common to similar papal documents for now a hundred years and more, does it define this right in those forms, or indeed define it at all, except in so far as it is included in the general definition with which the bull ends.
The ultimatum sent through the legate to Philip -- for it was nothing short of this -- was dated November 24, 1302. It appears to have been delivered during the national assembly called for February-March of the new year. Philip's reply is embodied in his edict of March 18, 1303. The pope had noted that, seemingly, Philip was already excommunicated and the legate was given power to absolve him if he made amends. The misdeeds noted in Ausculta Fili were recalled once more. Should the king disregard this last admonition, the worst would certainly follow. The king was too shrewd to ignore the message; nor, though diplomacy had greatly improved his position since the disaster of Courtrai, did he make any sign of open defiance. He preferred to say now that his actions had been misinterpreted; and where he did not deny the charges he was evasive. If the pope was not satisfied with the answer, the king would willingly re-examine the case. It was hardly the kind of reply that would suit the pope in his new mood, nor did it at all convey the king's real mind. This public ordonnance, indeed, masked the greatest scheme yet of violence and blackmail.
While the king was playing before the assembly the part of the misunderstood champion of right, William de Nogaret, who since Flotte's death seems to have been the chief of his counsellors, was given a vague and all-embracing commission for some secret work in Italy (7 March, 1303). On March 12 he appeared before the king and his council and made a striking protestation. Boniface VIII was no pope but a usurper; he was a heretic and a simonist; he was an incorrigible criminal. Nogaret formally demanded that the king call upon the cardinals and bishops to assemble a council which, after condemning this villain, should elect a pope. Meanwhile Boniface, being no pope at all, should be put under guard, and this should be the king's care and duty; and the cardinals should appoint a vicar to rule the Church until it had once more a real pope. The king listened to this impassioned harangue with all due attention, and then solemnly consented to take on himself this serious duty. And Nogaret left to play his part in the scheme in Italy!
While he was busy there, knitting together all the forces and interests that hated Boniface, the public duel between pope and king went forward. For the pope did not leave unnoticed Philip's reply to the ultimatum. He wrote to his legate that it was equivocal, evasive, insulting, contrary to truth and equity, and sent a new summons to Rome to the regalist bishops. On both sides the decks were being cleared for action. Boniface at last recognised Albert of Habsburg as King of the Romans and emperor-elect and authorised the princes of the middle kingdom to do him homage. Most significantly of all, the pope brought to an end the long twenty-years-old Sicilian war by confirming the peace, made nine months before, [ ] between Charles of Naples and his Aragonese rival, in which the Aragonese conquest of the island was recognised. And Philip made peace with England.
When Boniface's letters and instructions to the legate reached France, the king held them up and, once again, summoned the whole nation to hear his case against the pope. It was at the Louvre that they met, bishops, nobles, commons (13 June, 1303) and the scenes of the Easter meeting of the previous year were repeated. This time the mask was fairly off and the language more violent. The pope, it was said, was a heretic, an idolator, a man who worshipped the devil. There was something to suit each of the many interests represented, and the assembly called out for a council which should judge Boniface and demanded that the king see to its summoning. And Philip, with a great protestation of love and respect for the Holy See, accepted the task. Of the twenty-six bishops present all but one set their names to the protestation and appeal. Just a week later the doctors of the University of Paris came together in the king's presence and made common cause with him, and on June 24 there was yet a third meeting, for the whole populace of Paris, in the gardens of the king's palace. The king was present, and his sons, the ministers, the bishops, the clergy. There was a harangue by the Bishop of Orleans, another by a Dominican and a third by a Franciscan; and with enthusiastic shouting and cheering, the people acclaimed the royal policy of emancipating religion from the rule of Boniface. There followed a purge of the foreign religious who stood firm for the pope, and commissioners were presently touring the whole of France, summoning everywhere meetings after the model of Paris, where the king's case was put and signatures gathered in support of it. Everywhere this organised propaganda of schism succeeded; nowhere did anyone oppose it.
In all these three months no news had come from Nogaret and on August 15 the Prior of Chezy was despatched on the last of his sinister missions to Italy. He was to find Nogaret and commission him to publish, to the pope's face if possible, the charge of heresy and the appeal to a General Council. But, by the time he reached his man, all was over.
The news of all the exciting events in Paris had leaked through the king's censorship and, on the very day the Prior of Chezy received his instructions, the pope replied to the king's attack in five letters which suspended, until Philip had submitted, all elections to vacant sees, all nominations to benefices, and the conferring of all degrees by any university. The Archbishop of Nicosia, the chief of the ecclesiastical traitors, was put under interdict, and finally there was a blistering manifesto that at last exposed the king, and defended to the world the reasonableness of the pope's action.
The French king, Boniface noted, [ ] had never questioned the pope's orthodoxy while papal favours were lavished on him. His present criticisms arose from resentment that the pope had dared to remind him of his sins. This is the whole reason for his charges against the pope. The king makes them in bad faith, hoping to escape the need of amendment by blackmailing the superior whose duty it is to correct him. The pope cannot submit to this. "What will become of the Church, what value will remain to the authority of the popes, if kings, princes and other powerful personages are allowed such a way out as this? No sooner will the pope, successor of St. Peter and charged with the care of all the flock, propose to correct some prince or magnate, than he will be accused of heresy or taxed with notorious, scandalous crime. Redress of wrong will be altogether impossible, the supreme power will be wholly overthrown." How could the pope possibly grant this French demand that he summon a General Council and submit himself to its judgment? How could a pope lend himself to the spread of such a demand? Far from assenting to it, says Boniface, the pope will, in his own time, and despite any such disingenuous appeal, proceed against the king, and his supporters too, unless they repent their now notorious crimes.
Boniface immediately proceeded to that further action he threatened, and began to draft the bull solemnly excommunicating Philip and threatening his deposition if, within a fixed time, he had not submitted and sought absolution. It was arranged that the bull should be promulgated in the cathedral at Anagni, where Boniface then was, on September 8. Nogaret learnt of what was in preparation. He realised that, at all costs, the publication of the sentence must be prevented. With a mixed troop of soldiery, gathered from half-a-dozen neighbouring towns hostile to the pope, with one of the Colonna at his side, and the standard of Philip the Fair in the van, he made for Anagni. On the eve of the appointed day he arrived before the little hillside city. Treason opened a gate for his force and after a short, sharp battle, he and his men, to the shouts of "Colonna! Colonna!" were in the papal palace and presently in the papal presence. They found the old pope prepared for them, robed and clasping his crucifix. Nogaret demanded that he withdraw the excommunication and surrender himself for judgment. He replied that he would rather die. Sciarra Colonna offered to kill the pope. The cooler-headed Frenchman held him back. Then Colonna struck the old man in the face.
The outrage was the end of Nogaret's success, however. While he parleyed with the pope, and while the Italian soldiery plundered the palace -- all they wanted and were fit for, Nogaret noted -- the fighting began again in the town, and shouts of "Death to the French!" filled the streets. It would have ruined the French monarchy to kill the pope; it was not practicable to carry him a prisoner to France through an aroused Italy. Indeed, unless Nogaret speedily fought his own way out of Anagni, he would hardly survive to tell France what he had accomplished. Within twenty-four hours he and his band were well away on the road to the north.
But the shock of this terrible Sunday was more than the pope could endure. His rescuers found a broken old man, muttering desires and threats, incapable now of thought or decision. The cardinals persuaded him to return to Rome, and within three weeks he was dead (October 20, 1303).
5. PHILIP THE FAIR'S LAST VICTORY, 1303-1314
Ten days after the death of Boniface VIII the cardinals went into conclave. They chose one of the late pope's most loyal supporters, the one-time Master-General of the Order of Preachers, Nicholas Boccasini; and they chose him on the first ballot. This pope was no Roman of noble family, but a poor man's son from the Venetian provinces. He was not a canonist but a theologian; and if a skilled and experienced ruler of men, he was, first of all, an excellent religious, a priest with a pastoral mind. As Master-General, Boccasini had kept his order obedient to the pope in the crisis of 1297, and he had been at Boniface's side in the hour of his last ordeal. But he had had no part in the struggle that opened with Ausculta Fili. During the last two critical years of Boniface's reign he had been away from Rome, serving as legate at the court of Albert of Habsburg. It was possibly because he was the one cardinal whom the late struggle had not touched that he was so speedily elected. Here was a man whom none hated because of any share he had had in that struggle, and a pope who would be able to devise policies free from the strain and fury of the late crisis. And his first gesture as pope gave a clear sign, that, while he would be loyal to the past, he would be loyal in his own way. The disciple of Benedict Gaetani did not call himself Boniface IX; with a nuance that only emphasised his substantial loyalty, he announced himself as Benedict XI.
Benedict XI was in a strong position, able to be generous, therefore, towards Philip the Fair, and so resolved. The policy he proposed to adopt was simple, delicate and firm. Nogaret, still in Italy and faced with the perplexing problem of a new pope who was, too, a saintly man, with whom worldly motives would be of no avail, was again meditating the threat of schism -- the Colonna cardinals had had no share in the conclave, therefore the election was not valid. But Benedict XI passed over this new intrigue for the moment; making, from the beginning, a careful distinction between the various personalities responsible for the outrage of Anagni. The case of each should be separately decided according to the past mind and future intention of each. The chief culprit, the one most culpable from his rank, was of course the King of France. If he made a movement of submission Benedict would take it as sincerely meant, and would show himself the representative of Him who called himself the Good Shepherd. And when the pope forgave he would save the position his predecessors had declared themselves bound to defend, and the reality of the forgiveness, by saying outright in what spirit he was acting. But Philip must first of all make his move towards the pope. Benedict was no "appeaser", diplomatically angling for submission by a timely announcement that the terms would be easy and the gesture nominal.
No official notice, therefore, of the new pope's election was sent to Philip, nor any copy of his first inaugural letter. The pope treated the king for the excommunicate he was, and was careful to remind the world of this by a renewal of the sentences of his predecessors, that all those are excommunicated who hinder free communication between the Holy See and the bishops. The deadlock did not last long. It was conveyed to Philip that the pope did not desire revenge; that forgiveness awaited him if he would submit; that the pope would only be inflexible about the principle of free communication with the Church in France: in this matter satisfaction would certainly be demanded, liberation also of all the clerics imprisoned, and revocation of the royal edicts.
Meanwhile, the Colonna cardinals had come out from their hiding places, to throw themselves at Benedict's feet and beg for mercy. He showed himself generous, although "for the moment" he did not restore them to their dignity or their benefices and possessions. The same determination to make peace in a truly priestly spirit moved Benedict to send a legate to Florence, in the first weeks of 1304, with very extensive powers to settle differences and to reconcile the forces so hostile to the Holy See since the "pacification" of the town by the pope's champion, Charles of Valois.
The embassy from Philip the Fair reached Rome in March 1304. It was, by the fact, a submission; and yet a submission craftily prepared, by accepting which the pope would give the French a basis to argue in the years to come that Benedict's pardon was an implicit condemnation of Boniface. Nogaret, returned now to the French court, was as influential as ever and no less dangerous. But Benedict cut through the snares by pardoning the king without any discussion of conditions, and stating that he did so as a loving father will always forgive a repentant child. The bargaining which Nogaret had planned, and which would have made the resultant absolution from excommunication seem an act in a kind of treaty or compromise, did not take place. The pope's simple directness turned the diplomatist's schemes with ease. Philip was absolved because he had repented, and because to forgive the repentant is the pope's first duty -- and all Europe would know this from the bulls. And when the King of France, his position as a Catholic prince restored, raised the question of Pope Boniface's actions towards him, renewing the demand for a council to judge this, Benedict put him off without discussion or comment of any kind.
A few weeks later, from Perugia, whither the pope had now moved, further bulls took up the detail of the settlement, and firstly the problems raised by the law Clericis Laicos. The pope did not retreat from the principles then laid down, but he did the cause of the monarchy a great favour and, very skilfully, he did this by virtue of those very principles. The penalties of Clericis Laicos against lay oppressors of Church revenues were maintained, but those which awaited the clerics who submitted to such oppression were modified, so that they no longer fell automatically on such transgressors. And to help France in the desperate state to which debasement of the coinage had reduced the country, the pope allowed the clergy to pay a tithe for two years and the first fruits of all benefices coming vacant during the next three years, the moneys to be used for the restoration of the coinage (13 May, 1304). About the same time a series of decisions proclaimed what was in fact a general amnesty for all those who had fallen under excommunication in the more recent crisis following the bulls Ausculta Fili and Unam Sanctam. Whoever would repent, the pope would forgive, because he was the pope, and on terms fixed by himself -- namely the sincere repentance of the culprit.
One group was however excepted, and by name, from this generous act of reconciliation. Not even Benedict XI's charity could presume that Nogaret had repented his share in these acts, or that he was likely to do so. At this very moment he was still actively manoeuvring for the council that should degrade the memory of Pope Boniface, and striving to form a party among the cardinals. Nogaret was still, in fact, the principal force at the court of France, influential, determined, ruthless; and the new pope, in the action he now took, showed unmistakably that it was not any fear to strike or any lack of strength that had prompted his willingness to be reconciled with the enemy. A special bull -- Flagitiosum Scelus -- denounced by name Nogaret, Sciarra Colonna and fifteen others for their share in the outrage at Anagni. They were summoned to appear, in person, by the coming feast of St. Peter, June 29, to receive the sentence their crime had merited. To this citation they paid no attention; but before the pope could proceed to the next act against them, he was no more. Benedict XI died, very suddenly, at Perugia on July 7, 1304.
The sudden disappearance of Benedict XI was such good fortune for the policies of Nogaret that, not unnaturally, the rumour spread that the Frenchman had had him poisoned. The Church had lost that rarity, a pope who was a saint, [ ] and a saint who had in perfection the ruler's gift of prudence; and how real the tragedy was now brought home to all as, for a long eleven months, the factions in the conclave wrangled and fought.
The majority of the cardinals -- ten of them -- were strong for a pope who would resist the French, and exact some reparation for the outrage on Boniface VIII. But there was a pro-French minority of six, the party which Nogaret had influenced during the last pope's brief reign. Eleven votes were needed to elect, and as both sides held firm the deadlock was complete. On the French side there were threats of schism unless someone friendly to Philip the Fair were chosen. "If any anti-Christ usurped the Holy See," said Nogaret ominously, he must be resisted. On both sides the cardinals began to consider candidates outside the Sacred College. Finally, the intrigues of Cardinal Napoleone Orsini gathered a bare two-thirds majority for the Archbishop of Bordeaux, Bertrand de Got, and on June 5, 1305, he was elected, [ ] Pope Clement V.
From many points of view it must have seemed an admirable choice. Clement V was well on the young side of fifty; he was by birth a subject of the English king, and yet on friendly terms with Philip the Fair. He was brother to that Cardinal Berard de Got who had been one of Boniface VIII's chief diplomatists, [ ] and had himself been employed by that pope in important diplomatic work in England. In the furious months that followed the Ausculta Fili the Archbishop of Bordeaux had been loyal to the pope, and he had gone to Rome for the great council which preceded the Unam Sanctam. His technical qualifications were high, for he was an accomplished canonist, a competent administrator and a skilled negotiator. The most serious drawback, perhaps, was his health; for, although this was not yet known, he was ravaged by a terrible cancer of the stomach. Again and again during his reign, for weeks and months at a time, his sufferings were to withdraw him entirely from all contact with affairs, and finally, after nine years, to bring his life to a premature end. He is spoken of as a man naturally kind and goodhearted, but vacillating, lacking the energy to make final decisions in policy, or to stand by them when made, increasingly at the mercy of his fears, and bound to be the tool, or the victim, of that pitiless cunning and determination which, for years now, had characterised the action of Philip the Fair.
Clement V, as pope, never left the soil of France. He is the first of a series of French popes who lived out their reigns in France, the so-called Avignon popes. But with Clement this novelty of ruling the Church from outside the Papal State and Italy seems to have been the outcome of a series of accidents rather than of settled policy. He hoped to arrange a final definitive peace between France and England and, inviting both the kings to his coronation, fixed this for the (then) imperial city of Vienne on the Rhone. Later, to please Philip, he decided on Lyons and there, in Philip's presence and that of the ambassadors of Edward I, he was crowned, five months after his election, 14 November, 1305.
It was no doubt one of the misfortunes of history that Edward I was not present at Lyons, for in a critical hour the French king carried all before him. It was, in fact, after this first famous interview with Philip that the pope gave up his idea of an immediate journey to Rome and, in the consistory of December 15, he gave a sign of what was to come by creating ten new cardinals, of whom nine were Frenchmen.
The leading motive of the French king's policy was, of course, to win from Rome a formal renunciation of all that Boniface VIII had claimed, and a revocation of that pope's anti-regal acts. These hindrances to the establishment of a real royal control of the Church were to be removed by the only power that could remove them -- the papacy itself; and to bring this about the methods once employed so successfully with Boniface were once more to be put into operation. Pressure would be more easily applied if the pope were established nearer to Paris than Orvieto, or Anagni. And to detain the pope yet awhile in France -- and at the same time to excite such real alarm that he would yield more easily to the demand for a condemnation of his predecessor -- the king had ready a prepared scandal of the first magnitude. This was the question of the religious and moral condition of the great military order of the Knights of the Temple. To the newly-crowned pope, Philip the Fair, in the talks between them at Lyons, made known that for some time complaints of a most serious kind had been made about the Knights. They were, it was said, secret infidels who, on the day of their reception and profession as knights, explicitly and formally denied Christ and ceremonially spat upon the crucifix; the centre of their religious life was an idol, worshipped in all their houses; their priests were always careful to omit the words of consecration in the masses celebrated within the order; the knights practised unnatural vice as a kind of ritual and by prescription. An enquiry was urgently necessary.
The pope was sceptical. The malevolent gossip about an order hated and envied by many rivals left him unmoved, as it had left unmoved the King of Aragon to whom the "revelations" had first been made. But the French king, and Nogaret, set themselves to produce yet more evidence. They found witnesses in ex-Templars languishing, for one crime or another, in the king's prisons. They introduced spies into the order itself. And then, in the spring of 1307, at a second meeting with the pope at Poitiers, the king repeated his demands.
Clement, at first, refused. Philip then raised anew the question of the condemnation of Boniface VIII. Already, twelve months earlier, the pope had, with certain reservations on the principles, withdrawn the two great bulls of his predecessor, Clericis Laicos and Unam Sanctam (1 February, 1306) [ ] and the king had, thereupon, ceased his demand for the dead pope's trial. Now, as Clement showed fight about the Templars, the ghost of Pope Boniface was made to walk once more -- and effectively. For the curia proposed a compromise: the pope should quash all the anti-regalist acts of Boniface VIII, and the king should leave the question of the condemnation of Boniface entirely in the pope's hands. But the king refused all compromise. And then, August 24, 1307, Clement gave way and signed the order for a canonical enquiry into the accusations against the Templars. It was to be an enquiry according to the Canon Law -- as was only right where it was a religious order that was accused; and, also, the enquiry was ordered at the petition of the Templars themselves, eager to disprove the calumnies.
This, of course, was not the kind of enquiry the French king had looked for, with the accused condemned beforehand. He took his own line and suddenly, in the early morning of October 13, all the Knights Templars of France were arrested by the royal order. Next, amid the consternation caused on all sides, Nogaret launched a campaign of anti-Templar "publicity"; France was flooded with proclamations and speeches that explained what criminals the Templars were, and how the pious king, on the advice of his confessor, careful of his duty as champion of the Catholic religion, had ordered their arrest, after consulting his barons, and the pope.
The next few weeks were filled with the examination of the Knights -- examinations by the king's officials and, of course, under torture, whose object was to induce the accused to admit their guilt. Everywhere the unhappy men broke under the strain, and soon the king had, from the lips of the Templars themselves, all the evidence he needed that the order merited suppression and that its wealth should be confiscated -- if such avowals, and known to be obtained by such means, are indeed evidence. It sufficed to bring conviction to the pope that, at any rate, there was something seriously wrong in the order, and he ordered all the princes of Christendom to arrest the Templars and to place their property under sequestration (November 22, 1307).
This hideous business of torturing men accused of crime was, by the time of Clement V, part and parcel of the routine of trials wherever the Roman Law influenced criminal jurisprudence. From the spheres influenced by that law it had passed, nearly a hundred years before this, into the procedure of the Inquisition. The canon lawyer was as familiar with the use of torture as his civilian brother, and as little likely to question its morality. Short of being a few hundred years before his time -- or a few hundred years behind it -- no canonist of Clement V's generation would have seen any objection to using the hostile "evidence" procured by Philip the Fair's torturers from the accused Templars.
The pope had not indeed let Philip's vigorous coup succeed without a strong protest (27 October, 1307). The king had violated the immunity of clerics from the lay power of arrest, and this despite his knowledge that the pope had reserved the whole affair to himself. The pope had demanded, therefore, that Philip surrender his prisoners and their property to two cardinals named as the pope's commissioners. [ ] But Clement had done no more than this, and when the "confessions" were placed before him had admitted them juridically.
The Templars now passed into the care of the Church and immediately, fancying themselves free of the royal torturers, solemnly revoked all their confessions. Whereupon the pope took the whole affair out of the hands of all lower tribunals and reserved it to himself. [ ]
Philip the Fair's reply was to call up once more the ghost of Boniface VIII, and to launch a campaign of slander against Clement. All that had ever been said against Boniface, against his administration of the Church and against his private life, was now laid to the charge of Clement. [ ] The scenes of 1302 began to be repeated; there were declarations that if the pope neglected his obvious duty, the king would have to see to it, and, for the sake cf. the Church, act in its name; there was a great meeting of the States-General at Tours (11-20 May, 1308) and the assembly declared the Templars worthy of death. And, finally, Philip descended with an army on Poitiers. Once more, Clement -- who had attempted to escape out of Philip's dominions, but, discovered, been forced to return -- was lectured and threatened to his face, and bidden to act quickly, or the nation, whose indignation no king nor baron could restrain, would take the law into its own hands, and make an end of these enemies of Christ. And the pope was told that prelates who covered up crime were as guilty as those who committed it.
This moral siege of the pope at Poitiers, where the king met him with an immense array of nobles, bishops, legists, soldiers, lasted for a month (26 May-27 June). But the pope's courage did not yet fail. He did not believe the Templars' guilt proved, and he refused to condemn the order. The king thereupon made an official surrender of the whole case to the pope and shipped off to the Papal Court a picked band of seventy-two Templars, ready to swear to anything as the price of future royal favour or of pardon for past crimes. It was the testimony of these men, many of whom Clement himself examined, that finally broke through the pope's scepticism, and for the trial of the order throughout the Church he entirely remodelled the whole Inquisition system [ ] (July 1308). In these same weeks of the conferences at Poitiers, the pope was again summoned to condemn Pope Boniface. Celestine V -- so the French king urged -- must be canonised, the victim of Boniface VIII; and Boniface's corpse dug up and burnt (6 July, 1308). This time Clement had to make some show of acquiescence, and as he had consented to put the Order of Templars on trial, so he now set up a commission to judge his predecessor (August 12, 1308), and fixed a date for the first hearing, a fairly distant date, February 2, 1309.
The pope's scheme for the trial of the religious was elaborate. Two enquiries were to function simultaneously throughout Europe. The one, a pontifical commission, its members nominated by the pope, was to examine the charges against the order as such: the other, an episcopal enquiry, to judge the individual knights, was to be held in each diocese where the Templars had a foundation, and in this tribunal the judges would be the bishop with two delegates of his chapter, two Dominicans and two Franciscans. These diocesan findings would be reviewed by a council of all the bishops of the province, who would decide the fate of the individual Templars. As to the order, the findings of the pontifical commissions would be laid before a General Council, summoned to meet at Vienne for October 1, 1310, and the council would decide what was to be done with the order.
The pontifical commission in France was far from hasty. [ ] It did not hold its first session until August 1309, and the real work did not begin until the following November. The prelates who sat as judges were, all of them, devoted to the policies of the French king; its president, the Archbishop of Narbonne, was one of the Templars' chief foes. And, contrary to the law by which they judged, the commissioners allowed the royal officials to assist at the trials, and to have access to the depositions confidentially made to the court by the accused. This paved the way for some of the most tragic scenes in this terrible story. For when the Templars appeared before the pontifical tribunal, many of them immediately revoked the confessions of guilt they had made. Publicly they now described the tortures which had been used to make them admit their guilt. "If the like torture is now used on me again," said one, "I will deny all that I am now affirming: I will say anything you want me to say." Something like 573 knights stood firm in this repudiation and in testimony that the charges against the order were calumnies. But the chiefs of the order wavered: they understood, better than the rest, the peril in which such retractation would involve them. The immense scale of the retractations, and the contrast presented by the miserable character of the outside witnesses produced by the royal officers against the order, were building up a popular feeling that it was innocent. And, lest he should lose the day, the king again intervened with force. The order as such might be winning its case before the pontifical commission: the king's opportunity lay with the machinery set up to judge these men as individuals. His instruments were the bishops of the provincial council of Sens, to which, in those days, the see of Paris [ ] was subject; upon whose judgment, by Clement V's decision, the fate of these knights as individuals depended. Their retractation, before the pontifical commission, of their confession of heresy was a relapse into heresy, and the punishment for this was death.
So the Archbishop of Sens summoned his council -- he was Philippe de Marigny, brother of Enguerrand de Marigny, one of the king's chief ministers -- and without any further hearing the council condemned to death fifty-four of the Templars who had retracted their confession (11 May, 1310). The next day they were taken in batches to the place of execution and all of them burned alive, protesting to the last their innocence of any crime. Four days later there was another execution, of nine, at Senlis.
This atrocious deed had the effect hoped for. The condemned men, still under the jurisdiction of the pontifical commission, had begged its intervention. The only answer given by the president was that he was too busy, he had to hear mass, he said, or to say mass. Nothing, it was evident, could save a Templar who did not admit all the crimes laid against him, and so provide evidence to justify the destruction of his order. Henceforth the courts had all the admissions they could desire. The speech of one of the knights to the papal commissioners, made the day after Philippe de Marigny's holocaust, has come down to us. "I admitted several charges because of the tortures inflicted on me by the king's knights, Guillaume de Marcilly and Hugues de la Celle. But they were all false. Yesterday, when I saw fifty-four of my brethren going in the tumbrils to the stake because they refused to admit our so-called errors, I thought I can never resist the terror of the fire. I would, I feel, admit anything. I would admit that I had killed God if I were asked to admit it."
The pontifical enquiry in France now speedily came to the end of its business. It had henceforward no more exacting work than to take down confessions, and by June 5, 1311, it had finished.
When we turn from the bloody scenes which took place wherever Philip the Fair had power, the contrast in what the trials of the Templars produced is striking indeed. In these islands, councils were held, as the pope had ordered, at London and York, in Ireland and in Scotland. But nowhere was there found any conclusive evidence against the order. So it was in Spain also. No torture was used in England until the pope insisted on it; [ ] but torture was used in Germany, and despite the torture the pontifical commissioners found the order in good repute and publicly declared this. All tended to show that, when the General Council met, the order would find defenders everywhere except among the bishops subject to Philip the Fair. That the council would vote the destruction of the order was by no means a foregone conclusion.
While the Templars were going through their ordeal at Paris before the pope's commissioners, the pope himself, at Avignon, was also suffering duress. For on March 16, 1310, the trial -- if the word be allowed -- of Boniface VIII had at last begun in his presence. To accuse and revile the dead man's memory, all the cohort of Philip the Fair's legists had appeared, Nogaret leading them. Boniface had been a heretic; he had been a man of immoral life, in his youth (sixty years ago now) and through all his later years. He had been an infidel, an atheist, an idolator. He had never been lawfully elected, he had murdered his predecessor after tricking him into a resignation that was void in law. All the malevolence amid which Boniface had pursued his difficult way was now given free reign; and Clement, fearful of provoking yet new savageries from the French king, knowing, nevertheless, that he could never deny the principles for which Boniface had fought, could do no more than delay the proceedings by every expedient which practised finesse could suggest to him.
At last the international situation played into his hands. The emperor, Henry VII, had just received at Milan the iron crown of Lombardy (6 January, 1311) and, with Robert of Naples, he was planning the reconstitution of the kingdom of Arles. The possibility of the whole of the lands east of the Rhone passing for ever beyond the influence of his house was more than Philip the Fair could allow. He was driven to seek the pope's good offices, but Clement, realising that this was his hour, received him coldly. The French cardinals advised the king that the cause of Boniface VIII was about to cost France more than it could ever be worth. And so, while the Templar commission at Paris was slowly coming to an end, pope and king came to an understanding. The king agreed that the accusers of Boniface should withdraw, and that the fate of the Templars should be left to the council: the pope, in a series of bulls, without condemning Boniface, or adverting at all to the vile charges made about his faith or his character, quashed all the papal acts against the king made from November 1, 1300, by Boniface or by his immediate successor, Benedict XI. He ordered, moreover, that all record of these various bulls should be erased from the papal registers. Nogaret was absolved, and with him Sciarra Colonna and others of the conspirators of Anagni. Finally, Philip the Fair was publicly praised for the zeal he had shown, and his good intentions in his anti-papal strife were officially recognised (27 April, 1311). [ ] It was a heavy price to pay for the cessation of the king's attack on Pope Boniface and, through him, on the reality of the pope's jurisdiction. And, like all similar surrenders, it did not really succeed. For the king was to threaten to renew the attack at a critical moment of the coming council, and so once more gain his way. Two years after this "settlement", Clement canonised the pope who had abdicated, the "victim" of Boniface VIII. But he was careful to canonise the saint not as Celestine V but as Peter di Murrone, and in the bull of canonisation to attest the validity of Celestine's act of abdication (May 5, 1313). [ ]
The Council of Vienne, summoned for October 1310, actually met just a year later, October 16, 1311. Its principal business was the settlement of the affairs of the Order of Templars; and to consider the report of the various commissions a special committee of the bishops was appointed. To the pope's embarrassment -- with the ink hardly dry on his recent arrangement with Philip the Fair -- the committee, by a great majority, reported that the Templars ought to be heard before the council in their own defence (December 1311). The pope, characteristically, set the report aside, and offered for consideration schemes -- much needed schemes -- of Church reform, and plans for a new crusade. And the French king, raising the memory of his "injuries" at the hands of Pope Boniface, came himself to Vienne, to try all that blandishment and threats could do with the obstinate majority. He was, horrible to relate, entirely successful, and on March 22, 1312, the committee reversed its decision of the previous December and, furthermore, by a majority of 4 to 1 recommended that the Order of Templars be suppressed.
The next solemn session of the whole council was fixed for April 3, twelve days later. Would the bishops have accepted this recommendation had they been free to discuss it? It is an interesting question; but the pope forestalled all possibility of trouble by imposing silence under pain of excommunication, and instead of deciding the fate of the order the assembled bishops had read to them the pope's own sentence and decision. Without judging the order, or condemning it, Clement simply suppressed it as an administrative action [ ] and not as a punishment for any crime. And next, despite enormous efforts on the part of Philip and some of the bishops, the pope transferred the possessions of the order to the kindred military order of the Hospitallers, except in Spain where the new possessors were the military orders who fought the Moors. The individual knights the pope left to the judgment of the provincial councils.
The trial of the Grand Master and the chief superiors Clement reserved to himself, and eighteen months after the closing of the council he named a commission of three French cardinals to judge them (22 December, 1313). They were found guilty, on their own previous admissions, and on March 18, 1314, before the main door of Notre Dame, in the presence of an enormous crowd, they were sentenced to life imprisonment. And now, once again, tragedy crowned the proceedings in very terrible fashion. The Grand Master and one of his brethren, free of the prospect of a death sentence, their lot definitely settled at last, renounced their confessions and protested that the order had been gravely calumniated. "We are not guilty of the crimes alleged against us," they said. "Where we are guilty is that to save our own lives we basely betrayed the order. The order is pure, it is holy. The accusations are absurd, our confessions a tissue of lies." Here was an unexpected problem for the three cardinals, and while they debated, uncertainly, how to deal with it, Philip the Fair acted. That very day he decided with his council that here was yet another case of relapse into heresy. The two knights, without more ado, were hurried to the stake and that same evening given to the flames, proclaiming to the last their innocence and the innocence of the order.
Was the order indeed innocent? The controversy has raged ever since it was brought to so cruel an end. It is safe to say that the controversy is now over, and that it has ended in agreement to acquit the knights. [ ] The order was the victim of Philip the Fair's cupidity, and the pope was, in very large measure, the king's conscious tool in the wicked work.
The suppression of the Templars, and the associate villainy of the "trial" of Boniface VIII, are events so monstrous in scale that all else in the nine years of Pope Clement's unhappy reign is dwarfed beside them. Certainly these events were, for seven of those years, his chief anxiety and his almost daily care; and they were the chief obstacle to the realisation of his never wholly abandoned intention to live, like his predecessors, the normal life of a pope within the Italian Papal State. For the papal establishment at Avignon, that was to last for some seventy years, was not -- it seems certain -- due to any one definite act of policy, based on a Frenchman's preference for life in his own country. Clement V had been pope for nearly four years before he so much as saw Avignon. It was only when he realised, in the summer of 1308, after the second Poitiers meeting with the French king, the gravity of the imminent crisis, that the pope determined on Avignon as a more or less permanent place of residence (August 1308). To return to Italy while such menace hung over Catholic affairs in France would have been unthinkable. Avignon was on the French frontier and yet no part of Philip's dominions; the surrounding territory -- the County of Venaissin -- had been papal territory for now thirty years. In the circumstances, to set up the curia at Avignon was an ideal solution; and it is simple matter of fact that during the seventy years of what has been called, too easily, the Babylonian captivity, the papal action was far less hindered by civil disturbance not only than in the seventy years that followed the return to Rome of Gregory XI (in 1377) but than it was hindered in the seventy years that preceded the election of the first Avignon pope.
It was in March 1309 that the pope took up his residence at Avignon -- a very modest establishment in the priory of the Dominicans -- and had sent to him from Rome the registers of letters for the two last pontificates, and a certain amount -- not by any means the greater part -- of the papal treasure. There is no reason to doubt that Clement, had he lived, would, once the General Council had settled the double crisis in France, have passed into Italy. But he was already a man marked for death by the time that council ended. Once more he left Provence and, in the desperate hope of improvement, set out for his native country of the Bordelais. But he had gone no farther than Roquemaure, on the Rhone, when just a month after the terrible end of the Grand Master of the Templars, death claimed him too (April 20, 1314). Six months later Philip the Fair, still on the young side of fifty, followed him into the next world. The Church had lost one of the weakest popes who has ever ruled it, and religion had been delivered from the menace of one of its most insidious foes.
In two respects Clement V set a new and a thoroughly bad example which was to become a papal fashion through all the next two hundred years. He found places for a host of relatives in the high offices of the Church; and he spent the treasure of the Church lavishly for their enrichment. No fewer than six of his family he made cardinals -- at a time when the total number of the Sacred College rarely exceeded twenty. Others he named to well-endowed sees, while for those who were not clerics he created well-paid posts and sinecures in the temporal administration. It was now that there began what must be judged the most evil part of the Avignon tradition, the excessive preoccupation of the curia with fees. And with the new interest in lawful fees there developed, inevitably, a regime of graft and jobbery where all, from the highest to the lowest, expected bribes and demanded them, a regime which the popes in the end became powerless to change. Cardinal Ehrle has calculated, from the papal accounts of the time, that Clement V was able to save nearly one half of his immense annual revenue. The treasury at his death amounted to over a million florins. Of this he left to friends and relations 200,000 florins, and to a nephew, pledged to equip a troop of knights for the crusade, half as much again. Clement V also inaugurated the Avignon tradition of filling the Sacred College with Frenchmen. He created twenty-four cardinals in all; one was English, one Spanish; the rest were all Frenchmen, and of the twenty-two, six, as has been said, were closely related to him by blood. [ ]
CHAPTER 2: 'THE AVIGNON CAPTIVITY', 1314-1362
1. CRISIS IN THE WORLD OF THOUGHT
i. The Problem of Church and State
WITH the death of Philip the Fair, in the autumn of 1314, the assault of the French monarchy on the papal claims came to a sudden end. The regime of co-operation between the two powers was resumed, if not in all the friendliness of former days, at any rate with an equal practical effectiveness; the peace, such as it was, would not be broken until the very eve of the Reformation, two hundred years later. "Such as it was", for not only had the issue between Boniface VIII and Philip not been decided, despite the surrenders of Clement V -- so that it remained a possible source of further disaster through all those two centuries -- but there was a permanent memorial of the controversy in the literature circulated by both parties during the fatal years. The issue was practical, it was important, it was urgent -- and it has never ceased to be so. "The pope's imperative intervention in French affairs was not anything merely arbitrary and suddenly thought up, that can be explained by the pope's ambition, or excused by the king's tyranny. It was bound up with a body of teaching, with the supremacy of the spiritual power as the Middle Ages had known and practised it, a supremacy in which the Church still saw a lawful and necessary function of the mission she held from God." [ ]
Both king and pope realised fully that the fight was no mere clash of personal temperaments. That the temperamental weaknesses -- and worse -- of the contending potentates had their influence on the course of the struggle is evidently true, but these were not its most important elements; they can, by comparison, be disregarded in a study of the fight and its consequences, as we can disregard the slander and invective of the controversialists. But the controversialists dealt also with other things than slanders: on both sides, theories were set out and defended, and the best writing of this sort was carefully preserved, armament for future like conflicts, and -- this is true of the anti-papal works at least -- carefully translated into French, so that others besides the priest and the legist could see how right it was for the king to challenge the pope. [ ] As this literature remained and grew, in the course of two hundred years, to become a formidable menace to Catholic unity, something more must be said of it and of how the "grand differand" between Boniface and Philip continued to poison Catholic life for generations after them. [ ]
With this in mind we may go on to note the attitude of the writers on the papal side as an affirmative answer to the question "Did Our Lord mean the Pope to be the Lord of the World?" This answer meant, in practice, that the Church's mission towards the state included "not only the consecration of kings, but also the verification of their title, and the control of their administration. . . the right and power to judge and correct their conduct [i.e. as rulers], to invalidate their acts and, in extreme cases, to pronounce their deposition." [ ]
Kings, of course, did their best to escape the exercise of such powers and, as they grew more literate, they began to raise doubts whether they were indeed lawful powers. So Frederick II, in 1245, had denounced his excommunication as "a misuse of priestly authority"; and he had gone on to declare to the princes of Europe that "nowhere do we read that by any law, divine or human, has power been given to the pope to punish kings by depriving them of their kingdoms, or to pass judgment on princes." Such a situation would be ridiculous, said Frederick, "the claim that he who as emperor is loosed from all laws is yet himself subject to law." [ ]
The emperor here is evidently setting up the law of ancient Rome against what the pope claims of him as a disciple of Christ; but his contention is also a reminder of another factor of the struggle that must be ever before the mind of those who perhaps stand amazed at the immensity of the papal claim. This is the fact that nowhere, in these centuries, is it a question of conflict between the papal claims and some royal scheme of a balanced distribution of royal and ecclesiastical jurisdiction. From the moment when these fights first began in the time of St. Gregory VII (1073-1085) was always between two claims tobe absolute. These popes who, reforming the Church, slowly drew Christendom back from the depths, found their greatest obstacle in the actually existing, all-embracing, imperial and royal absolutism which had all but merged the Church in the state. If the pope was not to be all, [ ] then the king would be all; the pope must be all, or the Church would be nothing. The alternative before Christendom was the supremacy of the Church over the state, or else Caesar, to all intents and purposes, the pope. The popes, with remarkable faith -- and courage -- did not shrink from choosing; they dutifully climbed the heights and thence proceeded to judge the world.
Did our Lord mean the pope to be the Lord of the World in this sense? Canonists, by the time of Boniface VIII, had been saying so for a long time, and saying it in such a way that they seemed to claim still more. Hostiensis [ ] for example who died in 1271, one of the greatest of all the eyes of his contemporaries, declared that it is the pope who is the true source of all the state's authority; and that the state, indeed, in all its actions, is really deputising for the pope; the emperor is no more than the pope's vicar for temporal affairs. For there can only be one Lord of the World, namely Christ, Our Lord; and the pope alone is Christ's vicar, Who "committed all things to Peter", giving him not a key, but the keys; "two keys" says the cardinal, by which are signified the two fields of papal supremacy, to wit, the spiritual and the temporal. And this strong doctrine is no more than a reflection of what an equally eminent master in the law had proclaimed to all Christendom when, having become pope, he was engaged in a life and death struggle against the absolutist schemes of Frederick II. This was Innocent IV (1243-1254) [ ] and against the emperor's claim to incorporate the Church into the State, this canonist pope set up his own, "We exercise the general authority in this world of Him who is the King of Kings, who has granted to the prince of the apostles and to us a plenitude of power to bind as well as to loose upon earth, not only all persons, but all things whatsoever." We have seen Frederick's scornful comment on this language. But the emperor's rejoinder was as barren, apparently, as his military genius or political power. The pope, in this particular conflict, was victorious and his high conception of papal duties and powers seemed more firmly established than ever.
When, fifty years later, the papacy, in the person of Boniface VIII, next called up for judgment a powerful ruler, the spirit and tone of the intervention was, if possible, more "Innocentian" than Innocent IV himself ! but this time the royal rejoinder was far indeed from fruitless. And Christendom saw the popes suddenly compelled to lower their tone: the contrast between the actions (and the language) of Boniface VIII and Clement V, less than ten years later, was something to marvel at. Phaethon, it would seem, had fallen from his car. And, whatever the rights of the question, the rebel responsible for the catastrophe had not only gone unpunished, but had been lauded by the victim for his good intentions. Here, surely, was mischief indeed, grave scandal in the most literal sense. The crisis had produced a stumbling block for Catholics over which many would continue to trip until the Catholic state disappeared from the political world.
For Philip the Fair's challenge, whether the popes really possessed such authority, was now set before the mind of Catholic Europe so forcibly and so clearly, that the debate about it never really ceased thereafter. In the two hundred years and more during which that authority had been claimed, exercised and generally acknowledged, it had come to be one of the fundamentals of the Christian political system, of the Christian-religion-inspired civilisation of Western Europe. Revolt here was revolt indeed, and when, from such a revolt, the Church failed to emerge victorious and able to punish the rebel, its prestige suffered a defeat that was irreparable. Never again does the Church dominate the conflict from above; henceforth the popes too, are in the arena, and if the high papal tone persists (as naturally it does, for the popes do not immediately understand that the former things have passed away) it serves as an additional aggravation to the world. Gradually the popes came to abandon this position so long defended by the great medieval canonists, this theory which had been the Church's defence against the all-invading state; and it may be well if, to avoid confusion, and the better to understand the tragedy which accompanied the slow changeover, we remind ourselves what was really -- in the mind of the popes -- the nature of the power they had claimed, and the kind of arguments by which they had defended it. " It was in its source an authority that was spiritual, and it made no claim, therefore, to absorb the authority of the state; but it was a power that extended to the furthest boundaries of the moral order, and which, as an inevitable consequence of this, included the right to survey the conduct of rulers and to call them to account for their behaviour as such, to correct them, to pass sentence on them if they were at fault, and even to depose those who prove recalcitrant." [ ] The popes never claim that they may administer France or Spain as though it were their own Italian Papal State. But they do claim authority to correct the rulers of these lands for sins committed in ruling, as they correct all other delinquencies in the flock placed under their charge; and they claim the right to correct rulers in a particular way, by excommunicating them and declaring them to have forfeited the right to rule. Boniface VIII's bull Unam Sanctam is nothing more than an official statement of this theory and claim.
What of the standing of this papal claim to punish kings by deposition? Whether it be true or not it " has never, in any way, been proposed as a doctrine of the Church; but, nevertheless, it certainly won the assent of many popes, and, in an especially grave moment of history, it coloured the traditional background of the papal claims, namely in the solemn document that expresses the distinctive views of Boniface VIII." [ ] Perhaps it is here, in the association of a theory peculiar to a particular age with a definition of general Catholic duty, that we must look for the source of the most serious part of the ensuing and mischievous misunderstanding. What was really defeated may indeed have been no more than a "personal system", that is to say, a theory and policy really " personal " to a succession of popes, but hitherto everywhere taken for granted. But this "personal system" had now been defeated and defied at a moment when it was set out in the closest association with a solemn definition of essential Catholic duty. If the one was defied the other could not but appear compromised. Henceforth the first was always on the defensive and acceptance of the second might suffer accordingly.
The debate between the canonists and legists had, then, revealed the whole deep chasm that separated these antagonistic views of public life. It had also produced that third theory from which the ultimate true solution was one day to be developed, and had thereby thrown into high relief the deficiencies in the canonists' argumentation and the exaggerations in the claims they made. These exaggerations produced, naturally enough, an exaggerated reaction that carried the canonists' lay opponents to a denial of papal prerogatives and rights (in spiritual matters).that were beyond all question. It is, for example, from this time that the appeals from the pope to a General Council first begin to appear with anything like frequency, a new tendency that grows steadily through the next sixty years, and which the opportune disaster of the Schism [ ] then so fosters that, at the Council of Constance, an effort is actually made to give this abuse force of law. [ ] Again, the canonists have quoted Scripture in support of their assertions, but Scripture understood metaphorically. For example, two actual swords had once been brought to Our Lord by the Apostles for his defence: [ ] the canonists had read the act allegorically, and used that allegory to justify a theory. Now, a critical attack was made on this method of using Scripture -- an attack which could be supported by the new, clear, strong teaching of St. Thomas Aquinas, that arguments about doctrine can only be based on the literal sense of the sacred text. [ ] Once this mentality developed, a whole host of arguments, classic with the canonists for two centuries and more, would simply disappear overnight. [ ] And much else would disappear too -- the prestige of the theological scholar, for example, with that new educated lay world which is the peculiar distinction of this fourteenth century, the age where the greatest figures among orthodox scholars are Dante and Petrarch, and where no cleric writing theology attains to eminence and yet manages to keep entirely orthodox.
The latest historian to study the conflict of ideas that underlay the crisis, analyses the works of some seventeen polemists. [ ] There are, first of all, the antagonists who set out and defend the rival theories: on the papal side two Augustinian friars, Giles of Rome [ ] and James of Viterbo [ ]; on the king's side the authors of the treatises called A Dialogue between a Cleric and a Knight and Rex Pacificus. Next there is a group of nine writers whose aim is to find some middle way in which to reconcile the rival jurisdictions. Working from the papal side towards this are the Dominican John of Paris and the authors of the gloss on the bull Unam Sanctam, and the treatise called Quaestio in Utramque Partem: on the other side are six writers the best known of whom is Dante? whose De Monarchia here comes under consideration. Finally, there are considered four "practical" schemes. It is hardly possible in a work of this kind to attempt anything more than to list all these, and to refer those interested to the long analysis of them (180 pages) in Riviere's authoritative work. But something must be said of John of Paris -- as a critic of the papal apologists -- for it was with his theory that the future lay; nor can Dante be merely mentioned.
What the canonists held about the relation of the pope to Catholic princes, considered as princes, has already been described. In the controversies of 1296-1303 the two great theologians, Giles of Rome and James of Viterbo, Augustinian friars both, strove to give these theories a still greater prestige. The temporal ruler, they held, was strictly subjected to the spiritual ruler; the pope, because the vicar of Christ, was the source of all law and of all earthly power and authority; the governmental action of pnnces was subject to the pope's control; and these themes were, for Giles of Rome and James of Viterbo [ ], part and parcel of the Catholic faith. It is the first merit of John of Paris that, in the very hour when this inconveniently favourable apologetic was born, he provided the needed theological criticism.
The work in which the Dominican thus corrects the Augustinian -- Kingly Power and Papal Power [ ] -- was written apparently in 1302, just before the publication of the Unam Sanctam. Its author is not a partisan, but well aware of the controversy -- as a lecturer in the University of Paris could not but be aware of it; but he explicitly detaches himself from the rival schools of thought, and sets himself to the search for a via media. With all due submission he makes his own analysis and he sets out his ideas as a hypothesis.
In his view there is not -- as the Waldenses continue to say -- any inconsistency between the true Idea of the Church of Christ and a concern with power in temporal matters. Nor -- as the theologians he criticises assert -- is the Church's power in temporal matters a consequence of its spiritual authority. It does not follow that because the Church possesses authority over men in spiritual matters that it also possesses authority over them in temporal matters -- an authority which it allows the state to exercise as its vicar. Wherever the Church does in fact enjoy authority in temporal matters, this is the outcome of some grant made by the State "out of devotion". The two entities Church and State -- though unequal in dignity -- are co-ordinate in the exercise of authority. Both originate in the divine plan. The State derives its authority from God no less really than does the Church. The spiritual power is indeed the superior of the two, but it is not superior in everything. The pope, though truly Vicar of Christ by Christ's appointment, is not in fact heir to the totality of Our Lord's universal royalty over men and kings. In its own order the State is, under God, sovereign.
Has the spiritual power, then, no authority to regulate the temporal? It has indeed; for the purpose of the spiritual power is a higher thing than the purpose of the temporal, and the lower purpose is subordinate to, and for the sake of, the higher. But -- and here again lies the really great importance of John of Paris -- the Dominican insists that the pope is to exercise this control by instructing the conscience of the prince, and, if the prince fails, by administering correction that is spiritual. The pope instructs the prince, he says, de fide and not de regimine; [ ] the only instrument of the Church's empire over the prince is its charisma to instruct the Christian mind in things of faith and morals, and its moral authority over the Christian conscience. [ ]
The presence of the great name of Dante among the parties to this discussion, is a useful reminder that the quarrel's importance was by no means merely French. [ ] Again, while Dante is a layman, he is a layman who is not a legist; and, like John of Paris, he has no official locus standi in the quarrel. He is moreover a layman who, in refuting the papal thesis as the canonists propound it, makes use of their own chosen method of argument, and uses this to deny the validity of their use of Scripture. All this is extremely interesting; we have here one of the first appearances of the private lay citizen in the public life of the Church. And he appears as not only a most orthodox believer, an undoubted "good Catholic", but as the author of a theologico-political treatise directed against currently accepted ecclesiastical theories, and written to promote the revolution that will save the Church's soul.
Nevertheless Dante is to be classed with John of Paris; for he, too, is looking for the via media. This has not, indeed, always been clear to the readers of his treatise De Monarchia. [ ] The general theme of that well-known book is that a universal monarchy is essential if civilisation is to survive and humanity to make lasting progress. Dante's arguments in proof of this build up a conception of monarchy so high that only when a saint was the monarch would the system really work: or so we might think as we read. But for Dante that ideal monarchy was actually in existence. It was the Holy Roman Empire of the German nation, and all that was needed for the millennium to arrive was to convince the world of the duty of all princes to accept the emperor's superiority. The greatest hindrance was nationalism, and for nationalism -- "the nations that so furiously rage together, the peoples that imagine a vain thing" [ ] -- Dante has strong, religiously-phrased condemnation. How shall the universal monarch accord with the universal pope? In the first place, he is politically independent of the pope; and Dante, attacking, not indeed the papacy, but the canonists who have devised the theory of the papacy's supreme political authority, systematically reviews -- and denies -- all the " spiritual" proofs these are wont to adduce: proofs from the sun and moon, the two swords, Saul's deposition by Samuel, Our Lord's promise to St. Peter, all this is rejected as beside the point.
So far there is nothing to distinguish Dante's thought from that of other contemporary writers -- not even the almost religious tone of his language about the empire is personal to him. It is in the closing chapter of the third book that he makes his own contribution, and that very briefly. If the empire is independent of the Church -- and since it existed before the Church this must be so -- and if the Church's power is wholly spiritual, then the emperor's authority derives immediately from God. The electors merely indicate the man who shall lawfully wield this power. But the emperor yet remains in some way subject to the pope "since mortal happiness is in some way established with a view to immortal happiness." [ ] What is this way? and what, in hard detail, does this relation involve, for both pope and emperor? Dante does not tell us. But he says that the emperor receives from the pope "that light of grace by which he may rule more virtuously"; and he lays it down that the emperor shall act towards the pope "as a first-born towards his father, so that radiating the light of the father's grace, he may the more virtuously shine in all that world over which he has been set by Him Who alone is governor of all things spiritual and temporal."
This, it may be thought, is little enough and disappointing in its generality. Yet it is a statement of principle. Dante conceives the State as politically independent of the Church, and yet the temporal power as subordinate to the spiritual; and he conceives it as possible that these two realities -- independent, and yet the one subordinate to the other -- can so co-exist. And it is on this note that the treatise ends.
This, it is true, is not the aspect of Dante's political thought that has chiefly attracted attention. What has been chiefly regarded is his idealistic exaltation of the empire and his protest against the medieval claim that the popes enjoyed, as popes, a primacy in political matters; and his championship of the State's independence of such ecclesiastical tutelage. In his own time also it was this which made the great impression and Dante's De Monarchia suffered the reception which received opinion inevitably gives to the pioneer! When, after his death, during the war between the popes and the schismatic emperor Lewis of Bavaria, these themes again became practical politics, there was even for a moment the danger that Dante's bones would be digged up and burnt as those of a heretic! [ ]
It cannot but be reckoned as a great misfortune -- even if perhaps an
inevitable misfortune, given that human nature influences scholars too
-- that, despite these artificers of the via media between the contending
absolutisms, it was the extreme theories of the canonists, given theological
form by the genius of Giles of Rome, which continued to shape the mind
of the papal champions; and that these theories maintained their hold all
through the next most difficult centuries, through the time of the Schism
and the Conciliar controversies, and the Reformation, until the great spirit
of St. Robert Bellarmine restated and determined the issue. The great Jesuit
doctor recognised John of Paris as a distant ancestor of his own thought;
and a modern, somewhat disgusted, commentator -- a very great scholar indeed
-- has presented Dante as being not much better than Bellarmine. It is
always a loss to base a good case on poor argument -- and that was the
loss which champions of the papacy, often enough, suffered in those centuries.
It was an additional loss that, by their proscription of the theorists
of the middle way, the writings of this school passed into the armoury
of the enemy, and the obiter dicta of John of Paris (for example) became
the foundation of more than one useful plaidoyer for Gallicanism. [ ]
ii. The Problem of Faith and Reason
One of the most serious consequences of the duel between Pope Boniface and the French king was, then, something quite unpredictable; namely, that a considerable body of Catholic thought was now permanently roused, not indeed, as yet, against any Catholic doctrine about the papacy, but against a principle of administration which, for generations, had been almost as sacred as doctrine, a principle with which the prestige of the papacy was most intimately linked. Here, for the future, there was a great division in Catholic thought. And, unfortunately, it was not the only division. Already, only fifty years after the death of St. Thomas Aquinas, Christendom was beginning to suffer from the failure of its thinkers to rally to his thought, and most of all from their failure to accept its supreme practical achievement, the harmony he discerned between the spheres of knowledge naturally known and of that which we know supernaturally, the true character of the relations between reason and faith. The story of philosophy among Catholics in these fifty years is, in that respect, one of steady deterioration. Already, by the time John XXII canonised St. Thomas (1323), the work was well begun that was to sterilise the movement which was the glory of the previous century, to dislocate the teaching in the theological schools (not the faith of the theologians indeed, as yet, but their scientific exposition of it), to destroy the theologians' confidence in philosophy and the pious man's confidence in the theologians, and to leave the ordinary man, in the end, "'fed up' with the whole business" [ ] of speculative theology.
What is the end of a society that ceases to have any use for thought, or any confidence that thought can produce certitude? Pessimism surely and despair, a flight to the material in compensation, or else to a wrong -- because unintelligent -- cultivation of the mystical life of devotion, to superstition thereby and to worse. For to this must devotion come once it disinterests itself from that explanation of revealed truth which true theology is, and once the mystic is tainted with the fatal error that considers theology as mere scholarship, the professional occupation of the theologian, whereas it is an essential condition of healthy Catholic life; and for the mystic, especially, is it important that theology should flourish and good theologians abound, for in the guidance which objective theology supplies lies the mystic's sole certainty of escaping self-illusion.
All of these calamities were to develop in time. Not all of them came at once, nor within a few years. But it is now that the seeds of much lasting disaster are sown, through the new philosophical theories of leading Catholic thinkers. The two greatest names associated with this movement away from the positions of St. Thomas Aquinas are John Duns Scotus and William of Ockham, Franciscans both of them, and teachers of theology at Oxford.
Before we consider how they came to build up their new critical theories of knowledge, let us note, what we cannot too much insist upon, namely, that the problem which all these thinkers were trying to solve, about the nature of faith and of reason, and about the relations between the two, is one of the permanent practical anxieties of mankind. Upon all men, sooner or later, the hard experiences of life force the issue. Are the relations between faith and reason such that a reasonable man can continue to have faith without suppressing, or ignoring, the activities of his reason? Here is the difficulty from the side of the philosopher. Is theology -- the body of knowledge whose first principles are truths known by God's revelation -- really a science? i.e. is it a matter fit for, and capable of, scientific treatment? Is it really a field for the exercise of the reason? Or is not philosophy (where the reason has the field to itself), the exercise of the natural reason, a thing to be feared by theology, the sphere of the natural reason being so separated from the sphere of revealed truths that the introduction of reason into this last cannot but be as harmful as it is, scientifically, illegitimate? Here is the dilemma from the side of the theologian.
St. Thomas had so understood faith and reason that he was able to explain how, of their own nature, they are harmonious; they are means of knowledge independent, indeed, the one of the other, but not antagonistic; they are productive of distinct spheres of knowledge, but spheres which are yet in contact, so that man's intelligence can thereby be satisfied that to believe is reasonable, and be satisfied also that faith is not a mere vicious circle in the mind.
This teaching of St. Thomas left man's mind at peace with itself. Man was delivered from doubts about his power to know with certitude natural reality external to himself; he was certain that he could know with certainty, by the use of his reasoning intelligence, not only facts but also general truths of the natural order. Beyond this sphere of the natural truths lay that other sphere of truths, about God as man's final destiny, unattainable by the merely finite, reasonable intelligence. Many of these other truths had been made known to man -- revealed -- by God, and these truths man also could know with certainty, through his belief in the divine veracity and his knowledge that God had revealed them. Between these two ways of knowing -- by reasoning out the truth from truths already known, and by acceptance of the word of God revealing truths -- there was no conflict; nor was there any conflict between what was known in the one sphere and in the other; there could not, from the nature of things, be any such conflict. And the two spheres were connected and interrelated, so that man's reasoning intelligence could make with the sphere of faith that contact without which man could never be satisfied, and at rest, about the reality of belief, in that intellectual part of his soul whose activity is the very foundation of all his life and happiness. The means of this contact, the delicate all-important nexus, the medium of the thinker's hold on the fact of that higher sphere's existence, was reason's power to arrive, by its own natural operations, at the sure knowledge that there is a God Who is the cause of all else that exists, and at an equally sure knowledge about several of the divine attributes.
Such a theory as this, about faith and reason and their interrelation, is an evident aid for philosopher and theologian alike. It is even a necessity, if philosophy is not to degenerate into scepticism or if theology is not to become a mere psittacism. It guarantees the integrity of both the sciences and the right of each to use the methodology natural to it. The philosopher is saved from the temptation to infidelity, and the theologian from reliance on rhetoric and emotion. Now it was the unfortunate effect of the great thinkers who followed St. Thomas that their theories of knowledge destroyed the all-important nexus between the spheres of reason and faith, when they denied the power of reason really to prove the existence of God.
John Duns Scotus and William of Ockham were, both of them, Franciscan friars; they were Englishmen, and they taught theology, the one after the other, in the university of Oxford. We are now assisting at the very early appearance of what has been a recurring phenomenon of history -- the confection in England of revolutionary doctrines fated to pass across the Channel and to be productive, in the different mental climate of the Continent, of really significant upheavals. The University of Oxford had, from the beginning, very marked particular characteristics. While Paris was, and continued to be, the first home of pure speculation, the philosophers at Oxford, from the beginning, were particularly attracted to the study of the physical universe. To one of the earliest of these Oxford teachers, Robert Grosstete. we owe a whole corpus of thought related to the theory of light. With another, Adam Marsh, it is mathematics that colour his speculation. And the pupil of these two doctors was the still greater physicist Roger Bacon. [ ]
Roger Bacon, too, was a Franciscan, and, like all the thinkers of his time, he was first of all a theologian. It is theology which is the mistress-science, but philosophy is needed if theology is to be explained. Bacon -- like his great contemporary, and superior, St. Bonaventure, Minister-General of the Franciscan order -- holds that a divine illumination of the mind is the beginning of all knowledge. He explains how all knowledge, of natural things as well as of what is sacred, has descended to us through the ages from a first divine revelation. The Hebrew prophets and the Greek philosophers played similar roles in the divine plan. The philosophers were the successors of the prophets, they were themselves prophets. Nay, Roger Bacon is a prophet too, and conducts himself as such, whence doubtless not a little of the sufferings he had to endure from his brethren. He is a fierce critic of all his contemporaries of the university world, and no less fiercely he contests the prestige allowed the teachings of the great men of the past. Aristotle, unexamined, is a superstition; the only way to certain progress in knowledge is to return to the actual sources, and to make experiments. [ ] Knowledge of the ancient languages then -- no one should rely on translations -- of mathematics [ ] and physics, and the capacity and habit of experiments; these are the first things necessary in the formation of the true philosopher. There is no natural certainty to equal the certainty produced by experiment; indeed, by all internal and spiritual experiment we may come to the highest flights of the mystical life. The use of experimental method will reveal in time all the secrets of the world's natural forces. The Church ought to foster such researches. Their fruits will be invaluable to the Crusaders, for example, and also in the approaching struggle with Antichrist that is at hand: for this hard-headed critic of the superstition of Aristotle-worship was, in many things, a fiercely faithful believer in the fantasies of Abbot Joachim.
By the time Duns Scotus came to Oxford as a student [ ] his confrere, Roger Bacon, was nearing the end of his very long life. The university was still filled with the disputes caused by the Franciscan criticism that the differences which characterised St. Thomas's philosophy were not orthodox. [ ] The Dominican criticism of that philosophy, of which also Oxford had seen a great deal, had been ended, in 1287, by the instruction of the General Chapter of the order that the brethren were to follow St. Thomas's teaching. But with the saint's chief Franciscan opponent, the passionate John Peckham, still Archbishop of Canterbury, his teaching was hardly likely to be favourably regarded at the English university.
John Duns Scotus, indeed, was well acquainted with it, and in two ways he shows himself a kind of product of the Thomist revolution. For Scotus is an Aristotelian, breaking away and taking the schools of his order with him, from the Augustinian theories dear to St. Bonaventure; and he is so preoccupied with St. Thomas that his own major work is a kind of critical commentary on the saint's achievement.
It is an erroneous and very superficial view that sees in Scotus a conscious revolutionary, a turbulent Franciscan set on to vindicate the intellectual superiority of his order against the Dominican rivals. Duns Scotus has all the calm and the modesty and the detachment of the theologian who daily lives the great truths of which he treats. Always it is to the judgment of the Church that he submits his proferred solutions; the spirit in which he presents his teaching could not be more Catholic, more traditional. But it is not with the great Franciscan as a theologian that we are now concerned, but with his philosophical teaching, more particularly with his theories of knowledge and what follows from them.
More than any other of the scholastics Scotus is preoccupied with the problems of logic. It is not surprising that so studying logic in the scientific and mathematical-minded university of Oxford, and in the order that was the especial home of these studies, Scotus was most exigent in his idea of what is needed to make a proof that is really conclusive. We can argue to the existence of things either from their causes, or from their effects. The first kind of proof is the better, St. Thomas would say -- when we can get it; the second kind, though inferior, is yet conclusive and so useful. But for Scotus, only the first kind is really a proof.
And so there disappears a whole celebrated series of proofs from reason of the existence of God: and with them go the rational proofs of the providence of God, and of the immortality of the human soul. The human reason cannot, by its own powers -- it is now said -- arrive at certitude here. These are truths indeed, but truths only to be known by faith. Theology is their true home, the learning which deals with truths rationally unprovable. So, then, there disappears that middle ground where philosophy and theology meet, the all-important nexus between natural and supernatural know] edge; and there disappears with it the notion that philosophy and theology have it in common to give to man speculative knowledge: for theology is now rather a source of practical direction for life than a science. Philosophy and theology are no longer in contact. The day will come when they are conceived as necessarily opposed. [ ]
Duns Scotus also moves away from St. Thomas, and again by what at first sight may seem only a nuance of method, in that his philosophy makes its first contact with God not in answering the question, Whether God exists? but this, Whether there exists a Being who is infinite? The truth of God's infinity is, in fact, central for Scotus: it is for him God's "essential" attribute. [ ] And in association with this characteristic approach there is to be noted the place the Franciscan gives to the divine will. It is here, so he teaches, and not in the divine intelligence, that the cause of things being what they are is to be sought. A thing is good because God has willed it as it is. Had God willed it to be otherwise, then it would equally have been good. Law is right in so far as law is acceptable to God. From the point of view of St. Thomas, this is a topsy-turvy way of regarding the matter: and in its ultimate logical consequences it is, of course, far more serious than that. Those consequences will in the next two hundred years be worked out to the full.
Scotus, it may be thought, had a different kind of mind from that of the great Dominican. His tendency to develop his thought through an analysis of ideas already known, and to rely on such analysis as the only way, are in great contrast to the versatility of St. Thomas. But in this chapter we are merely considering the Franciscan doctor as the first in time of the thinkers whose critique of the philosophico-theological synthesis of St. Thomas did so much to prevent the general acceptance in the Catholic schools of that metaphysical teaching which later generations of Catholics have seen as a conditio sine qua non of sound theology. [ ] To know Scotus in this role alone is, of course, to know him barely at all. His theological teaching was to form the piety of his order for centuries, under the active patronage of many popes, and especially was it to be the inspiration of the three great saints who revived the order in the dark days that followed the Schism, St. Bernadine of Siena, St. John Capistran and St. James of the March. The teaching of Duns Scotus on the Incarnation, and the spirituality which flowers everywhere in it, are one of the permanent treasures of Catholic thought. Most famously of all, Scotus is the first great doctor to set out, as we know it to-day, the mystery of Our Lady's Immaculate Conception and in one office for the feast Duns Scotus is described as another St. Cyril, raised up to defend this doctrine as St. Cyril was raised up to defend that of the divine maternity.
John Duns Scotus was a holy man, venerated as a saint. and perhaps one day to be officially recognised as such. Canonisation is a distinction that no one has, so far, proposed for William of Ockham. Of Ockham's early life we really know very little. He was younger by a generation than Scotus, [ ] born somewhere about 1285. [ ] He joined the Franciscan order and he studied theology at Oxford, where, however, he never proceeded to a higher degree than the lectorate, i.e. the apprentice stage where the graduate taught under the doctor's supervision It was at Oxford that Ockham's career as a teacher began. He never, it would seem, taught at Paris, and he was still busy with his lectures at Oxford on the Liber Sententiarum of Peter Lombard (the classic occupation at this stage of the theologian's career) when, in 1324, on the eve of his doctorate he was summoned to the papal court to defend the orthodoxy of his views. He had, in fact, been denounced to the pope as a heretic by the chancellor of the university, John Luttrell,
Ockham's many writings are all extant, and the most of them have been in print since the end of the fifteenth century. [ ] And, since 1922, we possess the report of the Avignon Commission appointed by the pope to enquire into his orthodoxy. [ ] Ockham's influence was undoubtedly as mischievous as it was extensive. It is the mind of Ockham which, more than all else, is to dominate the university world from now on to the very eve of the Reformation, but it would be rash, [ ] in the present state of our knowledge, to attempt to trace the pedigree of his ideas. But Ockham was certainly anti-Scotist, in full reaction, that is to say, against the super-subtlety and multitude of the new distinctions which mark that system.
Perhaps the readiest way to make clear the nature of the harm Ockham did, is to review the Avignon report, and to note [ ] how Ockham's misunderstanding of the nature and limitations of the science in which he excelled -- logic -- led him to deny the possibility of metaphysics, to divorce completely the world of natural reasoning from that of supernatural knowledge, and to colour even theology with the baneful theory that all our knowledge that is not of singular observable facts is but a knowledge of names and terms. In a curious subtle way the reality of theological truth is thus dissolved, while the appearances (and the terminology) remain the same. Ockham's nominalist theory about the nature of our intellectual knowledge is far more radical than that of Abelard; for him "general ideas cannot correspond to anything in reality," [ ] a philosophical position which is not consistent with the Faith. And he revealed himself as a philosophical revolutionary of the first degree in the new classification of knowledge which he proposed. There is a kind of knowledge which is self-evident, intuitive knowledge Ockham calls it; this alone is certain knowledge, and this alone enables us to say whether things exist or not. This alone can be the foundation of scientific knowledge. All other knowledge -- of images, of memories, of ideas -- abstractive knowledge, he names it, is not really knowledge at all. [ ] It is not the business of this book to demonstrate where Ockham's mistake lay -- this is not a treatise of philosophy. But if Ockham were right, our knowledge would be no more than a mere system of useful mental conventions with no objective justification. We should, necessarily, from the nature of things, be complete sceptics about everything except our own physical sensations.
Given such a conception of knowledge, there can hardly be any common ground between reason and faith; and the two spheres are indeed, for Ockham, entirely out of contact. So little can what goes on in the one be related to the activity within the other, that faith may even assure us of the existence of what reason tells us is impossibly absurd. This separation of faith and reason was the greatest mischief of all. [ ]
Ockham, like Scotus, is fascinated by the truths of God's omnipotence and of the divine infinity. For him, too, it is the will which in God is all important. And he is thence led into developments that far surpass the novelties of Duns Scotus. Even the divine command to love God could, thinks Ockham, equally well have been the command to hate Him; and God could, if He chose, damn the innocent and save the guilty. The whole of our knowledge could be an illusion, God causing us systematically to see and feel as existent things which actually do not exist, and this without any reflection on the divine veracity, or trustworthiness: our sole certitude that God does not so act lies, not in any belief that God is Truth itself but in this that miracles are not part of the ordinary machinery of the divine ruling of creation. One day, what these subtly argued theses posit as possibilities will, without any of Ockham's delicate argumentation, be crudely stated as the fact, and God be hailed as an arbitrary tyrant who must therefore, paradoxically, be merciful to man his victim. From Ockham to Luther is indeed a long road, and the Franciscan's thought doubtless suffers many losses as it makes the journey along it. But it is a road whose trace is unmistakable, and the beginning of that road needs to be noticed. From one point of view Luther has a claim to be regarded as the last in the long line of Catholic theologians of the scholastic decadence. It is not an unimportant point of view.
From this time onwards -- from the middle of the fourteenth century -- it is Ockham's system that dominates the minds of Catholic thinkers. And this, strangely enough, despite the discovery of all its latent mischievousness by the officials first appointed to judge it, and despite the still more evident fact of Ockham's open rebellion against the pope, and the subversive literature of propaganda in which he justified this to all Europe.
The Avignon Commissioners noted in Ockham's philosophy the opinions which might lead to errors in theology -- especially his theory that the object of our knowledge is not reality but an idea of reality only -- with special reprobation and alarm. They condemned his agnostic notion that we cannot know anything more of God than the concept which we form of God: this they declared was manifest heresy. His special dialectical method they found to be " subversive of philosophy and of theology alike." They had faults to find with his criticism -- as he applied it to the doctrine of the Blessed Trinity -- of the current philosophical teaching about relation. And, finally, they signaled for condemnation a number of theological errors that were to have a great fortune in the future, for they were to appear prominently in the theological foundations of the new Protestant religion. For example, Ockham's notion that, after justification, sin and grace can coexist in the soul; his theory that the merit which a soul has in God's sight is really wholly due to God's acceptance of man's actions as meritorious, and in no way to any worth possessed by the act itself; moral guilt, again, for him, is not so much a reality that inheres to the soul, as a blameworthiness that cries out for punishment; [ ] and although Ockham does not deny the defined teaching that Our Lord is present in the Blessed Sacrament by transubstantiation, he declares that "consubstantiation" -- the theory that the bread and the wine remain after the consecration -- would be a more suitable theory.
Why, it may be asked, did there not follow upon this report a strong, and even violent, condemnation of the English friar? Perhaps his sudden flight to the schismatic emperor, and the new crisis that followed upon this, first delayed that condemnation; and then, later, the need for it was obscured by the resounding excommunication of Ockham for other heresies. Certainly the pope, John XXII, had no doubts about the quality of Ockham's Oxford work when he described him in a letter to the King of Bohemia (July 27, 1330) as "a heresiarch who publicly taught many heresies, and had composed writings full of errors and heresies." On the other hand, Ockham does not always set out his ideas as proven true, but often puts them forward as suggestions and hypotheses. And he had, of course, a master mind, and the competence that goes with such, in his special gift of dialectic. No doubt, in the long four years he debated with the commissioners, he put up a good defence. Even so, whatever be the reason for it, the escape of this system in 1326 from the needed condemnation is something that still surprises the historian. Certainly the alleged tyranny of the clerical system over the mind of the medieval thinker seems at the moment to have been functioning badly. [ ]
But Ockham's philosophical novelties did not by any means go entirely uncondemned. If the papacy had other aspects of his career to occupy its energies, the university of Paris, the capital of theological studies, was immediately active against these. Ockhamism was gaining a hold on the younger masters and a decree of November 25, 1339, forbade the use of his books and the teaching of his theses in the faculty of arts. The next year saw a still stronger condemnation of that teaching, as definitely erroneous, and a ban on the use of the new dialectic in argumentation in the schools. Then, in 1346, came the papal condemnation of Nicholas of Autrecourt [ ] for teaching which is distinctly Ockhamist, and the university's condemnation of two others of the sect, Richard of Lincoln in 1346 and John of Mirecourt, a Cistercian, in 1347. But, in the end, it was Ockhamism that prevailed at Paris. More and more the great names are, all of them, his disciples, Buridan, Marsiglio of Inghen, Peter d'Ailly and John Gerson. By the end of the fourteenth century Paris is, indeed, the chief stronghold of what is now called the via moderna, of its logic, its metaphysics and its theology.
It may be asked why the antiqui proved so powerless against the novelties?
-- the followers of St. Thomas and Duns Scotus. So far the answer to this
natural question is not fully known. One part of it, perhaps, is that the
two schools were, increasingly, more interested in fighting about their
mutual differences than in continuing to study reality. They contracted
something of that fatal preoccupation with mental processes for their own
sake which is the characteristic vice of the fourteenth century,
and began to "philosophise about philosophies." [ ] Had they,
in truer imitation of their first begetters, given their attention to the
new problems of the new age, dealing less with St. Thomas and Duns Scotus
as antagonists, and more with what had been the cause of their activities
as thinkers, they would have discovered, amongst other things, that they
had more in common than they supposed. [ ] Had they realised how, very
often indeed, St. Thomas and Duns Scotus complement and complete each other,
the easy victory of the followers of Ockham would scarcely have been possible.
But while Thomists and Scotists were thus locked in a chronic state of sterile warfare, it was the new Nominalism that took up the new problems raised by the new developments in the knowledge of nature. These new truths could not, of course, cure the radical ills of the nominalist philosophy; but in the association of those who discovered these truths with the adherents of a philosophy more and more at odds with Catholic theology, we may already see signs of the great characteristic of later ages, the assumed necessary antagonism between religion and science. St. Thomas had indicated the true starting point for the harmonious development of natural knowledge and theology; and with this he had exemplified the spirit in which the philosopher and the theologian should work. Neither was to be regarded as the lucky possessor of an armoury of solutions and recipes for all possible problems that the future might throw up; but as a thinker, ready to investigate everything, with a first hope always of assimilating novelties, that derived from a passionate conviction of the unity of all truth. Once that true starting point was lost, and that spirit fled, there was no future for thought.
And this is what had happened round about the middle of the fourteenth century. Henceforth there was stagnation in orthodox circles, and elsewhere a steadily increasing disruption in the life of the spirit. Once the Catholic mind had ceased to think, the faith of the multitude, deprived of its natural protection, would be a prey for every vagary of idea or sentiment. [ ]
2. THE TROUBLED TIMES OF JOHN XXII
i. The Friars Minor
Twelve days after the death of Clement V, the twenty-three cardinals met to choose the new pope in the palace of the bishop at Carpentras, [ ] the temporary seat of the curia (May 1, 1314). To elect the pope sixteen votes were needed, according to the law of Alexander III, [ ] but the college was so divided that no party commanded this needed two-thirds of the whole: there was a Gascon party -- the friends, relatives and fellow-countrymen of the late pope -- ten in all; there was a "Provencal" party of six, that included two Normans; and there were seven Italians, by no means united but continuing in France the hereditary feuds of unhappy Italian memory. For twelve weeks these groups steadily maintained a deadlock, Italians and "Provencaux" supporting an admirable candidate, Cardinal Guillaume de Mandagout, the Gascons resolved to have none but a Gascon. Presently there were quarrels, riots next, and then, July 24, armed bands of free soldiers, under the command of the late pope's nephew, raided the town, massacring what Italians they found, clerics and bankers, and pillaging the goods of the Italian cardinals. A blockade of the conclave seemed likely, and the Italian cardinals, with the troops clamouring for their lives, fled from the city. For the Gascon party this was their chance to remove to Avignon, and thence to declare themselves the conclave and to announce that whoever they elected would be the lawful pope. But a timely manifesto from the Italians checked this manoeuvre; and then, for nearly two years, the two groups, refusing to meet, gave themselves to endless and sterile negotiations.
It was the future Philip V of France who, in the end, induced them to come together, at Lyons in March 1316. He had sworn not to use any violence against them, and to leave them free to enter into conclave when they chose. But when, in June, his brother the King of France (Louis X) died, and Philip left Lyons for Paris, his lieutenants disregarded the sworn engagement, and forced the cardinals into conclave, telling them that locked up they should remain until they found a pope (June 28, 1316). For six weeks there was again a deadlock, until three Italians joined with some of the "Provencaux" and the whole Gascon party to elect the Cardinal-Bishop of Porto, Jacques Duese (August 7). He took the name John XXII.
The choice was singular, for Jacques Duese, a man of conspicuous administrative ability, and long episcopal experience, of exceptional legal talent, and sternly upright character, was a frail old man of seventy-two. He was, however, destined to last out another eighteen years of vigorous life, after escaping in the first months of his pontificate an attempt to get rid of him by arsenic and witchcraft, in which two bishops and one of the Gascon cardinals had a share. Whenever the constitutional history of the Church comes to be written, John XXII will be one of its greatest figures, for he is one of the chief architects of that centralised administrative and legal system through which, for centuries now, the popes have exercised their divinely instituted primacy. But " incomparable administrator " as he was, John XXII was no less a vigorous ruler, dealing as strongly as subtly with the host of problems that awaited him; and he was, above all else, a most militant defender of the traditional rights of the papacy. With this election the initiative in the affairs of Christendom passed once more to the pope, and to one of the strongest of all his long line. The first problem to which he set his hand was how to bring peace to the much troubled order of the Friars Minor.
It has been told [ ] how as the companions of St. Francis grew, within a few years, to be numbered by the thousand, the simple informal "rule" that had served for the saint and his score of friends inevitably proved to be insufficient. If a movement that now extended half across Europe was to survive, and with it the special approach to the service of God that was the personal gift of St. Francis of Assisi, the ideal would need a carefully-devised protective code of legislation; and it has been told how the imposition of the new rule in 1223 left many sore hearts among those whose Franciscan life went back to the first early days. Such tragedies as these, when idealism has to face the cold air of reality and either develop a protective covering or die, are not infrequent in human history. Only an infinity of charity can, when they occur, save the ordinary idealist from ruin.
But with the Franciscans there was one change especially which, from the moment it was made, caused very much dissatisfaction indeed among this little group of "primitives," for it seemed to them to affect the most characteristic of the new order's virtues, poverty. Religious poverty -- the renouncement of ownership, of the right to own property and the right to acquire it henceforward -- had been part and parcel of the monastic life from the beginning. From those first days in the deserts of Egypt, the religious who owned -- or who wanted to own -- anything had been regarded as highly unfaithful to the life to which he had consecrated himself. But when this first fashion, of solitary religious life in deserts, had given place to that of a common life lived in monasteries, although the individual monk -- whatever his rank -- continued to be a monk through religious poverty as well as through religious obedience, some proprietor there had to be for the monastic buildings, the lands which the monks worked, the woods, the farms and the like. That proprietor was the abbey or the order.
It was the desire of St. Francis -- and the special characteristic of his religious ideal -- that not even the community of his brotherhood should own. The order as an order should profess, and practise, religious poverty. This was an ideal easily realised while the order was no more than a few groups of friars, making their way through the Umbrian countrysides that were their native home, preaching their simple exhortation to penance, begging the elements of sustenance at the first door to which they came, sleeping under hedges and in barns; beggar-men who were apostles, apostles who cheerfully lived the life of beggars. But as the numbers grew, the mission of the brotherhood expanded. Soon it had before it a much more complex work than this simple apostolate. And as a code of rules was called for, and courses of study, so too were stable centres where the brethren would live. There had to be buildings, no matter how simple, and land on which they were built. Who was to own all this?
One important complication was the appearance, within the very lifetime of St. Francis, of Brother Elias, a friar with a genius for making the order "a going concern" and a "real success"; here was the practical man, who knew how to gather in the money, and how to spend it, and who rose indeed to the highest place in the order. His sad spiritual end strengthened the hands of the party called "the Spirituals" -- who wished for the impossible restoration of the order's first days. The Spirituals had much to say of the inevitable effect of deserting the first rule, and, no doubt truly, they could point to many friars, in these later days of elaborate organisation, who reminded men of nothing so little as St. Francis. But the zeal of the Spirituals did not stop here. They could see no good at all in any way but their own way, and they bitterly denounced, along with such friars who really were disgracefully unfaithful, the great mass of the order, the brethren who had settled down to live according to the popes' official interpretation of the mind of St. Francis. It is sad, but not surprising, to record that the poverty of these militant Spirituals was often only surpassed by their lack of charity in judging their fellows, and by their determined insubordination towards those very superiors to whom, for the love of God, they had vowed away their wills in religious obedience.
The first great organiser, charged by the popes with finding a way out of this chaos, and so preserving the great ideal, was the seventh Minister-General, John of Fidanza, whom we know as St. Bonaventure (1221-1274). He served the order, humbly and patiently, as its head for seventeen years (1257-1274) and for his success in devising a way of life, faithful to the ideal of St. Francis, accessible to the man of average good will, and suited to the extended mission of the order, he has merited to be called its second founder. [ ] The solution which his long experience devised is set out -- often in St. Bonaventure's own words -- in the decretal bull published five years after the saint's death by Nicholas III. [ ]
The problem how an order was to continue to exist that had no right to own, and of how religious pledged to so rigorous a view of poverty were to be faithful to it, and yet be able to accept from the faithful all that was needed to keep the community alive, the decretal solved by the device that the Holy See became the owner of whatever was given to the Friars Minor. In all their use of whatever was given for their use, the Franciscans were not their own masters; they were dependent on the good will of the Holy See. Nor need this have been the mere legal fiction which it has, very superficially, been made to seem. A truly conscientious man uses in a very different spirit and way the things that are his own and those which he has borrowed. The friars were still forbidden even to handle what St. Francis -- the wealthy merchant's son -- held in peculiar abhorrence, money. Not even through a third person, was any friar to use money for his own profit. But he was not bound to refuse, of what was given him, all beyond what sufficed for his own immediate personal necessity. It was lawful, for example, for the monastery to lay in a store of food. But always, and in all things, the friar was supposed, and commanded, to make such a use of this power of using as would accord with the high ideal of St. Francis. Martin IV, in 1283, added a practical detail to this system by appointing an official (called syndic) to act for the Holy See as a protector of the temporalities in every town where there was a Franciscan house.
These were the years when the war of the Sicilian Vespers was bringing upon the Holy See the succession of disasters already described, and it has been noted how a revival of Joachimite fantasies now developed and how, as in an earlier generation, the Franciscan Spirituals were again prominent in that revival. [ ] The system set up by the decretal of Nicholas III was, in Italy and in southern France, rudely shaken before it could well settle. Next came the advent of the hermit pope, Celestine V, in whom the Spirituals saw, not only a holy man who had led their own kind of life for sixty years and more, but the papa angelicus foretold by Joachim, as they were the new religious order which the prophet had seen. One of the few personal actions of this hermit pope's short pontificate was the permission granted to the Italian Spirituals to form themselves into a new order, on the model of Celestine's own institution, a kind of Benedictine foundation, and with the Celestinian rule. This solution Boniface VIII had revoked. Moreover, Celestine's scheme had left untouched the problem of the Spirituals outside the mountain lands of central Italy. And the stormy reigns of Boniface VIII and Clement V went by to the accompaniment of violent anti-papal agitation from this turbulent Franciscan minority.
The division in the order was by this time (1311) one of the papacy's chronic troubles, a perpetual menace to the general peace, and, given the vast expansion of the order, a potential threat to the general unity of the Church. [ ] And side by side with this fresh trouble within the order, there was a steadily developing trouble from without, the complaints -- true or false -- from every part of Christendom about the friars' abuse of their privilege of exemption from the authority of the local bishop and the parochial system. Hence Clement V, once the meeting of the General Council of Vienne was decided, appointed a commission to review the whole Franciscan problem. Its findings could be studied at the council and a lasting decision then be taken.
But that decision -- given in Clement's bull Exivi de Paradiso [ ] -- was so even and so nuanced that both Spirituals and Conventuals -- so their opponents were coming to be called (the common party, the party of the conventus) claimed a victory. The trouble was thus barely appeased and when, after Clement's death two years later, the Holy See remained vacant for two and a quarter years, it had ample time to break out in all its old fury. In more than one city of Tuscany and Provence feeling ran so high that the Spirituals, throwing off their obedience, drove out the Conventuals after riots and fighting. To add to the trouble the Minister-General now died, and by the time the long vacancy of the Holy See was ended these provinces of the order were in a state of anarchy. To reduce that anarchy was one of the first of the tasks to which the new pope, John XXII, set his hand.
The new pope was a professional legist, a trained and experienced administrator. His sense of order, his well-earned name as a strong and capable administrator, his acute legal mind can have left no one doubting how he would solve the problem. But long before John XXII had finished with the troubles of the Friars Minor, even his tenacity and native toughness must have felt the strain. In a bull [ ] of 1317 he excommunicated and summoned to an unconditional surrender, the rebellious Spirituals from Tuscany who had now made Sicily their headquarters, and he gave characteristically strong support to the new Minister-General, Michael of Cesena, [ ] who offered the same terms to the insubordinate friars of Provence. After a hearing in his own presence, where both parties were represented, the pope ordered the Spirituals, under pain of excommunication, to abandon their claim to wear a different kind of habit, and to accept it as good Franciscan doctrine that it was lawful for the convent to take the normal measures to secure that there was food enough for the brethren.
But the sequel had its tragic side. All but twenty-five of the Spirituals gave in; these twenty-five were handed to the Inquisition. They were not only disobedient in a grave matter, defying even excommunication, but, it was ruled, heretics also, for they had expressly declared that the ground on which they refused obedience was that the pope had no authority to alter the rule of the order. Of the commission of theologians responsible for this example of "constructive heresy," the Minister-General was one. The "heretics" were condemned to the stake, and four of them who held out to the end were actually burnt at Marseilles (May 1318). Thereupon an uneasy peace settled upon the friaries of Provence.
Four years later the affairs of the Friars Minor again troubled the pope. It was not now the small band of Spirituals whom he had to bring to heel, but the whole order; and this in a matter of such importance that, by the time the dispute was over, John XXII had made the order into a different kind of thing.
In the bull [ ] which marked the final defeat of the Spirituals the pope had warned them that great as is the virtue of poverty, it is not the greatest of virtues. The new dispute turned precisely on this point, namely the theoretical or doctrinal point of the exact value of religious poverty as the Friars Minor conceived this. A Franciscan had been denounced to the Inquisition in Provence for stating in a sermon that, like the Franciscans, Our Lord and the Apostles had neither owned anything as individuals nor as a body. Among the judges was another Franciscan, and he declared that so far from this being heresy, it was the Church's own teaching. This was towards the end of 1321, and within a few months the dispute was occupying the whole attention of the papal court. From the beginning the Franciscans made much of the fact that in the decretal which was the Magna Carta of the order's ideals, Exiit qui Seminat, [ ] Nicholas III had not only declared that the friars in giving up all things were showing themselves true followers of Our Lord, but had forbidden, under pain of excommunication, any further reopening of this question. John XXII now suspended this prohibition, and soon a tremendous theological tourney was in full swing.
The Franciscans argued for the consecration as Catholic doctrine of the theory that their own way of life was exactly that of Our Lord and the Apostles; that Our Lord was, as one of them actually said, a Franciscan in all but the habit. The other orders, resentful of the suggestion that the Franciscan way was a more perfect following of Our Lord than any other, joined with the secular clergy to oppose them. The air was filled with the extravagances of the rival parties, and all the charges ever made against the Friars Minor were now vindictively renewed. Then, while the question was still sub iudice, the General Chapter of the order, meeting at Perugia, declared, in a public manifesto, that it had been for many years part of the Catholic faith that Our Lord had lived in the utter poverty of St. Francis, and they appealed to the pope to support them and to renew the law, and the prohibition, of his predecessor Nicholas III.
The rash public action of the General Chapter raised a second question that went beyond the simple question of fact (i.e. whether Our Lord had indeed lived in this way), the question namely whether it had ever been declared that all Catholics must believe this as a part of their faith.
The pope proceeded, in orderly fashion, to answer both questions, in two decisions given 8 December, 1322, [ ] and 12 November, 1323. [ ]
The first decision does not touch the question of doctrine at all. It is a practical ruling as to how the ideal of poverty must be carried out by the Friars Minor, and it is an argued reply to the contentions of their agent at Avignon, Bonagratia of Bergamo. This friar, a highly-skilled theologian and lawyer, had examined the question, What is ownership? from all points of view, seeking to show that no matter what theory of it one adopted, the Franciscan contention was right. The pope followed him point by point in careful refutation; [ ] and, developing the point he had made against the Spirituals six years earlier, he laid it down that religious poverty does not of itself constitute perfection, using here that teaching of St. Thomas Aquinas, on charity as the essence of perfection, which had preserved the other great medieval order from disputes of this sort. The pope noted -- a good fighting jab that Bonagratia had not looked for -- the singular fact that the Franciscan order, so anxious to bear this distinction of a peculiarly absolute poverty, was, as a matter of fact, more anxious to acquire property than any of the other orders. The plan of Nicholas III, that made the friars users only and the Holy See the owner, had worked out badly. It was to be abolished and henceforth the Franciscan order would be, as an order, on a footing similar to the others. [ ] All the subtle argumentation by which Bonagratia had endeavoured to show that the friars did not only not own even the food they put to their lips -- an ownership which would have sufficed to disprove the absoluteness of poverty they claimed -- but could so use (and thereby destroy) it without having that right to destroy which is a mark of ownership, the equally argumentative pope routed with ease. Henceforth the Franciscans must be content to be poor, [ ] in the same way that the other orders were poor, however much they might continue to make poverty their speciality.
The chiefs of the order did not take this decree calmly. Bonagratia replied to the pope with a violence and contempt that earned him imprisonment. He no doubt saw that the revolution now commanded in the practical way Franciscan poverty was lived, foreshadowed a judgment no less drastic on the doctrinal question.
This matter seems to have been most carefully considered during the ensuing months, and all parties were heard. Then came the decision, [ ] 12 November, 1323. To declare that Our Lord and the Apostles were not owners (i.e. had not a right to use the things they used, a right to sell them, to give them away, to use them in order to acquire other things) is heresy.
The order, before this solemn and serious adverse judgment, was silent and submissive; but a few months later the condemned ideals found an unlooked-for champion in the emperor, Lewis of Bavaria. He had, for a long time now, been openly at war with the pope, and recently -- 23 March, 1321 had been excommunicated. And he found it a useful thing, in the new defiance that was his reply to the pope, to cry out to all Europe that John XXII was a heretic, whose wickedness spared not Christ nor His mother nor the saints. Seven popes, said the emperor, have approved the rule of St. Francis, and Christ by the stigmata of the saint has sealed it with His own seal. And now this enemy of God, and so forth.
But still the order as a whole did not move against the pope: it remained obedient and loyal. The pope, however, replying to the emperor, undertook [ ] to reconcile his direction for the Franciscan way of life with that of Nicholas III, and thence sprang a new controversy, for here the pope was dealing with something less privileged than dogmas and heresies. At the General Chapter of 1325 [ ] Michael of Cesena had to remind the brethren not to speak disrespectfully of the pope. And then Michael himself fell.
The pope had summoned him to Avignon. There were rumours (August 28, 1327) [ ] that he had come to an understanding with the emperor, and that he was to be the expected imperial anti-pope. Michael arrived at Avignon in December of that year, and spent some months making certain changes in the administrative staff of the order at the pope's command. Then, on April 9, 1328, there was a tremendous scene in open consistory when the pope's anger at the Minister-General's dissimulation broke all bounds and overwhelmed him, John blaming him for the declaration at Perugia in 1323 that had been the source of so much trouble. Michael did not deny his responsibility and now, so he tells us, resisted Peter to his face. He was placed under open arrest, and a few weeks later, with Friar Bonagratia, he escaped from Avignon. Outside the city a guard was waiting, sent by the emperor for their protection, and at Aigues Mortes there was a ship to take them to Lewis at Pisa.
At Avignon Michael had found one of his subjects who was also in difficulties
with the pope. This was Ockham, so far indifferent to these public questions
that were rending his order. But Michael now showed him how John XXII was
a heretic, contradicting the "faith" as Nicholas III had taught
it. And when the General fled to Pisa, William of Ockham accompanied him.
It is at this moment that the Englishman passes into the history of European
politics, and its literature; and the Franciscan problem ceases to be a
major problem troubling the harmony of Catholic life. A few faithful followers
went out with Michael into the wilderness, as the remnants of the Spirituals
had already done, to form yet another element in that underworld of religious
rebels which everywhere seethed below the surface of medieval life, devoted,
narrow, fanatical, apocalyptic, and ineffective as all tiny groups must
be which are wholly cut off from the life of their time.
ii. The Last War with the Empire, 1314-1356
At the moment when the Franciscan chiefs, and their English brother with them, threw in their lot with Lewis of Bavaria, the emperor's fortunes in his war with Pope John XXII were mounting to their highest point.
It was now nearly four years since Lewis had first defied the pope; in all that time -- the same years that saw John XXII's troubles with the order of the Friars Minor -- the war had never slackened. From the emperor's point of view it was a war of independence; to the pope it was a crusade. The question that divided them was the old, old question yet once again, what rights had the pope, as pope, over the empire. Although the protagonists did not know it, this was to be the last of these great conflicts. Lewis was indeed to end broken and defeated, like many an emperor before him, but the cause he defended was, this time, to win through, and in less than ten years from his death be tacitly given droit de cite by the papacy.
The wisdom of John XXII's successor -- Innocent VI -- tacitly granting that right when he ignored a new "provocation" by the successor of Lewis in 1356, no doubt neutralised much of the mischief to religion which such struggles as these inevitably caused. But, like that earlier fight, between Boniface VIII and Philip the Fair, this contest too had its literary side; and the two chief writers who supported Lewis, Marsiglio of Padua and William of Ockham, were not only publicists but, as political thinkers, adversaries of far greater weight, and more permanently dangerous, than any the popes had yet had to face. Against them the popes might publish condemnations and sentences of excommunication, but, on the Catholic side, there was no thinker equal to them. Their anti-papal, anti-clerical, anti-religious writings survived the condemnations, to be studied more and more, in university circles, slowly infecting Catholic life everywhere, to become indeed the first great literary source and reasoned justification of that "laicism" which the modern popes never cease to denounce as the deadliest foe of religion. In these centuries between St. Thomas and Luther there is no more powerful agent of disintegration than the work of Marsiglio and Ockham.
To understand something of the German situation as the newly-elected John XXII faced it, [ ] the history of papal-imperial relations during the previous eight years must be recalled, the results of the election as emperor, in 1308, of the Count of Luxembourg, Henry VII.
His short reign (1308-1313) was almost wholly taken up with an active military intervention in the complicated politics of Italy. The then pope -- Clement V -- suspicious of imperial schemes that would give new life to the anti-papal party in every Italian state and city, sought an ally in his vassal the King of Naples -- Robert the Wise. Henry strove to form a league against Naples, incurred excommunication by the attack he made, and then, as he marched south from Siena, he was suddenly carried off by fever (August 24, 1313).
Clement V understood to the full the opportunity that had now fallen to him. The late emperor had ignored his formal commands about Naples, and had disregarded the conditions set by the pope for his coronation at Rome. The pope now announced that, during the vacancy, the Holy See would administer the empire. He explained that the oaths sworn by Henry VII (at his coronation) were real oaths of fidelity to a suzerain, [ ] and acting as suzerain he quashed [ ] the sentence of deposition passed by Henry (April 26, 1313) on Robert of Naples. The terms of this papal declaration are all one might expect from a pope so versed in the traditions of the canon law: it is "In virtue of the undoubted supremacy which the Holy See enjoys over the empire, of the right which the head of the Church possesses to administer the empire when there is no emperor, and by that plenitude of jurisdiction which the successor of St. Peter has received from Jesus Christ, the King of Kings and Lord of Lords" that he annuls the emperor's sentence.
Clement V soon followed the emperor out of this world (April 20, 1314) and it was not until six months after the pope's death, and while the Holy See was still vacant, that the German princes met to elect Henry VII's successor. They made a double election: five of them voting for Lewis, the Duke of Bavaria, and two for Frederick of Habsburg (October 19, 1314). Each was acknowledged as emperor by his own partisans and both were crowned, and on the same day, though in different cities. As the cardinals continued to keep the Holy See vacant for the best part of another two years, the situation in Germany had time to harden. By the time John XXII was elected (August 7, 1316), a miniature civil war was in progress, and the Italian princes (the papal or Guelf part of them) were suggesting that here was the pope's opportunity to end the noxious institution which the empire continued to prove itself, to Italy, to France, and to the Church.
But John XXII refused to be drawn into this plan. He was inclined to a policy that would protect the independence of religion by balancing the forces of the contending princes; the central point of the policy was the idea that there should be no prince in Italy so powerful that he dominated the whole peninsula. So of the rivals in Germany he supported neither, calling on both to submit their claims to a peaceful arbitration. Then, in 1317, he announced that he considered the empire as vacant; and acting as its administrator, he appointed Robert of Naples imperial vicar in Italy.
For the next five years there was no change in the situation, until, at the battle of Muhldorf (September 28, 1322), Lewis overwhelmed his rival, and took him prisoner. Then the pope, after an interval of some months, in which Lewis asked for recognition, stated his terms, in the spirit of Clement V's intervention in 1313. Lewis refused to ask the empire as a gift from the pope and thereupon the new war began.
It may be asked how far this new war was necessary, a war -- as it proved -- singularly disastrous for religion. Had John XXII not been the fiery-tempered old man he was; had he shown the awareness of, say, Innocent VI, that a new world had come into being since the fall of the Hohenstaufen, a world in which the empire was so little more than a shadow dignity that it was folly to fight a war about one's rights over it, and still more mischievous to link up the cause of religion with those rights; had the pope been something younger than a man of eighty, could this catastrophe not have been averted? John XXII's temperament cannot, it is true, be discharged of much heavy responsibility for many of the troubles of his reign and their long-lasting consequences.
But, it must also be considered, Lewis of Bavaria was, at this moment, and had been for a considerable time, a most helpful ally to those Ghibelline foes in Italy with whom, for the last five years, the pope had been at war; a war intended to make Italy really safe for the papacy by destroying the Ghibelline power wherever found. [ ] The pope, in the spring before Muhldorf was fought, had called in, against the anti-papal party in Italy, the aid of Lewis's rival. Now that Lewis was victorious in Germany there was every reason to believe he would pass into Italy as the Ghibelline leader. That he brushed aside the condition by which the pope designed to protect the papal interests against him, confirmed this suspicion. In April 1323 Lewis's envoys in Italy demanded the withdrawal of the papal armies from before Milan; in May they won over to Lewis, Mantua and Verona, at the very hour these were making their submission to the pope. In July Lewis sent a force to assist the Ghibellines of Milan, a small force it is true, but sufficient to relieve the city. The whole situation in northern Italy, lately so favourable to the pope, was in six months, and by the emperor's action, wholly reversed.
These are the very months, it will be remembered, in which the pope has remodelled the order of Friars Minor; [ ] he is about to destroy a cherished Franciscan opinion about the peculiar relation of their order to Our Lord; [ ] and Lewis, in the Declaration of Sachsenhausen (May 22, 1324), will denounce the pope as a heretic for these actions, and take the order under his protection in the hope that throughout Germany, and especially throughout Italy, he will now be possessed of a whole army of enthusiastic propagandists.
On October 8 of that same year, 1323, then, the pope warned Lewis to cease to act as emperor within three months, or excommunication would follow. Lewis, playing for time, secured a delay of another two months; but finally the blow fell (March 23, 1324); just eighteen months after the victory of Muhldorf had made him master, in name, of the German world.
The next event in the war belongs to the history of political science; it was the appearance on June 24, 1324, of Marsiglio of Padua's great book The Defender of Peace. [ ] The empire, it was here argued, was something wholly independent of the Holy See; the prerogatives invoked by a succession of popes were mere usurpation. There was much other revolutionary doctrine in the work, as will be seen, and presently its authors [ ] fled from what awaited them in Paris to the court of the emperor.
Lewis, on July 11, was once more excommunicated and deprived now of all right ever to be elected emperor. Against him the Habsburg party in Germany now combined with the King of France (Charles IV, 1322-1328) to elect, with the favourable support of the pope, a more suitable kind of emperor. But Lewis countered this by freeing his old rival Frederick of Austria, also a Habsburg, and coming to an arrangement by which Frederick should rule in Germany while Lewis would remain emperor and be master of Italy. And now Lewis, with the aid of Marsiglio's advice, began to prepare for the Italian expedition.
The great affair opened with a kind of congress at Trent (January-March 1327), where the purpose of the expedition was announced, a war for religion against "the priest John" who is a heretic; it was a procedure very reminiscent of Philip the Fair's national assemblies against Boniface VIII. [ ] In March Lewis marched out of Trent. He was crowned King of Lombardy at Milan (March 31) and then slowly made his way from one city of northern Italy to another. The misfortunes of Henry VII, and the military mistakes that had caused them, were carefully avoided. By October Lewis had gained Pisa and in the first week of the new year (January 7, 1328) he was at Rome and in possession of St. Peter's, where enthusiastic services of thanksgiving marked this first fruits of triumph.
And now began a series of highly-spectacular happenings. The emperor, reconciled by their apparent usefulness to the most revolutionary of all Marsiglio's political theories, and as though he had never opposed to the papal claims his own theory that he was emperor by God's direct institution, now consented to appear before the world as the elect of the populus romanus. On January 11, 1328, at a great assembly, "the People" voted him the imperial crown; and, moreover, chose four proctors to invest him with it. Six days later Lewis was anointed as emperor, with the usual ritual, by two bishops, and then crowned by one of the proctors: this proctor was no less a personage than Sciarra Colonna, the assailant of Boniface VIII at Anagni a quarter of a century before.
John XXII had not, of course, looked on idly at the invasion of Italy. While the crown of Lombardy was still a fresh joy to Lewis the pope declared him deprived of his hereditary states, [ ] and about the time that Lewis entered Pisa the pope condemned him as a heretic for his patronage of the Franciscan Spirituals and also of Marsiglio. [ ] In that same bull the Defensor Pacis was also condemned. Then, in January 1328, the month of Lewis's new "election" as emperor, the pope had declared the war against him to be a crusade, and had ordered it to be preached everywhere as such; and in Germany, brushing aside the Habsburg claim because the party would not submit it to his judgment, the pope, acting as the vacant empire's overlord, had summoned the electors to a new election. They obeyed, and met: but were not able to come to any agreement.
To all this papal activity Lewis replied by allowing Marsiglio to persecute those who, in Rome, dared to stand by the pope. But as the weeks went by, shows still more bizarre were prepared. Three times within a month, "the People" were summoned to exercise, in full assembly, their sovereign rights. On April 14 they solemnly presented John XXII for the emperor's judgment, accusing the pope of heresy; four days later, at another assembly, Lewis, crowned and bearing the imperial insignia, delivered sentence on the pope for his "heretical" declaration about the nature of Our Lord's poverty, and for the treason of his attack on the emperor; the sentence was, of course, deposition. Then on May 12, Ascension Day, a new pope was presented for "the People's" approval. He was, of course, a Friar Minor, Brother Peter of Corvara. The assembly approved him with acclamations, three times in all, and Lewis thereupon invested him with the fisherman's ring. On Whit Sunday following Peter was consecrated and crowned in St. Peter's as Nicholas V. [ ] There is about all this that note of naive comedy which never, somehow, fails to be absent from solemn anti-clerical incursions into the realms of liturgy and ecclesiastical ceremonial.
It was just six days after Peter's coronation that the Minister-General of the Friars Minor made his escape from Avignon, bringing out with him, for the emperor's service, that still greater power -- as yet unsuspected -- William of Ockham.
At this very moment of triumph, however, Lewis of Bavaria's good fortune left him, never to return. He was to live for another nineteen years, in all that time to claim to be emperor, and to attempt to enforce his claims by what arms he could gather, and by diplomacy with a succession of popes. But never again was he to achieve a victory of any kind, and only the failure of his many enemies to combine saved him, as he drifted helplessly through these years. Only three months after the grandiose installation of "Nicholas V" the emperor was forced out of Rome; his army shrank to little more than a bodyguard; every city in Italy closed its gates against him; by the close of 1329 Lewis was once more in Germany.
The anti-pope, of course, fared no better than his master. Never had he exercised any power except in those rare districts of Italy where Lewis could command obedience, and nine months after his coronation "Nicholas V" issued his last bull (March 4, 1329). He had left Rome with the emperor, hissed and booed by the most treacherous populace of all the Middle Ages, and thereafter, for some time, he had followed in the imperial suite. But to Lewis he was not worth the trouble of transporting into Germany and, left behind, he disappeared from sight, until John XXII's agents discovered him. A public confession of his follies might be serviceable to the papal cause, and a generous pardon was offered to induce him to submit. So, clad in his friar's habit, with a halter round his neck, Brother Peter at last made his ceremonial submission to the pope (Avignon, July 25, 1330), to disappear thereafter from history. [ ]
For the short remnant of John XXII's long reign, it was the policy of Lewis to seek reconciliation. But John was inflexible in his demand for an unconditional surrender: whatever happened Lewis was never to be acknowledged as emperor, a new election should choose in his stead someone more suitable. In 1333 [ ] all the parties came to a complicated agreement, one part of which was the emperor's resignation. But this plan, so it seemed to the King of Naples, would make France too powerful in Italy, and he combined with the schismatic Franciscans at the Bavarian court to persuade Lewis to withdraw his assent. [ ]
Five months later John XXII died. [ ] From the new pope, Benedict XII -- a theologian where John had been a canonist, a man of peace where John had been a fighter, conciliatory and not intransigent -- Lewis had, seeming] y, much to hope. The seven and a half years of Benedict's short reign were filled with negotiations between the two. Benedict never repelled the emperor, he was not over-exacting; Lewis continued to be his weak and vacillating self. But the negotiations never came to anything. Always the King of France, unwilling to see pope and emperor reconciled, managed to influence the pope and to delay the settlement that ever seemed so near. Benedict XII knew well what the French were at, though he seems not to have known how to defeat their diplomatic finesse: he had none of the political gifts. Edward III of England was, in these years, preparing to open the long Hundred Years' War with France, and looking for allies on the Continent. Benedict foresaw what would happen. " The Germans," he said, " will understand, in the end, where the real cause of all these delays lies, and they will make common cause with the English." Which, of course, came to pass; [ ] and with the beginning of the war all communication between Lewis and Avignon ceased.
But in the next few years two things happened in Germany that foreshadowed the new age, which, all unsuspected as yet, was surely approaching. All these wars between pope and emperor, that had gone on with so little interruption for now nearly two centuries, had necessarily had a most brutal effect upon the daily religious life of the unhappy peoples of Germany. Sooner or later, in all these wars, the emperor was excommunicated, and thereupon all who sided with him would share the terrible sentence which deprived a man of all right to receive sacraments and which cut him off from the divine life that enlivens the members of the mystical body of Christ. And, as often as not, there would follow upon this excommunication the sentence of interdict, local or general, which closed all the churches, often for years at a time., depriving the whole people of the mass and indeed of all sacraments but those for the newly born and the dying. [ ]
Would the generality of mankind, understanding the policy behind the interdict, co-operate with the pope by accepting it in a spirit of religious humility, and, associating themselves with it penitentially, offer up these grave spiritual inconveniences in a kind of reparation, embracing the very interdict as an opportunity to deepen their own private spiritual life? Such expectations could only be nourished by those whose optimism could see in the average man and woman a soul obviously called to serve God in the high perfection of some strict religious order. The enforcement of the interdict meant in practice -- not necessarily, of course, but as things usually are -- a grave falling off in the liveliness of faith and in morality: while to disobey it entailed, of course, sacrilege each time the forbidden religious rite was performed.
And to add to the chaos there was, very frequently indeed, what amounted to a kind of schism, the activity of the two factions, pro-pope and pro-emperor, which everywhere divided sees and parishes, monasteries and religious orders. While the scholar was hesitating (in another matter) between Thomas and Scotus and Ockham, the ordinary man -- if he really cared about religion -- was wondering which of the rival clergy he knew was telling the truth, or knew what the truth was.
Here, in part, are some of the causes of that decline in religion which the contemporary preachers and mystics describe so luridly, and against which councils are forever legislating, and which has its reflection in the tales and poems of the new vernacular literatures, where -- very significantly -- it is not so much matter for reprobation, or shocked surprise, as it is unconsciously supplied as part of the natural background of the story's action.
Germany, by the year 1338, had suffered nearly fifteen years of spiritual chaos, and the prelates and princes now besought Lewis to be reconciled with the pope, and petitioned the pope in the same sense. To this appeal the pope appears not to have made any reply; and in the July of that year, the prince-electors, meeting at Rense, made a joint declaration on oath that they would defend the rights and freedom of the imperial dignity, which they declared was not the creation of the pope but derived directly from God; the man whom they elected was, they asserted, emperor by the very fact; no papal confirmation or approval was in any way necessary for the lawfulness of his acts. They declared, moreover, that John XXII's various sentences of excommunication passed on Lewis were unjust, and they threatened the pope to his face that they would provide remedies of their own should the Holy See not withdraw these sentences.
Was it the genius of Marsiglio of Padua that shaped such declarations? He certainly had a share in the next innovation, a very foolish intervention by the emperor in the discipline of the sacraments. For Lewis, in 1342, of his own imperial authority, declared null (on the ground of the man's impotence) the marriage between John of Bohemia and Margaret, the heiress of the Tyrol. He wanted Margaret (and the Tyrol) for his own son, another Lewis, and since these two were doubly related within the forbidden degrees, the emperor now issued dispensations from the impediment of consanguinity. And Marsiglio wrote a treatise to justify him.
When the austere, but somewhat unpractical, Benedict XII died (April 25, 1342) the cardinals chose [ ] in his place the Cardinal Archbishop of Rouen, Pierre Roger, as near an approach to Aristotle's magnificent man as the order of St. Benedict has ever known. Clement VI -- so he chose to be called -- was a personage far too experienced in public life to waste any time over the debris of the emperor's hopes and chances. Lewis was bidden, somewhat in the manner of John XXII, to cease to style himself emperor; and his position in Germany, where his incompetence was now regarded as the main hindrance to peace, was by this time so desperate that he made a very humble submission to the pope and offered to abdicate (September 18, 1343).
The pope's first inclination was to accept this surrender. But once again, while he debated, other influences prevailed, the combination of the emperor's many foes in France, in Italy and in Germany. Clement stiffened the terms of submission -- only to find that he had now roused all Germany against him. [ ] But it was not in favour of Lewis that the German princes moved, for a few days later they decided on the man whom they would like to see in his place, Charles of Moravia, the son and heir of the blind King of Bohemia who had been Lewis's great enemy in Germany. [ ] Lewis had all but ruined Germany, they thought, and "No more Bavarians" was their answer when he ventured to plead for his own line.
And now, at last, the pope shook himself free of his political tutors. The French king preferred to see Lewis acknowledged rather than Charles elected. But Clement VI, this time, ignored the French. He again declared Lewis no emperor (April 13, 1346), and called upon the prince electors to fill the vacancy. This they did, two months later, electing Charles: three of his five electors were prelates, the pope supported him, and so Charles IV has come down as "the priests' emperor." The gibe was no more than a last flicker from the party of Lewis. He died of apoplexy (October 11, 1347), and when his successor died soon after (June 14, 1349) Charles IV's troubles from the house of Wittelsbach were at an end.
" The priests' emperor " had succeeded in great measure because of the pope's powerful aid; and the pope had first used every care to make sure that Charles was really his man. The emperor-to-be, French by his upbringing and Clement's one-time pupil, had appeared at Avignon and had sworn cheerfully to accept all manner of restrictions on his authority. Once securely elected he did not even trouble to ask the pope's confirmation. He did not, indeed, break his promise not to enter Italy until the pope had confirmed the election. But so long as he would not ask such confirmation, Clement would not give the desired permission for his coronation at Rome. The peace was never broken, but the deadlock endured as long as Clement VI reigned.
Charles found the next pope -- Innocent VI [ ] easier: leave was given for the expedition into Italy and Charles was crowned, by the papal legate, in St. Peter's, on April 5, 1355. And now, secure of his position, and certain that there would be no resistance from the pope, he published on January 13, 1356, the famous "Golden Bull" which regulated anew the constitution of the Holy Roman Empire. In this it is declared that the election of the emperor is a matter for the prince-electors alone, and that during vacancies the Elector of Saxony is to act as imperial vicar for the north and the Count Palatine for the south. Of all the great papal claims, so resoundingly set forth (and exercised) for centuries, and were, so recently, the occasion of a twenty years' war, there is not a single word. They are not denied, but simply ignored, treated as though they had never been.
Here truly is a sign that a new age has begun; and this, not only in
the definitive secularisation of the imperial dignity by the unilateral
act of the emperor, but, even more, in the tacit acceptance of this act
by the pope. For Innocent VI, who had known, for months beforehand, what
was in preparation, remained silent. He could not approve, but he did not
condemn. True enough, there was in the bull substantial compensation for
the papacy. The empire as such is, henceforth, to mean Germany only. The
fatal ambition to realise imperial rights through an actual domination
of Italy was thereby cut out forever from the imagination of the German
imperial mind. When next a Holy Roman Emperor plays any part in Italian
affairs it is because he happens to be, at the same time, the hereditary
King of Naples. [ ] But that claims so great were allowed by the papacy
to fall so silently [ ] -- this was surely a great event, and it marks
a real turning point in history.
iii. Marsiglio of Padua
The surrender of Innocent VI to the fait accompli of the Golden Bull of the Emperor Charles IV is still more striking when it is set beside the contemporary theories of Marsiglio of Padua, as to the proper place of the Church in the Christian State, set out in the Defensor Pacis; [ ] theories which, as yet, were mainly important by reason of Marsiglio's position among the counsellors of Lewis of Bavaria. Lewis had indeed been badly beaten where "the priests' emperor" was now, in 1356, victorious; but it was, none the less, the patronage and protection of Lewis that had preserved Marsiglio, and his book, despite the massy condemnation of John XXII. The Defensor Pacis, so preserved, was now to take on a new lease of life; its doctrines to become yearly more "actual," and more and more infect the world of Catholic thought, and to influence the political advisers of Catholic princes until the book became, in fact, what its author intended it to be, " one of the strongest implements of war ever imagined against the social action of the Church." [ ]
For in Christendom, as Marsiglio proposed to reorganise it, the pope was not merely fettered in his function, as the legists would have fettered him: he was not to function at all. It is the peculiar and lasting mischief of Marsiglio that he creates, for the controversy, an entirely new politico-religious atmosphere, where the problem of Church and State is treated in all its generality. No longer is it any particular right or claim of the Church which is called in question; what is now attacked is the very idea of the Church as an institution. And the layman's desire to throw off the cleric's control of social life is now itself made the basis of a kind of religious teaching.
About the life of Marsiglio we know very little. One of the rare facts is that in 1312-1313 he was rector of the University of Paris. We do not know at what university his student days were passed, nor what he studied. He is, not impossibly, the Marsiglio de Maynandrino to whom John XXII, in 1316, provided a canonry at Padua; and the " Italian named Marcillo " of whom the same pope complained, three years later, that he had gone to the future Charles IV of France (1322-1328) as an envoy of the Italian Ghibellines. We meet him again, seemingly, as a witness to the profession of faith, made, at the demand of ecclesiastical authority, by the Averroist philosopher of Padua, Peter of Abano; and a set of verses by another fellow citizen, Albertino Mussato, describes Marsiglio as hesitating between a career in the law and medicine, and also as seduced from his medical studies by the lure of a military life in the service of two of the great condottieri of the day, Matteo Visconti and Can Grande della Scala.
Marsiglio was, very evidently, a man of parts, and in his great book the student will find, turn by turn, the influence of very varied tastes and accomplishments. He is the passionate Italian patriot; he is religiously anti-Catholic; but he is never the legist, never the philosopher. Aristotle is indeed his master, Aristotle idolised as the Averroist tradition did idolise him; [ ] but Marsiglio's interest in the Philosopher was scientific, not philosophical. He was, very evidently, not of that elect company possessed of the metaphysical intuition of being and this, inevitably, vitiates his understanding of that part of Aristotle's work upon which he concentrated his vigorous militant mind, the social philosophy of the Politics. As the strongest part of the Defensor Pacis is its main section, that which deals with the nature and role of the Church, so the weakest is the political introduction where Aristotle's theories are discussed, and his formulae used, by a mind that is not metaphysical but positivist, not interested really in natures and causalities, and which therefore is prone to overlook the profound ideas that lie behind simple and seemingly obvious terminology. Marsiglio is not a philosopher, in the strict sense of the term. [ ] Nor is he a jurist, although he is familiar (as an educated man might be who has frequented the company of jurists) with the legal aspect of the social questions that interest him. Nor is Marsiglio at all a theologian, and what religious ideas he has are akin to those of the Waldenses. Finally, there is every probability that Marsiglio knew, and had been in personal contact with, the group of French legists who, led by Nogaret, had waged the last stages of Philip the Fair's war on Boniface VIII; and he was an active Ghibelline. Considering all these elements in his formation one by one, it may be thought there could hardly be a better recipe from which to prepare the genius who was to devise the most mischievously anti-Christian work of the whole Middle Ages. [ ]
Marsiglio's objective was nothing less than the social influence of the Catholic religion, exercised through popes and bishops and clerics generally upon the whole life of the time. This he proposed to destroy by explaining to the Catholic world what the State really is, and what is the true place of the true religion of Christ within the State rationally constructed. It is, then, necessary to say something about each part of his elaborate argument; and first, about his theory of the State and its powers.
Marsiglio's master, Aristotle, sees man as an animal which is social and political by its nature; and Aristotle's great commentator St. Thomas, understanding that problems about natures are metaphysical problems, and being himself no mean metaphysician, draws from Aristotle's principle a whole corpus of sociological teaching. But always St. Thomas relates his ideas to this first idea of what man's nature is. So, for example in discussing the great questions, What exactly are States? What kind of authority is it that they exercise? How does the citizen stand, relative to the State? What are the right and duties of each? it is to a truth about human nature that St. Thomas, each time, returns. It is by a theory built on a consideration of what natures are, that he answers such questions. How do there come to be States? Why, because it is the nature of men to live in a multitude, "and so there must be in men something by which the multitude is ruled": [ ] and the saint speaks of the natural impulse [ ] of men towards the State, which State came into being through human action originating in that urge of human nature.
The importance of seeking the beginnings of any understanding of human political action in such a fundamental as a nature, quite escapes the non-metaphysical Marsiglio. His thought remains on the surface; and he interprets the Aristotelian teaching in the light of a conjectured historical beginning, where the gathering of men in a community is due to circumstance alone, physical or economic. What ultimately, in his view, decides the new move to live in ordered groups is the fact that to form such a group is the choice of the majority. The State is, essentially, nothing more than this "collection" of individuals; and its only unity is that which comes from the imposition upon this multitude of a single will, to which all their individual wills now conform.
In the State -- as Marsiglio conceives it -- force is thus not merely an instrument by which the ideal of Social Justice overcomes whatever hinders its accomplishment, but it is an essential constituent of Law. Law is the imposition of the State's will upon the citizen; [ ] where there is no force there is no legal obligation, and wherever, in that will, there is force, there is force of Law. Law that does not conform to the objective standard of justice, St. Thomas roundly says, is not Law at all; rather it is mere wickedness. [ ] But Marsiglio explicitly contradicts this -- wickedness too is Law, if only it is commanded under legal penalties.
This same defect, that makes the goodness and badness of actions derive from something outside the act -- from laws, for example -- vitiates Marsiglio's theory of public authority. For the ruler's authority, in his view, originates in the expressed intention of these who make him the ruler. Whatever he does in accordance with that intention is good, whatever he does against it is bad; and the ruler so acting in accordance is the pattern for all his subjects' acts, their rule indeed and their measure.
Whence comes this designation of any particular individual to be ruler?
Who is it that confers on him this extraordinary kind of power? Here we
come to the best known feature of Marsiglio's theory, namely, his teaching
about the sovereignty of the people. The source of all authority in the
State is the will of the people. The proof of this, apparently, does not
lie in any truth about the nature of man, but in the practical consideration
that such "consultation" of the people must make for future harmony
in the government of the State; and a wise ruler will also "prepare"
the people, before he submits any matter to their judgment. Also, a most
important consideration, it is the whole body of the people, assenting
to the sanctions that accompany laws, which gives to laws that which really
makes them
laws: it is the whole people that can alone impose what obliges universally.
"Sanctions: in this consists the whole being of law, and the people
alone has the power needed for the imposition of sanctions. In this is
summed up the whole theory of Marsiglio." [ ]
This is, of course, no more than a very general summary of an elaborate discussion that runs to far more pages than there are here lines. And the discussion may seem remote enough from Church history, whose business is to record the fortunes of the Gospel. But some familiarity with Marsiglio's leading notions is necessary in order to understand what is by no means remote, the character and scale, that is to say, of his attack on the traditional Catholic theory of the Church. For it is with the aim of producing an ecclesiastical revolution that Marsiglio has constructed his version of Aristotle's Politics.
The great source of all the evils that afflict the age, he says, is the hold which the clergy have secured on religious life. One main instrument of their power is the false notion of the Church which they have devised. For the Church, like any other " society, " is really no more than the aggregation of the individuals who compose it; it is "the ensemble of faithful believers who invoke the name of Christ." All such believers are equally "of the Church"; the distinctions which now obtain between, for example, clergy and laity are secondary, not essential, and produced by human authority merely. The Church, in the traditional sense, has no real existence, nor ever had any.
In Marsiglio's sense the Church has only one divinely instituted function, the administration of sacraments. The power to say mass, to forgive sins, to ordain priests is indeed of divine origin, and belongs only to priests themselves duly ordained. But with these essential liturgical functions clerical activity ceases. It is not for any clergy to decide who it is shall be ordained, nor in what part of the Church and in what capacity, and under what conditions the priest shall exercise his priesthood. Everywhere in the primitive history of the Church -- as Marsiglio reads it -- the determining factor at every stage of the evolution of Catholicism has been the action of the generality of the faithful. Here is still the true source of religious authority, the guarantee of fidelity to Christ's teaching. It is from this source that general councils derive what authority they possess, from here that the right to designate to particular offices derives, and also the right to inflict the supreme sanction of excommunication. In such a scheme there is obviously no place for episcopal authority, nor for the universal primacy of the pope. This last, particularly, is a flagrant usurpation
We never go far in studying such schemes before we are halted by inconsistencies, and by unresolved, and unresolvable, contradictions. For example, the question soon suggests itself whether these faithful, collected together in the Church, are an authority, a religious sovereign, distinct from themselves as the sovereign people of the State. Is this -- seemingly -- democratic Church independent of the -- seemingly -- democratic State? We would hardly expect it to be so; and indeed, by carefully thought out distinctions, Marsiglio shows how all the powers of ruling the Church which he denies to the clergy really belong to, and should lawfully be exercised by, the civil ruler. The Church is, indeed, no more than the religious aspect of civil society, the reflection of what that society feels, at any given moment, about religion.
Not only, then, may the civil ruler lawfully exercise all authority in the Church: to do so is, for him, a primary duty. For example, nothing is more fatal to the State, as Marsiglio conceives it, than the clear distinction between the legality of what it ordains and the intrinsic goodness (or badness) of these acts. It is therefore highly important, in practice, that there should never be any moral criticism of legislation. But, for centuries now, the Church of the popes has had the inconvenient habit of making such criticism; it is indeed one of the popes' chief activities. Laws have been denounced as tyranny because contrary to justice; rulers have been lectured, warned and punished for enacting laws declared to be unjust; subjects have been told that they need not, indeed must not, obey such laws. The State of the future must, then, see to it that no pope or bishop or other cleric is ever suffered to put into action a doctrine so treasonable, destructive indeed of the very basis of civil authority. The spheres of conscience and of obedience to civil authority are distinct, separate, and independent. Activities proper to the first must never be allowed to overflow into the second, or the most terrible confusion will follow and the peace and unity of the State be forever endangered.
" Unity within the State" -- here is an ideal very close to Marsiglio's heart. Therefore, within the State let there be one single authority, one single jurisdiction, no privileged bodies, no immunities. To introduce a second jurisdiction, to seek immunities for a particular section of the citizens (judicial immunities, legislative immunities, fiscal immunities) is treason to the State in the highest degree. The ruler must then, in simple duty to the peace of the State, destroy the privileges of the clergy. Also, in those matters where the divine law needs human agents for its execution, it is the State which must be that agent; for there cannot be two coercive jurisdictions operating over one and the same people. Only thus will the State become, what it needs to be, the real ruler of all its citizens. Law is, as it were, the atmosphere of a particular country -- all who live in that country must breathe the same air. Nothing, Marsiglio argues, with undisguised bitter passion, has been more noxious to the peace of states than that immunity of the clergy from the prince's jurisdiction which the popes have championed for so long; and in a kind of parody of the concluding phrases of Boniface VIII's Unam Sanctam [ ] he declares his own gospel, that for its own well-being the Church, all the faithful people of Christ, must be subjected to the civil ruler, his laws and his judges.
The needed subjection of the Church to the State will not, however, be achieved by such merely negative acts as the destruction of clerical privilege. A more continuous, positive, action upon the Church is needed, and this is in fact vital to the welfare of the State. Here Marsiglio -- like all his followers ever since, down to our very contemporaries -- flings consistency to the winds, and having first divorced morality from the business of ruling, he now proclaims that to foster morality is one of the State's gravest duties; the State, undoubtedly, has moral and even spiritual functions. The secularist patriarch enlarges on them with evident and conscious unction.
There is, for example, the State's duty to promote among its citizens the practice of virtue and of all the duties which God's revelation has made known to us, which last (we note) is not only necessary if man is to save his soul, says Marsiglio, "but is also useful for the needs of this present life"; and so the state must appoint learned men to teach religion and to organise divine worship. There is nothing spiritual, he says, that does not somehow affect the welfare of the body politic. Therefore the State must control the spiritual. It ought, for example, to regulate the lives of the clergy, determining the standards of their conduct, their fasts, prayers, mortifications and so forth. It must decide the nice question whether they will not be better clergy if they do not possess property, but if, instead, surrendering all right to be owners, they throw themselves -- for maintenance -- on the generosity of the State, as God's agent, once they have committed all their care to Him: evangelical poverty imposed by the State on all the clergy will be yet another means of control. Finally it is the State's duty to take into its own hands the whole vast business of education, of forming, controlling, directing the literate class of the future, and of so shaping it that it will be yet another willing instrument of State policy.
The Defensor Pacis was completed on the feast of St. John the Baptist, 24 June, 1324. While its author was planning the new venture of setting up as a lecturer in theology, his book was denounced to the Church authorities. Marsiglio and his ally, the notorious Averroist, John of Jandun, saved themselves by flight (1326). They joined Lewis of Bavaria at Nuremberg and thenceforward their history is one with his; their influence upon his action alternating curiously with that of the emperor's other anti-papal allies, the Franciscans Michael of Cesena and Ockham. The first papal condemnation of the book, which does not, seemingly, name its author, is a bull of 1326 which has not survived. [ ] The next year, April 3, 1327, a second bull, [ ] addressed to Lewis, upbraids him for his patronage of these two "sons of perdition," but even yet the full text of the book does not seem to have reached the papal court. But by the date of the next bull, October 23 [ ] of the same year, the pope is more fully informed, through the bishops of Germany. In this bull five of the six propositions which the bishops sent on as resuming Marsiglio's leading ideas, are condemned after a most understanding criticism. The pope went directly to the heart of the subversive doctrine, and set in the broad light of day the mischievous principles that underlay the mass of subtle argumentation, satire and bitter, passionate rhetoric. The condemnation was, indeed, one of the most characteristic and masterly acts of John XXII's long, eventful reign.
The Defensor Pacis -- appearing in the midst of a war between pope and emperor -- naturally made a sensation. It was translated into French (1330) and into Italian (1363). In Germany especially it was a success. Nevertheless, it seems certain that there were but a few copies of the original in circulation before the time of the Schism (1378). It is not without interest to note that the so-called "democratic" theories of Marsiglio appear to have caused no comment at all. What, everywhere, roused attention was his application of them to the Church. How ruinous this was to traditional belief was immediately understood on all sides. Lewis of Bavaria himself cuts a somewhat comical figure, earnestly striving to dissociate himself from such scandalous ideas and explaining, in 1336, to Benedict XII that he has no head for these matters and has never really understood what Marsiglio had in mind.
But whatever the scandal caused by the Defensor Pacis to the mind of
Catholic Europe, it remained unanswered, save for the papal condemnation.
[ ] Was it indifference, on the part of theologians, to a work which, in
its new "positivist" approach to a theological problem, was an
offence to current scholastic good form, and which, thereby, classed itself
with all the rest of the new scientific knowledge of the fourteenth century?
It is surely strange, and disconcerting, that Marsiglio's attack did not
stimulate some Catholic to produce, not merely a controversial rejoinder,
but a new constructive statement of traditional doctrine. Be that as it
may, when the ideas of Marsiglio came alive again, in the last years of
the fourteenth century, they met no contradiction from Catholic learning.
His influence is evident now in France, in John Wvcliff, and in the heresies
that from this time begin to dominate Bohemia. We find no less a person
than Gerson recommending the book, and it undoubtedly played a part at
the General Council of Constance. [ ] It was more and more copied in the
fifteenth century, more and more eagerly read, as the breakdown of Christendom
drew nearer. The first printed edition appeared in 1517, the year of Luther's
first appearance as an innovator, and the publication of an English translation,
in 1535, was one of the earliest moves of Thomas Cromwell, then busy with
the publicist strategy that accompanied the creation of the Church of England
as we know it to-day. [ ]
iv. The End of John XXII
Marsiglio's adversary, John XXII, was harassed by trouble and crisis literally to the very end of his life. For his last hours, ere he passed from this world, at ninety years of age, were given to a theological controversy, and one which his own act had begun. In this controversy, about the state of souls in the interval between death and the General Judgment of mankind at the end of the world, the pope took a line that went against the general body of received opinion and tradition. The peculiar ideas which he championed were set forth in three sermons, preached at Avignon on All Saints' Day, 1331, on December 15 of the same year and on the following January 5. In these sermons John XXII declared that the souls of the just do not enjoy the intuitive vision of God (in which consists their eternal heavenly reward) until, after the last day, they are again united with their bodies; and also that neither the souls of the lost nor the devils are as yet in hell. but will only be there from after the last day.
These sermons of the aged pope astonished the theological world, at Avignon and elsewhere. The startling news of this papal innovation, in a matter belonging to the sphere of doctrine, was speedily conveyed into Bavaria by the cardinal Napoleone Orsini, who had long been secretly planning and hoping for John's deposition. There, Ockham and his associates gladly fashioned it into a new weapon against the pope. He had already, they said, repudiated one point of the Christian faith, to wit the belief in the absolute poverty of Our Lord and the Apostles: now, he was repudiating a second. It was the very way heretics had always acted; little by little they came to deny the whole body of traditional belief. John, now obviously heretical to all the world, could not any longer be regarded as pope.
The pope's own attitude to the controversy he had occasioned is of the greatest interest. Significantly, he made no attempt to use his pontifical authority to support what he had said in his sermons. Quite the contrary: as one who had been doing no more than express an opinion which he considered to be as good as any other, and who, quite evidently, is surprised at the chorus of dissent, he now set theologians of various schools to examine the whole question and to report. Notable among them was the Cistercian cardinal, James Fournier, one day to succeed John as Benedict XII. He was an extremely competent professional theologian, and without difficulty he clearly showed that the opinion of John XXII had scarcely any support and that the body of tradition was firm against him; on the other hand, in the controversy against those who, like Ockham, were beginning to denounce the pope as a heretic, Fournier noted first of all that, so far, the Church had never expressed its mind on the question by a definition, and next that in these three sermons John XXII had made no claim or pretence whatever to be doing anything more than preach a sermon to the particular congregation which at the moment filled the church; the pope had spoken simply as any bishop or priest might have spoken, as a private theologian, and not as the pope laying down a definition of doctrine for the assent of the whole Christian Church.
But the controversy continued to rage for all the short remainder of John's life. The new head of the Friars Minor, the successor of the excommunicated Michael of Cesena, with sycophantic misunderstanding of the situation, became a most enthusiastic advocate of the pope's unusual views; and, unfortunately for himself, declaimed them at Paris, where he immediately fell foul of the greatest body of theologians in the Church. The university discussed the theory, found it contrary to the general teaching, and as such reported it to the pope. Then John XXII fell into his last illness. On December 3, 1334, from his sick bed, he made a public explanation, and a submission of what he had said to the teaching of the Church. He believed, he said to the assembled cardinals, that "the souls of the just, separated from their bodies, but fully purified from sin, are in heaven, in paradise, with Jesus Christ, in the company of the angels, and that, according to the common law, they see God and the divine essence face to face, clearly, as far as the state and condition of a soul separated from the body allows this." But this qualified retraction the pope explicitly submitted to the Church's decision. And the next day he died.
Benedict XII closed the controversy by the bull Benedictus Deus, of January 29, 1336, in which he defined, as the teaching of the Catholic Church, that the souls of the just (i.e. the souls of those who leave this world with no stain upon them that needs purifying, and those souls also which, after death, have been purified in purgatory) immediately after death (or on the completion of such purification) see the divine essence by an intuitive and even facial vision, and this before they are reunited with their bodies, before the general judgment. Moreover the souls of the lost are in hell from the moment of death. [ ]
3. THE AVIGNON REGIME
i. The Centralised Administration
The seven Avignon popes were a singularly competent line. Rarely indeed has there been, in the papacy, such a continuous succession of administrative ability. No less unusual -- in its medieval history -- was another feature of the regime, namely, that for as long as seventy years the papacy was established in the one place. Nowhere, in fact, had the popes -- from the time of St. Gregory VII (1073-1085) at least -- been less at home than in Rome; and for three-quarters of the century that divides the reign of Innocent III from the establishment at Avignon, the curia had wandered from one town to another of the papal state, settled anywhere rather than at Rome. Now, from 1309, that vast establishment was for seventy years stably fixed; and three successive generations of Catholics saw, as a new thing, what has, ever since, been so much the rule that it appears to us in the very nature of things, namely the pope and the great administrative machine through which he works permanently, and as it were immovably, placed.
To say this of the Avignon papacy is to say that conditions then favoured, as never before, all that conscious development of a centralised papal government of the universal Church, which had been so notable a part of the papal policy ever since St. Gregory VII had discerned in it a mighty means of reform and a strong defence of reforms accomplished. More than ever, then, this is a period which sees the translation of rights and law into the fact of a regular bureaucratic administration; the fixing into hard tradition of tile ways of administrators, financiers, judges. The Corpus Iuris Canonici is now, at last, really to begin to come into its full supremacy, not merely as an instrument which men use, but as that greater thing than any of these individuals, a law which they all serve; and it is to produce the most competent, completely centralised system of government -- i.e. on a very great scale -- which the Middle Ages knew. [ ] Perhaps more than any individual pope of the next two hundred years it is this system which is to matter. In an age when theology declines, the canon law flourishes -- as does its twin sister, the Roman law as the Middle Ages knew it; it is now that the Roman law receives a new birth in the genius of Bartolo. It was but the justice of history that, when the great catastrophe of the sixteenth century arrived, the canonists should come in for some of the blame. "Holy Father, it is the teaching of the canonists," so the report begins of the cardinals whom Paul III, in 1537, commissioned to examine the causes of the new revolt. [ ]
The pope's chief agents in the ruling and administration of the affairs of the Church universal continued to be the college of cardinals. Its numbers were still restricted, by comparison, that is, with the standards of the last four hundred years: [ ] in the conclaves of this period (1305-1378) the number of electors fluctuates between eighteen and twenty-six. But never, after Boniface VIII, did the college shrink to the dozen and less, which was all that it counted in the great thirteenth century. [ ]
The importance of these high dignitaries in the life of the universal Church -- in origin they are but the more prominent cf. the clergy of the local Roman Church -- goes back, of course, to the decree of Nicholas II in 1059, which constituted the cardinals the sole electors of the pope. The Avignon period is most important in their history as a college because they now, very definitely, begin, as a college, to aim at influencing, and even controlling, the action of the pope. Here, and not in the universal episcopate, is the beginning of the dangerous movement to reduce the traditional administrative supremacy of the pope. The cardinals are few, they are wealthy, they all reside in the curia -- for, as yet, in the rare event of the hat being conferred on a diocesan bishop, he leaves his see to live in the curia -- and they are organised. Their pressure on the papacy is constant. At every vacancy, from the end of this century, they make election pacts to ensure their own enrichment and to fetter the action of the future pope. It is the bad will of the cardinals -- if not their bad faith -- that is primarily responsible for the Schism of 1378. They play the traitor to Urban VI in 1378, and -- so general by now is the idea of their independence -- in 1408 both sets of cardinals betray their masters, the rival pontiffs Gregory XII and Benedict XIII. At every crisis throughout the fifteenth century, and down to the very eve of Luther's revolt, the pope's first anxiety is how the cardinals will behave. Not until e coup d'etat of Leo X, who, in 1517, swamps the opposition. by creating thirty-one cardinals in one act, are the popes really free of their factious collegiate interference.
Meanwhile their importance could not be greater. It is in the consistory that the main acts of Church government take place, where each cardinal has rights of speech and of opposition. The pope needs their consent for many acts and, very notably, before creating additional cardinals -- and to new creations the college is, almost by instinct, habitually opposed.
In the consistory there is also transacted much political and international business. This makes the cardinals objects of great interest to the different Catholic princes -- an interest that increases steadily as the great states of modern times, and the new permanent international rivalries, take shape in the fifteenth century. But already, at Avignon, it is beginning to pay the princes to be on good terms with the cardinals, to attach particular cardinals to their interests, to make them handsome presents, to dower them with pensions.
Not that the cardinals are necessarily poor men otherwise. Far from this, they are in the fourteenth century a byword for wealth, pomp and luxurious living; Petrarch in Italy and Langland in England speak here a common tongue. By law they have a right -- that is to say the college -- to divide equally with the pope the taxes called servitia comunia. [ ] In the eighteen years of John XXII, pope and cardinals thus shared more than a million gold florins. They enjoyed the revenues of the numerous benefices which it was now common form should be heaped on each of them, parishes, canonries, abbeys and diocesan sees -- benefices they never saw, where the work was done by a deputy at a fixed salary, while agents farmed the revenues for the absentee cardinal titular. Then there were the gifts made by the popes at fixed occasions, on their election for example, and on its succeeding anniversaries. So John XXII, in 1316, and Benedict XII, in 1334, divided up 100,000 florins between the cardinals. Clement VI, in 1342, gave them 108,000; Innocent VI, 75,000 in 1352; Urban V, ten years later, only 40,000.
The princely style in which the cardinals lived brought them bitter words from Petrarch -- somewhat ungratefully, for he had his share of it in his time. And it brought, also, frequent reproof from the popes. Cardinals began to be most unpopular figures in the Church. The feud between them and the bishops deadlocked, and nearly wrecked, the Council of Constance. Continually, for the next hundred-and-fifty years, whenever projects of reform take practical shape the first item is usually that the cardinals shall diminish their households, dismiss the horsemen, the jesters, the actors, and all the varied paraphernalia of their courts, that they shall take for their service only clerics, and that these shall be dressed as clerics and live as clerics, and so forth. But all will be in vain, for all that time, until the day comes when the Dutch reforming pope, entering his States on his election, will need to have it explained to him that the gaily-caparisoned princes who salute him are indeed the cardinals of the Holy Roman Church.
One last word about the college under the Avignon popes -- it is almost wholly French. The seven French popes of this time created between them 134 cardinals; 111 of them were French, there were sixteen Italians, five Spaniards, two Englishmen. It will be noted there was none from Germany, the perpetually unsolved problem of the papal administration But this was not merely because these popes were French. There had been no German cardinal in the sixty years before the "Captivity" began. Nicholas of Cusa, created cardinal in 1448 by Nicholas V, was well-nigh the first German cardinal for two hundred years.
Like every other system of government, the papacy had had to create a highly-organised department where all state documents were prepared, and whence they were despatched: grants, licences, monitions, and appointments of various kinds; this was the Chancery and at its head was the vice-chancellor. In its archives copies were preserved of all the documents despatched, and also the original petitions from which so many had originated. Here was a vast secretariat which put into writing, in the appropriate form, the day-to-day decisions of the pope and saw to their transmission to the interested parties. But for matters of conscience which touched the private lives of individuals there was a special office called the Penitentiary. [ ] Here, under the direction of the cardinal grand penitentiary, a host of experts in theology, and canon law, dealt with such matters as requests for dispensation from the innumerable impediments to marriage; or for the removal of excommunications, interdicts and suspensions; or for power to absolve from sins reserved to the pope. This department had its own staff of clerks, and also a staff of eighteen penitentiaries who sat in the churches of the city to hear the confessions of all comers, with special faculties to absolve from sins reserved and also from reserved censures.
Another feature, common alike to the government of the Church and of states, was a system of law courts. Here the Avignon popes were great innovators. Their predecessors had devised the practice of naming judge-delegates who did all that was necessary in a lawsuit save to give the sentence -- this being reserved to the pope and, generally, his personal act. But the number of cases which came in to the pope for decision increased so enormously, from the beginning of the fourteenth century, that the popes now began to grant, to the judge-delegates whom they appointed, power to give a definitive sentence. Alongside these new methods the old permanent tribunals continued to function: the consistory, and the court that came to be called the Rota.
The consistory was the whole body of cardinals present in curia, with the pope in person presiding. it was the primitive, omni-competent, engine of the ecclesiastical system; the pope's cabinet, his council, his tribunal for any case it cared to hear; where all kinds of business was transacted, spiritual, political, administrative, international; where ambassadors were heard and treaties signed. And during the Avignon period it remained the principal instrument of government as before.
The origin of the court which, about this time (1336), came to be called the Rota is obscure. It is really the "court of audience for causes of the Apostolic Palace, " and its competence extends to all cases sent to it for judgment by the pope or the vice-chancellor. [ ] But its principal, and indeed usual, employment is to hear and decide suits arising out of presentations to benefices. This is the period, as will shortly be explained, when the papal centralisation reaches to such a height that almost every clerical appointment may come within reach of the papal curia. What hordes of petitions, and cross-petitions, pour in to Avignon from now on can easily be guessed. The judges of the Rota-the auditors, there are eight of them ill 1323 -- hear and decide these disputes. From their sentence there is no appeal. But the elaborate law of procedure gives the litigant a rich variety of means to delay the sentence, or to hold up the trial. When the canons of Hamburg and the citizens of the town brought their disagreements before this court, the ingenuity, first of one side and then of the other, dragged out the case for as long as sixteen years. [ ] So many were the pleas for delay, and so great an opportunity was thereby offered to legal chicanery, that the popes set up a special court to examine the expedients brought in to delay discussions. This was the court of "audience of disputed letters" (audientia litterarum contradictarum), more usually called "the public audience. " [ ] It seems not to have been notably successful, and, in the end, only added yet another complication to the already complicated system.
There were also courts where the various cardinals were judges. But these were courts that only functioned when commissioned by the pope to judge a particular case. For the most part, they undertook the preliminary enquiries needed to bring out, for the pope or the consistory, the real facts at issue in the suit. Clement V greatly simplified their procedure; but there were two serious inconveniences? always, for those who made use of these courts. The one was that, since cardinals were liable, at any time, to be despatched on missions abroad, there was great uncertainty when the case before them would finish; and the other was the extent in these courts of what is best and most expressively described as "graft, " if not for the cardinal's services, then for those of his household and his officials.
The law administered in all these courts, [ ] to which suitors came from every diocese in Christendom -- they were indeed the only courts that could hear suits between sees in different ecclesiastical provinces [ ] -- was the canon law as this was promulgated in the great compendium of 1234, [ ] to which Boniface VIII had, in 1296, added a sixth book [ ] and John XXII, in 1317 [ ], the laws of his predecessor, Clement V -- the Clementines. It was a law made up of the decrees of councils, and decrees and decisions of earlier popes; some of these had been enacted for the generality of the Church, and others were decisions given in particular cases but establishing a general doctrine of law, and henceforward given force of law universally.
The first legal foundation of this massive, and -- by this time-scientifically organised, instrument of government was the collection of disciplinary canons of the earliest councils of the Church, as far as these were known, and of what rules of discipline could be found in the history of the earliest popes. Much of the more ancient part of this lore -- whatever its legal usefulness, or its intrinsic truth -- was, historically, mere apocrypha, the -- as yet unsuspected -- invention of ingenious ninth-century forgers, anxious to produce new and most convincing evidence in support of beliefs and practices long traditional.
These forgeries, which we know as "the False Decretals, " [ ] added nothing to the substantial foundation of the corpus of the canon law. Much more important was the influence upon that corpus, in its critical nascent years, of the contemporary revival of the study of Roman law. Like all the other early medievals, the first professional practitioners of the canon law (whether they functioned as legislators or in the ecclesiastical tribunals) could not have escaped -- even had they so wished -- the far-reaching influence of this great creation of legal thought. It is not so much that here is a code of laws ready made for a variety of occasions; but here is law as a body of coherent thought; here are legal principles and doctrines, laws seen as the fruit of law; and also a most remarkable, technical, legal language. [ ] The first founders of the canon law, as this appears from 1234 in the papal books, were no less skilled in the Roman law, the civil law, as it is also called; and in the legal procedure thence onwards built up by papal legislation, the influence of the Roman procedure in law is everywhere apparent. Roman influence is apparent elsewhere too, in more than one canon-law doctrine, and also in the spirit in which the canonists develop the administrative machinery by which the popes rule the Church divinely committed to their supreme authority. [ ]
It was not, however, the canonist who was the leading figure at the Avignon curia. The pope's most confidential adviser, the official whose word was necessarily most weighty, was the cardinal placed at the head of the finances, the Camerarius. [ ]
And here something must be said of a new practice -- not the invention of the Avignon popes indeed, but one which' they developed enormously, namely the reservation to the Holy See, and its use in practice, of the right to present to benefices throughout the universal Church. Here is the most striking act of the centralised papacy of the Middle Ages. It began forty years before the "Captivity" when Clement IV, in 1268, by the famous decretal Licet, declared that for the future the popes would keep in their own hands the nomination to all benefices vacant by the death of their holder while at the Roman curia. The principle set forth was speedily developed by succeeding popes. Boniface VIII, in 1296, extended "at the Roman curia" to mean within two days' march of the Roman curia. Clement V's extensions, and those of John XXII, as codified in the constitution Ex debito, bring within the papal reserve all benefices vacant through the deposition or privation of the last incumbent, or through his election not being' confirmed, or by his resignation made to the pope, or vacant by the incumbent's acceptance of a new benefice through papal provision or papal translation, and a host of other ingenuities. Further extensions followed until, by the end of Gregory XI's reign, almost every benefice in the Church was at the pope's disposal.
This new development inevitably increased the work and importance of the Camerarius. At every nomination, or concession of a provision, there were fees to be paid. At every death of a beneficiary nominated by the pope there were certain rights due to the pope. The Camerarius needed to have agents in every diocese of Christendom, and, because of the wide range of his department, no officer of the curia was so much in touch with the universality of the papacy's problems. By his office, too, it was the business of the Camerarius to know all about the rights and privileges of the Holy See everywhere. In political crises he was, for this reason, an extremely important person; and, financial transactions on his imperial scale necessarily involving contacts with governments, the Camerarius was, at all times, the pope's chief agent for the day-to-day business with the Christian princes; the political correspondence of the Holy See was done through his clerks; and his collectors -- who are already by this time the regular source of the Holy See's information about the state of Europe -- will one day develop into the nuncios who, with the Secretariat of State, to-day make up the papal diplomatic service.
The Camerarius had also his own system of courts -- with a special bar -- to hear and decide the inevitable, and innumerable, disputes about assessments and payments. He had a special prison at his disposal, and he controlled the papal mint.
The vast engine of collectors which the Camerarius controlled is, perhaps, to students of the vernacular literature of these times, to readers of Chaucer say, or of Langland, the best known, indeed the most notorious, feature of the "Avignon Captivity." It was, from the papal exchequer's point of view, a most admirably devised machine. Never before had so much milk been got from the cow. The system of taxes and charges was twofold; one series was payable at the curia itself, while the other was collected in the taxpayer's own diocese. In all cases it was a taxation of Church property and of Church revenues only.
All bishops and abbots paid, on appointment, one third of the annual assessed income of their see or abbey, and also a second tax which varied in amount from one twelfth to one twenty-fourth of this income; the receipts from the first tax (servitia communia) were divided between the treasuries of the pope and the sacred college, those from the second went to officials and to the officers of the cardinals. If the prelate was an archbishop he had pallium fees also; and if he were actually consecrated at the curia (or blessed) there were additional fees amounting to a sixth of what he paid as servitia communia. From these fees only those were exempted whose revenue was less than, say, £500 a year, present (1946) value. [ ] At fixed intervals bishops were bound to make, personally or through an agent, a pilgrimage "to the threshold of the Apostles" to report on the state of their dioceses, and to pay a special ad limina tax. There were of course, as in all governments, taxes and fees at every stage of the concession of privileges, licences, appointments; another source of revenue lay in the money payments to which vows and penances were at times "commuted." And there was also the tribute, paid annually by the vassal kings of Naples, Sicily, Aragon and England. [ ]
More familiar to the generality of Christians, however, were the taxes gathered by the small army of officials sent from the curia into every part of the Church. These taxes were of two kinds. First of all there were taxes levied for special occasions; the tithe for example, that is to say one tenth of the income of all benefices as this had been officially assessed, and the "loving aid" (subsidia caritativa). [ ] This last was, originally, a voluntary contribution made by a benefice holder in response to an urgent general appeal from the Holy See. But by the time of the Avignon popes it had ceased to be voluntary; the collector fixed the amount due, and delay was punished (as everywhere in the system) by excommunication.
The permanent taxes were, of course, a much more serious matter. The most profitable was that called Annates, the first year's revenue of every benefice after the appointment of a new incumbent. It was Clement V who devised this system, first of all for England only, in 1306, and for benefices vacant by the death of their holder while at the curia (apud curiam Romanam). Twenty years later this tax was extended to the whole Church for all benefices to which the Holy See had nominated. The number of benefices where the Holy See reserved to itself the right to nominate grew steadily all through the fourteenth century, and by 1376 hardly any see was exempted from this extremely heavy tax.
A second principal permanent means by which the popes drew on the resources of the clergy anywhere and everywhere was the right called "spoils." From the custom of pillaging the household goods of a dead bishop or abbot, there arose the retaliatory practice of the bishop or the abbot pillaging in the same way when beneficiaries died who were under their jurisdiction. As the Holy See became, more and more, the universal collator to all benefices of any value, it took over this right of spoils, and under Urban V it was extended to the property of all benefice holders whatsoever, regular or secular, wherever they died. The local representative of the papal collector entered into possession. He paid all debts due for work that had profited the Church or the benefice, and he paid off the servants. The dead man's heirs were given his books and all else that had been bought either with his private fortune or from the fruits of his own industry. The church ornaments and plate the collector left undisturbed (unless he could prove these had been bought out of benefice revenues in order to defraud the pope) and he did not take the food, wine, cattle and tools. But the rest he sold up. These sales of the moveables of dead bishops often brought in vast sums. Their best vestments and church plate the popes often kept for the papal treasury; and they also kept the valuable books. So, between 1343 and 1350, their library at Avignon was the richer by no fewer than 1,200 valuable works. [ ]
As the popes now claimed the first year's revenue of the newly-appointed holder of a benefice, so they also began to demand all the revenue for the time the benefice had lain vacant. A final, general, permanent charge on sees was that levied for dispensations for procurations. A "procuration" was the amount of money which a bishop had a right to receive when he made the visitation of a benefice. Originally this was no more than hospitality for himself and his suite. But, gradually, it had become a money payment and in 1336 the maximum amount was fixed by a law of Benedict XII. The practice now began that bishops begged the Holy See for the right to exact the procuration even though they had not made the visitation, and the popes began to grant such petitions, on the understanding that the bishop paid to them a fee that varied from a half to two-thirds of the sum he himself received. The bishops next endeavoured to recoup, by a diocesan tax, the sums they had been compelled to disgorge to the curia, but here the popes intervened and a law of Urban V, in 1369, forbade the practice.
How far did the system really work? What sums of money did it bring in? The accounts of the central exchequer, and of the collectors dispersed through the different sees of Christendom, survive in very large part and they have been extensively studied. [ ] From them we can trace the financial history of the Avignon popes through fifty years of fluctuating solvency to a final state that borders on chronic bankruptcy. For expenses always outran receipts, and it was upon a papacy that had exhausted its own resources, that had scarcely any effective hold on its own territories, and that had severely tried the patience of Catholics everywhere, that the terrible crisis of the Great Schism fell.
On the death of Clement V (1313), there was a sum of something more than 1,000,000 golden florins in the treasury. But the dead pope's generosity to his heirs left his successor, John XXII, little more than 70,000 of them. It is this pope who was the chief architect of the system just described. The new taxes which he devised, and the system of collecting them, raised the revenue to an annual sum of 228,000 florins. Expenses, however chiefly due to the wars in Italy -- topped receipts throughout his long reign, and John XXII would have died insolvent but for loans and timely legacies. As it was, he left to the new pope, Benedict XII, a fortune of 750,000 florins. Under this Cistercian pope drastic economy ruled, and the Italian wars slackened; Benedict was even able to remit taxes (including the highly profitable first fruits) and to manage on a revenue of less than a fourth of what his predecessor had enjoyed. At his death (1342) the treasure, nevertheless, amounted to more than 1,100,000 florins. But Clement VI, to whom all this came, was the most princely of all these popes in his way of life, a pale but sinister forerunner of the Medici and della Rovere of the next age. As his expenses mounted, the taxes mounted too. Soon the revenue was 188,000 florins, threefold what it had been under Benedict XII. But, even so, it did not nearly suffice, and the pope was forced to borrow. To Innocent VI, who succeeded him in 1352, Clement VI yet managed to leave 300,000 florins. The next ten years are the last in which the financial situation is even tolerable. Taxes contrive to mount indeed, and the annual revenue rises to a quarter of a million florins, but the war in Italy is once more raging violently and it eats up all this and more. The Holy See falls now into a chronic state of debt; and under the last two of the Avignon popes, Urban V (1362-1370) and Gregory XI (1370-1378), though the hold on benefices is pushed to the extreme limit and the taxes are crushing, the financial history of the Apostolic See is one long misery.
The discontent which the system caused was general and it was immense. Where did the money go? To judge from the discontent, as the new popular literature expresses it, the complainants, naturally enough, saw it as the life blood of the princely style in which the Avignon popes lived, the means by which they maintained one of the most splendid courts of the time. But modern study of the accounts has made it clear beyond all doubt that the amount spent on the court was small indeed compared with the sums swallowed up by the endless wars waged in Italy for the recovery and defence of the papal states. The total revenue received by John XXII, for example, in the eighteen years of his reign, amounted to 4,200,000 florins. [ ] The household expenses for one year that we know (1329-30) were 48,600 florins [ ]; if this were an average year the total on this account would be in the neighbourhood of 875,000 florins; but the Italian wars cost this pope no less than 4,191,446 florins. [ ] Nothing so sweals away the riches of a government as war.
We do not, however, need to turn to the poets, the novelists and the satirists of the time for evidence of the immense discontent, nor to the papacy's foes. We can find it in the outspoken comment of such personages as St. Bridget of Sweden and St. Catherine of Siena, and, even, in the very account books of the collectors. And were there no evidence at all, given the facts of human nature, we could surely take it for granted; at no time would men ever have continued to suffer such a yoke in silence. In France the royal officials systematically did all they could to hinder the functioning of the system -- and it was in France that the business was best organised, for there were as many collectors for France as for all the rest of Christendom together. In Germany the collectors were frequently attacked and imprisoned, and at times the clergy banded together in non-payment leagues, taking oath to stand by one another if penalties were inflicted. In England the joint business of the taxation of benefices [ ] and the extension of the papal right to collate, raised a very great storm indeed.
England, since King John's surrender in 1213 to Innocent III, had been subject to the Holy See in temporal matters too, that is to say as a vassal to its suzerain. But this had never hindered the English bishops from protesting strongly against the popes' provision of foreign clerics to English benefices; and the barons -- speaking for the lay patrons whose rights were thus, at times, curtailed -- were more vehement still. The one personage in England whose action was always uncertain, and ever seemingly inconsistent, was the chief patron of all, the king. Whatever the king's personal resentment at new extensions of the papal claims to collate and to levy taxes, he had usually too great a need of the pope's aid in the complexities of international diplomacy to allow his resentment free play. From the time of Edward I (1272-1307) onward England offers the interesting picture of laity eager to protest against this papal policy and to check it, of clergy willing to connive at the protest, and of the crown seeking to use this situation as a means whereby to coax, or coerce, the pope in other policies.
The first anti-papal, parliamentary event to have any lasting effect was the debate in the Parliament of Carlisle in January 1307, the last parliament of Edward I's reign. Here all the grievances of the time were set out in a petition to the king: complaints about papal provisions as an injury to the rights of patrons, about papal claims to first fruits. The king listened to the petition but it was not allowed to mature into a law. The one law certainly made in this parliament [ ] is a prohibition against monasteries which owe obedience to foreign superiors paying taxes and tributes to them or lending them money.
Edward I died within six months of the Parliament of Carlisle, and in the twenty years' anarchy of his successor's reign -- Edward II -- there is more than one protest from the clergy against the double taxation to which they were now beginning to be continually subjected: the popes taxed them for papal purposes, and the kings taxed them -- with the popes' permission -- for national purposes. Edward II, like his father before him, seized the priories subject to alien superiors and confiscated their revenues for a time; and in 1325 a royal writ ordered the bishops to ignore all papal bulls unless the king had given leave for their introduction into the realm. [ ]
But the events of 1307 bore no real fruit until the reign of the next king, Edward III (1327-1377). Once Edward III had begun the great war with France (1338) it could not be long before the English kicked hard against the French popes. Not only were the French legates these popes employed unpopular, but by the papal hold on appointments, and their taxation of English clerics, good English money was now flowing, via the papal treasury, into the war fund of the national enemy. [ ] In 1343 a bill was introduced into parliament to make it a penal offence to bring into the country any bulls from the pope, any provisions to benefices, or reservations, and forbidding the acceptance of such provisions; also, clergy who, on the basis of such provisions, brought suit, either against the patron of a benefice or against the incumbent whom the patron had presented, were also to be punished. In 1344 the penalty of outlawry, perpetual imprisonment or exile was proposed against those violating this law; also, a most significant addition, the same penalties were to be enacted for those who appealed in these matters from the royal courts to the Holy See. Neither of these projects passed into law. For the moment the king held back the indignation of his subjects. The barons, in May 1344, sent a petition of grievances to Clement VI, but the pope answered evasively. In 1347 the barons made a new attempt to enact the bills proposed in 1343 and 1344. They were again not successful. These hints to the papal officials, threats of what might be done, were wholly without effect at Avignon, and the king at last consented to allow the enactment of a statute. So there was passed, in 1351, the first Statute of Provisors. [ ] This famous law begins by telling the story of the Carlisle petition of 1307, and makes its own the complaint of that document that the papal policy of granting English benefices to foreign clerics -- who are always absentees -- is doing serious harm to every kind of religious activity. Now, in 1351, the mischief is worse than ever. English kings are bound, by law and by their oaths, to provide remedies for it. So, with a statement that the legislation of 1307 has never been repealed, it is now enacted that all elections of bishops and abbots are to continue to be freely made by the various chapters, and that all ecclesiastical patrons are freely to present to the benefices in their gift, and that where the Roman curia "in disturbance of the free elections, collations or presentations aforenamed" has made provision of a benefice, the presentation is, for that occasion, to fall to the king. Anyone who, fortified with a papal provision, presumes to disturb the person presented by the king or by an ecclesiastical patron, [ ] is to be arrested and, on conviction, imprisoned until he pays a fine left to the king's discretion, makes satisfaction to the party aggrieved and also gives security that he renounces his claim and that he will not prosecute his suit or make any appeal in the pope's court. If the provisor cannot be found he is to be outlawed.
Two further acts of parliament supplement the Statute of Provisors and, thereby, perfect this new instrument of royal control of Church affairs; they are the Statute of Treasons (1352) [ ] and the Statute of Praemunire (1353). [ ] The first of these was enacted in order to state with precision what those offences were which amounted to high treason, and one clause of the statute declares that all who procure from the papal curia any provison to a benefice fall outside the king's protection; they are outlaws and whoever finds them may do as he wills with them. This is only incidental to the main purpose of the act, but the papal jurisdiction in matters of benefices is the very subject of the second statute. This first Statute of Praemunire does not indeed make any mention of the pope or his courts. It declares that many of the king's subjects complain that they are cited abroad to answer in a foreign court for things cognizable in the king's court, [ ] and also that appeal is made to "another court" from decisions in the king's court. This is a manifest injury to the king's authority and to the common law. So it is now enacted that whoever, bearing allegiance to the king, thus draws another out of the realm, or who sues in another court to defeat a judgment given in the king's court, shall be given two months and a day to answer personally in the king's court for this contempt. If he comes not -- and here follows the penalty known henceforward as a Praemunire, and still good law for various offences -- he is from that day outside the king's protection, the whole of his property is forfeited to the king, and when found he is to be imprisoned for as long as the king chooses.
Papal presentations to benefices in England are, from this time onward, by English law, null. It is a crime to procure them, and a crime to make any appeal to the pope's courts to bring about the execution of the pope's provision -- and indeed a crime to make any use of the pope's court for matters where the king's court claims jurisdiction. Here is the most ingenious instrument so far devised by which a nation can check the pope's universal power of control over the Church. The interesting thing is that the kings made almost no direct use of this instrument. The next forty years saw many conflicts between the English and the popes; in 1364 the penalties of Praemunire were renewed in an act of finer mesh that brought in all those accessory to the offence of using the pope's courts; in 1366 the whole nation repudiated for ever the papal suzerainty; in 1369 the alien priories were seized once more, and their monks finally banished in 1377; strong complaints were made in parliament in 1376 about the heavy papal taxation of English benefices and the luxury in which the collectors of these taxes lived -- and also of the way in which the best of the benefices went to absentee cardinals of the papal curia. The Statute of Provisors was evidently not in operation -- even as a threat it was hardly effective; and there was thus no occasion for the Statute of Praemunire to be put into force. The fact was that the king continued to find the pope useful, and had no desire to begin a major quarrel on such a general issue as underlay these English statutes. In the Concordat of Bruges, of 1375, neither side raised the issue of principle; and both agreed to annul actions which contravened the legal arrangements made by the other, and to remit the penalties incurred. But in 1390 the Statute of Provisors was re-enacted, [ ] and in 1393 the Statute of Praemunire. [ ]
To accept a benefice in contravention of the law entailed, from now on, banishment for ever; and the same penalty was decreed against whoever harboured those so exiled. Also all who brought into the realm any summons, sentence or excommunication affecting those who put the Statute of Provisors into execution were liable to capital punishment. The new Praemunire law declares its motive to be the recent acts of the pope. [ ] He has excommunicated English bishops who, in accordance with English practice, have instituted to benefices the presentee declared to be such by a decision of the king's court; and he has planned to translate bishops from one see to another, without their consent and without the king's consent -- which translations go against English law, and to acquiesce in this policy would be to submit the crown of England to the pope. At the suggestion of the Commons the king has put the matter to the Lords temporal and spiritual. The barons, like the Commons, agree to stand by the king. The bishops and abbots will neither deny nor affirm that the pope can so excommunicate or translate bishops, but they agree that such excommunications and translations are against the king and his crown. And it is thereupon enacted that all who have any share in such excommunications or translations "or any other things whatsoever which touch our lord the king, against him, his crown, and his royalty or his realm" incur from now on the penalties of Praemunire.
The effect of all this legislation -- against which, in 1426, Martin V protested strongly but in vain -- was to make the king so far master in his own house that, although the popes continued to name and provide to benefices, and Englishmen to accept the provision, in contravention of the law, none was named to whom the king had any objection; and to bishoprics the popes always provided the man the king named to them. Not until the closing years of the fifteenth century was any foreign absentee cleric named to an English see, and then it was done at the king's request, the cleric provided being the king's ambassador at the papal court. [ ] The laws brought about a tacit understanding between the papacy and the crown -- so long as pope and king continued to be friendly the laws might as well not have existed. But the instrument lay by, ready for service whenever crisis came. Thanks to these laws, long before Henry VIII's new invention of the Royal Supremacy the English were well habituated to a very great measure of royal control in religious affairs. It is no more than the bare truth to say that Henry's Catholic ancestors had furnished him, not only with an armoury of useful precedents, but with more than one of the main instruments his policy called for. [ ]
In the end, the curia broke down these alliances of princes and people against its claims, by the simple policy of offering to the prince a share of the tax; and by a system of agreement as to the candidate to be provided to the vacant sees, it gained the princes as allies against the discontented chapters now deprived of their right to elect.
But to the last the papacy remained powerless, comparatively speaking, in Germany, where the bishops were themselves sovereign princes. Here the chapters -- close corporations with their membership reserved to aristocratic and princely families -- steadily ignored the system of papal provision and elected their own candidates. There are stories of the canons, arms in hand, driving out the papal nominees; and one Bishop of Wurzburg even forbade, under pain of death, that anyone should bring into his jurisdiction a papal provision. To assert their rights, in the face of such opposition, and to avoid at every vacancy conflicts which would never end, the popes were reduced to the miserable expedient of first quashing the election (as invalid) and then themselves nominating to the see the man whom the chapter had elected.
Gradually, however, the system of papal provision established its hold almost everywhere, and it is one mark of the new state of things that prelates now begin to style themselves, "Bishop of X by the Grace of God and the favour of the Apostolic See."
It was once a thesis largely taken as proved that one thing alone had produced this system of papal provision, to wit papal greed for power and money, libido dominandi. Certainly abuses now began to flourish as never before; and it was perhaps the immense fact of the abuses that distracted the attention of scholars from the question why the popes came to construct and to extend this system of reserving benefices to their own appointment. There is a world of evidence [ ] that the elective system had, by the fourteenth century, so broken down that, in one see after another, it led to double elections, to doubtful elections, to disputes, riots, feuds, and even to schisms. It is also becoming certain that the popes were really alarmed at the fact that, in Germany, religious life was passing into the control of a laicised clerical aristocracy, whose power they were resolved to break by destroying their right to co-opt others of their kind as their successors. A very high proportion of the opposition to the system of papal provisions -- as distinct from the opposition to abuses in the system -- came from that lay aristocracy whose hold on religion the popes had been steadily fighting ever since the days of Gregory VII. It is only in recent years that a study of the actual process of Provisions as a working system has begun to reveal these all-important elements of the question. [ ]
They are, indeed, all-important elements, because the terrible abuses which, in the end, accompanied the system everywhere did more than anything else to bring about that indifference of Catholics to the cause of the Church as such, which is, perhaps, the chief single cause of the collapse of Catholicism in the sixteenth century. For with papal reservations the systematic practice grew of giving papal dispensations for the same man to hold more than one benefice -- the grave abuse called pluralities; an easy way for popes to reward (or to maintain) high officials to whom they could not pay a sufficient salary. [ ] With the appearance of pluralities as an ordinary feature of high ecclesiastical life, there came simultaneously the inevitable, related abuse of absentee pastors -- bishops or parish priests -- who drew the revenues while some deputy did the work (in his fashion) for what stipend the titular could be compelled to pay. Here are the seeds of incredible scandals, of sees left for generations without a resident bishop, and of bishops appointed to sees solely for the sake of the revenue they will draw from them, bishops who do not so much as trouble to seek consecration, nor even ordination as a priest. It is now that the hideous ulcers begin to form which disfigure the Church of those later years in which were born such iron reformers as St. Ignatius Loyola and St. Charles Borromeo. And over it all there begins to be noticeable the stench of accretions of immense ecclesiastical wealth, [ ] of wealth acquired or wealth desired; wealth that comes according to law and by lawful dispensation; wealth that comes against all law, in ways no dispensation can legitimate -- by simony. It is one of the greatest sources of all these evils that the benefice -- an ecclesiastical office that carries with it a right to a sure, ascertained income -- comes more and more to be discussed as a property (which of course, in part, it is) and that considerations of Canon Law rather than Pastoral Theology inspire the discussions.
The main problem of the Church in this century of the Avignon popes
is, of course, the eternal problem, how to keep men good, how to keep them
up to their obligations and their professions. It was one great, and inexplicable,
weakness of these popes of the later Middle Ages that they never devised
a system of training adequately the parochial clergy. Laws of clerical
behaviour there were in plenty; on every possible occasion they were proclaimed
anew, and when opportunity offered they were stiffened up enthusiastically.
But none of these popes seems ever to have taken stock of the problem as
a whole, to have proposed or considered such a reconstruction as, for example,
John XXII introduced as a solution for the disorders that for so long had
vexed the Friars Minor. Denunciation of sins there is indeed in plenty,
but nowhere a constructive policy that will affect, as well as the causes
of sin, the circumstances that serve to assist these causes. The "State
of the Church" problem begins now to be chronic, and to the official
ecclesiastical world it is in danger of becoming an inevitable element
of Christian life. Officialdom never ceases to protest against abuses,
nor to call for amendment; but it never effects any substantial lasting
improvement. The day comes, at last, when the whole framework begins to
fall apart. By that time the papal control of the whole initiative of Christian
life has been, for centuries, a fact known to every Christian man; it is
not possible so to take on the burden of a universal administration and
to remain untouched in the hour of disaster. The papacy was to feel the
full force of the storm, and nowhere more than in the collapse of men's
faith in the divinity of its origins; and in that same day it would be
seriously suggested as a necessary measure of reform, that the totality
of the religious orders be abolished.
ii. The Popes, 1334-1362
John XXII had survived to the great age of ninety. He was active and mentally vigorous to the end, and in some respects his death seems to bring to a close a whole age. It was not merely that the pope was so old that he could recall the momentous pact between the great French pope, Urban IV, and the crown of France from which had come the destruction of the Hohenstaufen (and also the new menace of the Angevin princes); nor that, in him, there had been active a personality formed as long ago as the age of St. Louis IX. But John XXII was the last of the series of popes whose genius created the canon law; with him there was finally brought to completion the work that had begun with Gratian's own pupil, Alexander III. For a hundred and seventy-five years now the genius of that first great papal jurist had dominated the public action of the papacy. In all that time the great popes -- with scarcely an exception -- had been great canonists, churchmen who had viewed their world, and worked for its betterment, through the medium of this new great instrument. It was then a striking reversal of history that John XXII was succeeded by a pope who was a theologian and a monk, and that in this pope, Benedict XII, there reappeared for the moment the kind of pope who had characterised not so much Gratian's age, but rather the age that had produced Gratian, the golden age of those monastic popes who, from the time of St. Gregory VII, had pulled the Church free of the slough of the Dark Ages.
Benedict XII was still, at the time of his election, a faithfully observant Cistercian, after nearly twenty years spent in public life. Inevitably he was a reformer. There was already much to reform; it is now indeed that we first begin to meet, as an acknowledged feature of Christian life, the "State of the Church" problem. Benedict XII -- it is his great glory -- gave himself wholeheartedly to its solution. Though he was still some months short of fifty when he was elected, he reigned for little more than seven years, but in that time he laboured to restore or remodel every one of the greater religious orders. To this fruitful activity the Bullarium is a simple and striking witness, where Benedict's decrees occupy three times the space taken by the acts of the longest-lived pope of all this period. [ ]
The Cistercian pope came to the supreme charge with an enviable record as a good, competent and hard-working bishop in the two poor country sees he had occupied. [ ] He seems to have been especially successful in his work against the heretics -- Vaudois and Cathars -- who still lingered in those mountainous regions. This was, however, hardly the career to train a man for the first place in the government of Christendom. The monkpope's inexperience of diplomatic business, and of general politics, was to cost him many a reverse, and a certain narrowness of outlook was to give some of his monastic legislation a rigidity of detail that would not stand the strain of practice. But Benedict has the great merit that he recognised the nature and the scale of the evil of monastic decay, and much of what he did remained until the Council of Trent -- and has remained even to our own day -- the basis of the organisation of the great religious orders. [ ]
The pope began early, sending home from Avignon, only a month after his election, the innumerable bishops who had deserted their sees to live there in expectation of favours to come. In May 1335 he abolished the iniquitous system of granting abbeys to non-resident abbots (who, often, were not even monks) to be held in commendam, and in December of that same year he revoked all grants made of the next appointment to benefices. The system of papal provisions he maintained, but showed himself most conscientious about the qualifications of those to whom they were granted -- so conscientious, in fact, and so personally concerned, that the system began to break down, the pope keeping places vacant for months until he found a man thought really suitable. He was a striking exception to almost all the popes of this and the following century in his horror of nepotism, and he was almost as exceptional in his disregard of the wishes of ruling princes about appointments.
Something has already been said about Benedict XII's share in the remodelling of the Curia Romana. He showed himself a deadly enemy to the systematic jobbery that disgraced it, and in the first month of his reign there was a general flight from Avignon of guilty officials anticipating discovery and punishment. The history of the papal finances during this century shows how Benedict XII was able to carry through the work of building the great palace of the popes at Avignon, and yet leave the treasury in good condition, despite a generous surrender of fruitful sources of revenue. This was due in part to the pope's careful administration, but also to his resolute abandonment of the war policy of his predecessor. At the very outset of the reign Benedict XII declared explicitly that he would not resort to war even for the defence of the territories of the Church. The Church, he declared, could in the long run only lose by using such a means. [ ]
Benedict XII secured peace also in the heart of the curia, in the delicate business of the pope's relations with the Sacred College. For he habitually worked with his cardinals, discussing all matters fully with them, and labouring to win their consent to his plans. He was sparing in his creations, adding only seven to the college, in the consistory of 1338, of whom all but one were French, and four were religious. In the next conclave there would be eighteen cardinals, fourteen of them Frenchmen.
The work of Benedict XII as a restorer of the life of the religious orders began with an attempt in the bull Pastor Bonus, [ ] to check an evil from which none of them was free, the presence all over Europe of monks and friars who, on one pretext or another, had taken to live outside their cloisters. Superiors were urged to find out where their missing subjects had gone, and were given new powers to compel their return. They were also to work for the return of those who, without proper authorisation, had made their way into other orders, and to make provision for the return of those who had abandoned the monastic state altogether -- the apostates in the technical language of the canon law. To make the path of these last unfortunates smooth, the superiors were authorised to lighten the penances due for this offence, and indeed Benedict urged upon them that clemency was a duty.
Next the pope took up the reform of the several orders, Cistercians, Benedictines, Franciscans, Dominicans and Augustinian Canons-Regular. In every case he took the superiors of the order into his confidence, and -- with the exception of the Dominicans -- they all agreed to, and accepted, the reforms he proposed.
Two abuses, the Bull Fulgens, 12 July, 1335, suggests, lie at the root of the Cistercian decay, namely the abbots' disregard of the monks in their administration of the monastic properties, and the growth of new customs which have destroyed all real community life. The pope, in great detail, now forbids abbots to alienate property, to grant leases, or to contract loans without the consent of their monks. Abbots are to take an oath to observe this law, and their officials also. The bursars of the monastery, who are to be appointed by the abbot and the senior monks, are to render a quarterly account. Abbots are henceforth to be fined who refuse, or neglect, to attend the general chapter of the order -- that mechanism whose good functioning is the condition sine qua non of Cistercian well-being; and new powers are given to the superiors of the order to punish those abbots who neglect to pay their quota to the order's general fund, which fund is to be collected and administered according to rules put beyond the chapter's power to alter. The order is sternly recalled to its first austere ideals, by decrees that forbid all use of silver plate, and that limit to a single companion the train of abbots en voyage. There are to be no more dispensations from the rule of perpetual abstinence from flesh meat, and those hitherto granted are revoked. Breaches of this rule are to be punished by three days of bread and water, and a flogging. [ ] Abbots and monks alike are to wear the same simple habit. All are to eat the same food, in the one common refectory, and all are to sleep in a common dormitory -- where cells have been built they are to be destroyed within three months, under pain of excommunication. There are to be no more arrangements to divide revenues as between the abbot and the community, and concessions of this sort are revoked. Abbots who break this law are to be deposed, and the monks imprisoned. A long section which forbids the abuses by which monks have, in fact, become owners, says much, in its carefully detailed prohibition, of the general decay that has come upon the fundamental monastic ideal of voluntary poverty. Finally, there is a careful provision for monastic studies. In every abbey a master is to be engaged who shall teach grammar, logic and philosophy to the young monks; and every year monks are to be sent -- in the proportion of one for every twenty monks in the monastery -- to the various universities, Paris, Oxford, Toulouse, Montpellier, Salamanca, Bologna and Metz. Monks found suitable for university degrees in theology are to be left to complete their course, but none are to study canon law, the science which is the high road to ecclesiastical preferment and a standing temptation to the monastic vocation.
The bull in which Benedict XII sets his hand to the restoration of the classic monachism of St. Benedict is one of the longest of all. [ ] It repeats very largely the provisions in the Cistercian reform about care for monastic property, for a revival of the life in common, and for study. It recalls the famous decree of 1215 which imposed on the Benedictines the Cistercian invention of provincial chapters, and it went a step further in the same direction by now grouping the Benedictine houses of the various countries into provinces, thirty-one provinces in all. [ ]
The same defects in the community life are legislated against, yet once again, in the long bull that remodels the Augustinian Canons. [ ] The abbeys and priories of this rule were, seemingly, establishments on a very much smaller scale than the Benedictine or Cistercian monasteries. Special reminders are given that the canons are not to go hunting, nor to carry arms without the leave of their superiors; and again that conspiracies, and sworn pacts amongst the brethren, are to be sternly put down.
Benedict XII did not wait to be crowned before he publicly expressed his opinion on the state of the order of the Friars Minor -- still, it may be supposed, unsettled by the late tragedy of Michael of Cesena and Ockham. In the Advent Consistory of 1334 the pope reproached the Franciscans with their tendency to heresy, their scorn for the hierarchy, their relaxed discipline and their revolutionary turbulence. Two years later the bull Redemptor Noster [ ] prescribed appropriate remedies. The tone of the bull is extremely severe. Yet once again, all tendencies towards the "Spiritual" movement are condemned; the friars are bidden to take more seriously the duty of the choral recitation of the Divine Office, all are to be present at it, and there is to be no levity in carrying it out. Once again there are special laws to restore a common table, with silence and reading during meals. The brethren are to be given sufficient food; and all are to have the same food, clothing and sleeping quarters -- superiors and subjects alike -- so that none may have excuse to live lives of their own outside the community. The greatest care is to be taken as to what friars shall preach outside the convents. None is to be sent unless of mature years and formed character; and even so, he is not to go unless with a kind of passport that states exactly what his mission is, and until what date he is lawfully outside his friary. [ ] One very necessary condition of good preaching is theological knowledge, and Benedict XII is here most insistent In addition to the studies made in the convents of the order; he decrees that every year three friars are to be sent for theological studies to the university of Paris, three to Oxford and three more to Cambridge -- all of whom must first have read the four books of Peter Lombard with the commentary of approved doctors. [ ] The pope goes out of his way to insist that all friars thus engaged in studies are to be treated with special care and respect by their brethren, and lays down that each convent shall be plentifully supplied with books of grammar, logic, philosophy and theology. Also, there is to be a careful censorship of new publications.
The Minister-General of the order is to visit personally, within ten years of his election, all the provinces -- except Ireland, Greece and the Holy Land, to which remote territories he is allowed to send a deputy. Finally -- a most important innovation -- novices are to be sent for their training to a special house, under the care of a special "master of novices"; and until they reach the age of twenty-five the professed friars also are to be under the rule of a "master of the professed."
When Benedict XII publicly lectured the Franciscans in 1334, he held up to them as a pattern of life their great rivals, the Friars-Preachers, even saying that St. Dominic headed all the orders. It is a curious irony that with the Dominicans alone the pope's efforts at reform failed, and even produced a violent struggle, that only ended with the pope's death.
Benedict XII died, all too soon, after a short seven years and a half, before he had had time to do more than promulgate his many schemes of reform. His austerity and his reforms gained him enemies everywhere, and especially among the courtiers and humanists. He died one of the most reviled of all the popes. Yet if there is any other of the long line whom this great Cistercian brings to mind, it is the Dominican, St. Pius V, the one undoubted glory of the Counter Reformation. So great then was the effect of a saint upon the papal throne, when a saint did finally appear there, that even his naturally easy-going successor was compelled to a faithful continuation of his work. Benedict XII was less fortunate. Those who had chafed at the new rigour had their way in the conclave which followed his death. [ ] His successor, Clement VI, was also, it is true, a monk; he was a brilliant man of affairs, and an experienced administrator, but one who, by the prodigality with which he scattered dispensations of all kinds, ruined much of his predecessor's work. The next ten years' reign was indeed a time "du laisser-aller et des largesses." [ ]
The crowd of needy clerics that had lately fled Avignon now returned, at the new pope's express invitation to send in their petitions within two months. To satisfy them, and as a means to put into execution his own express declarations that "no one should leave a prince's presence discontented," and that "a pope ought to make his subjects happy," Clement extended the reservations of appointments to cover the whole field of benefices. When complaints were made of this prodigal use of his authority, he had but one word, "My predecessors did not know how to be popes." Whether these sayings are really authentic, they undoubtedly describe the spirit which reigned at Avignon for the next six years -- when the Black Death suddenly descended and carried off half the population. [ ]
Clement was liberality itself to his own innumerable relations and to the French kings, [ ] and to his princely neighbours, lending them huge sums of money. He completed the great palace that Benedict XII had begun, and it was he who, in 1348, finally bought from its lord the city of Avignon. Upon Clement VI there lies the main responsibility for the chronic bankruptcy in which the popes henceforth laboured. In many respects Clement VI is an unique figure among the Avignon popes, and it is of him alone that the conventional picture of an Avignon pope is true. The fourteenth century was a time when ways of life were rapidly growing more luxurious, and that clerical life -- the life of the clerical aristocracy -- reflected this is, of course, yet another evidence of religious decay. "The pope," says M. Mollat, examining critically the charges brought against the Avignon popes, "regarded himself as a king, and as a king he surrounded himself with a magnificent court where the cardinals took the position of princes of the blood-royal. . . . In the fourteenth century no power, not even one essentially spiritual in kind, could dominate the world, if its means of action were not based on territorial property, on moneyed wealth, and above all on that pomp and circumstance which simple folk have always looked on as the characteristic evidence of wealth and authority. . . . The example given by the pope became contagious. . . . The clergy began to dress sumptuously, wearing the check silks and long-toed shoes which were then the height of fashion and, what went contrary to all ecclesiastical custom, with their hair allowed to grow its length." [ ] That a pope who chose to live in such a style -- a pope who was still in the prime of life -- should be accused of grave moral offences is not surprising. Petrarch, especially, has piled up against the memory of Clement VI "un requisitoire accablant." [ ] But Petrarch is far from being a disinterested witness, and a very different kind of testimony must be adduced before Clement VI can be condemned for this also.
Clement VI's reign was marked by two great catastrophes, the effective opening of the Hundred Years' War between England and France, and the Black Death. The immense upheaval caused by the war in the social life of both countries is a commonplace of general history. In that general deterioration -- and from that deterioration -- the religious life suffered too, as it must, when such calamities come upon a generation where religion is already failing and lacking zealous and competent leaders. [ ]
The Black Death is the special name given to the great plague which, between 1348 and 1350, visited every country of Europe in turn, carrying off from all of them between a third and a half of the population. The witness of the contemporary writers in all these various countries is roughly concordant. In the proportion of dead to survivors which they give their accounts tally, as they do in the description of the symptoms and course of the disease. What the effect -- the immediate effect, first of all -- was of this sudden appalling catastrophe on the general spirit of the age, on its religious organisation and life, on its social and economic history, no one has yet worked out in detail, with the full contemporary documentation which the proof of any thesis about the matter must call for. The old theory that the Black Death wrought an immediate revolution in modes of land tenure, and was the cause of an immediate social upheaval, no longer has the universal approval of the historians. And the readiness of apologists to lay to the score of this great plague all the ills which manifestly afflicted religion a hundred and fifty years later, has bred an equally unscientific tendency -- in people who are not apologists -- to speak as though it were impossible that the unprecedented calamity could have had any really important lasting effects. [ ]
It was in the early weeks of 1348 that the disease first appeared in the West, at Genoa, brought thither by a ship from the Genoese colony of Caffa in the Crimea. Thence it rapidly spread to Venice, where 100,000 died, and down through central Italy, to Florence, where again 100,000 is given as the number of the dead, and to Siena, where 80,000 died, four-fifths of the population. Sicily was especially its victim. At Marseilles, where the disease began to show itself in the same month it arrived at Genoa, 57,000 died in a month -- two-thirds of the population -- with the bishop, all his canons, nearly all of the friars. The ravages at Narbonne and Arles and at Montpellier -- the seat of the great medical university of the Middle Ages -- were just as severe. Avignon suffered still more severely, losing more than half its population in the seven months the plague raged. As the year wore on the contagion gained the north of France, 80,000 falling victims at Paris, and in July it reached the south coast of England, whence it spread, during the next eighteen months, over the whole of the country.
No part of northern and western Europe escaped. The plague ravaged Spain in 1349 and, crossing the Alps from Italy, it passed through Switzerland and the valley of the Rhine to Germany and to the Low Countries, and by Denmark to Sweden and Norway. The ease with which the infection was taken, the speed with which death followed, the seeming hopelessness of the case once the disease took, caused everywhere the most terrible panic and, with the general fear, a general feeling of despair that showed itself in wild outbreaks of licentiousness.
At Avignon the luxury-loving Clement VI rose to the occasion, organising what scientific knowledge was at his command, sanitary services and medical aid; and, when the horror and the terror found an outlet in a furious burst of anti-Semitism -- the Jews had caused it all by poisoning the streams and wells -- especially in the Rhineland cities, the pope intervened to denounce the calumny, and threw open his own state to the persecuted fugitives.
Gradually, in the winter of 1349-1350, the plague wore itself out, and the survivors slowly took up the task of reconstructing their social and political life. Ten years later the disease appeared again (1361), to ravage France and England once more, and more severely than any plague, except that of 1348. Who shall reckon the extent of the moral disaster of these visitations? Did they indeed, coming at a time when spiritual resistance was already low, take the heart out of the Middle Ages?
Certainly the Black Death was not the sole begetter of the complication of spiritual evils under which the medieval organisation of religion ultimately went down. But in many respects life was never the same. The population seems never to have climbed back to its earlier density, the elan of the earlier time was never recovered, the note of despondency, of pessimism. in religious writers is now hardly relieved, the spring has indeed been taken out of the year. One particularly heavy loss ought to be mentioned. The Church, considered as a great organisation of human beings, finds itself henceforward faced with the insoluble problem of staffing its innumerable conventual institutions from the depleted and less generously-spirited population. The thousands of its great abbeys depend, ultimately, for their spiritual effectiveness on the diligent performance of the Opus Dei, the daily round of solemn liturgical prayer. If in an abbey, over a long period, there are not monks or nuns enough to ensure this as a matter of course, its end as a spiritual power-house is inevitable; and not only does the semi-derelict abbey cease to be useful to religion, it is a parasite, an active source of new serious weakness. And more and more this now came to pass. Very few indeed were the abbeys which, after the plagues of the fourteenth century, ever regained the full number of religious needed for the fullness of healthy community life. From such a situation there was but one way out -- the suppression and amalgamation of the depleted houses, retrenchment until better times should come. It was not taken. The great monastic reforms of Benedict XII were thus, at the outset, seriously checked by the social catastrophe that fell so soon after they were decreed, and then by the ensuing development, within the world of monasticism, of an entirely new situation.
Innocent VI, who succeeded Clement VI in 1352, was, in ideals and intention, another Benedict XII. But he was already a very old man, vacillating and despondent, and from the outset depressed by the immensity of the task his lighthearted and prodigal predecessor had bequeathed to him.
The conclave which elected him lasted little more than a day, but the cardinals found time to draft the first of those election pacts -- called capitulations -- which are an eloquent sign of new anti-papal tendencies, even in the Sacred College, and which were from now on to be the bane of pontifical activity. This pact, to which all the electors swore, bound the future pope in such a way that he would be little better than the chairman of a board of governors. There were, for example, never to be more than twenty cardinals, and no more cardinals were to be created until the present numbers had fallen to sixteen, nor should anyone be made a cardinal without the consent of the cardinals. Similarly, without their consent the pope would not depose a cardinal, lay censures upon him, or deprive him of any rights or properties. Again, before alienating, or granting in fief, any province, city or castle of the dominions of the Church, the consent of two-thirds of the cardinals would be required; and the consent of the same majority must be sought for any appointments to the chief places in the curia. The future pope would not make grants of money to princes without the consent of the cardinals, and for the future the papal exchequer would pay over to the treasury of the Sacred College one half of all the revenues. As though somewhat doubtful of their right to make these conditions, the cardinals had attached to the pact a restrictive clause, "If and in so far as this is according to law." [ ]
Innocent VI, for all his age and his weaknesses, was still too much the famous lawyer he once had been [ ] not to find a way out of the pact. Six months after his election he declared it null, as being contrary to the conclave laws of Gregory X and Clement V, which forbade the cardinals to busy themselves in the conclave with anything else than the choice of a new pope.
Once again a more rigorous spirit informed the curia, the legal qualifications for benefice holders ceased to be a matter of form, and there was an exodus of idle clerics from Avignon. Innocent VI had his troubles with the Franciscans, and his severity towards the remnants of the old "Spiritual" group drew down on his memory terrible words from St. Bridget of Sweden. [ ] It was before this pope that so much of the enmity of the secular clergy against the friars found vent in the famous speech of the Archbishop of Armagh, Richard Fitz Ralph (November 8, 1357), a new quarrel which the pope stifled by imposing silence on all parties. The condition of the Friars-Preachers, that Benedict XII had vainly endeavoured to improve, had, in places, been seriously worsened by the Black Death, and now the Master-General of the order had no choice but to call in the pope to aid him in his work of reform. Once more the proposed reforms seemed likely to split the order; by a majority of four the definitors voted the deposition of the Master-General; but, after a papal enquiry into the charges against him, Innocent restored him to office.
Innocent VI's reign ended miserably -- not through any fault of the pope. He was never able to make good the financial disasters of his predecessor, and finally he was compelled to sell off paintings and other art treasures, jewels and church plate. To add to his distress the truce of 1357 between France and England, and the definitive peace of Bretigny three years later, set free thousands of hardened mercenary troops, and these descended on the helpless Papal State. Only at the last moment was the pope saved, by a general rally of new crusaders from Aragon and southern France, and even so it cost him thousands to bribe the mercenaries to leave his territories and betake themselves to the wars in Italy. Then, in 1361, came a renewal of the plague, and in three months 17,000 people died of it at Avignon, including a third of the cardinals. By the time Innocent himself came to die, September 12, 1362, all the glory of the Avignon papacy had gone, never to return.
CHAPTER 3: THE RETURN OF ST. PETER TO ROME, 1362-1420
1. INFELIX ITALIA, 1305--1367
WITH the death of Innocent VI in 1362 and the election of Urban V to succeed him, a new stage begins in the history of the "Avignon Captivity." There now comes to an end the only time when the papacy can really be said to have seemed stably fixed there. At no time was it any part of the policy of these Avignon popes to establish the papacy permanently outside of Italy. What had kept the first of them -- Clement V -- in France throughout his short reign was a succession of political accidents and crises. His successor, John XXII, strove for nearly twenty years -- as will be shown -- to make Italy a safe place for popes to return to and to dwell in. But he failed disastrously. And it was upon that failure that there followed the long central period of the Avignon residence -- the reigns of Benedict XII, Clement VI and Innocent VI -- when for the popes to return to Italy was something altogether outside the range of practical politics. It is this period, [ ] of enforced stable acquiescence in the exile, which the election of Urban V brings to an end. For with this pope the idea of the return to Rome now begins once again to inspire papal policy, and in 1367 Urban V actually realised the idea.
Now, whatever the personal preference of any of these popes for residence in his own country, and whatever the pressure exercised over their choice by the various French kings, there was another, permanent, factor, beyond any power of the popes to control, which, throughout the period, was, time and again, a final deciding consideration against any movement to return. This factor was the political condition of Italy. The anxious dilemma which these popes had to face was not of the* making, although -- it can hardly be denied -- by every year of the* absence from Italy they increased the difficulties that stood in the way of the* return. It was, in essence, the dilemma as old as the Papal State itself, and indeed older still. How was the central organ of the Christian religion -- the papacy -- to be securely independent of every other power in the exercise of its authority as teacher and spiritual ruler of the Christian Church? The papacy would not be regarded as free in its action ii the popes were subjects of any particular prince. Therefore the popes must themselves be sovereigns. But once the popes are sovereigns, there is not only created a state where the ruler is elected but -- because of that state's geographical situation -- an elective sovereignty whose policies have a vital effect on all that international Mediterranean life which, in those days, is the Western world's very centre. Control of the papacy, once the pope is sovereign, is indeed a prize; and inevitably, with the establishment of the Papal State, the competition begins among the noblesse of the Papal State to capture the prize for their own families. Inevitably, too, one extra-Italian power, the emperor, is never indifferent to this competition. Constantly he intervenes -- to protect the papacy from its barons, and to seize the prize for himself, in order to make the papacy an organ of his own government. Never, for nearly three hundred years after the first establishment of the Papal State (754), are the popes so strong as temporal rulers that they can control their own barons without that assistance from the emperor for which they, yet, must pay by some new surrender of freedom.
Then the great series of monk -- popes, of whom Hildebrand -- St. Gregory VII -- is the most famous, finds a way out of the dilemma. In a spirit of wholly unworldly zeal for the restoration of the spiritual, these popes denounce the protecting emperor's encroachment on their spiritual jurisdiction as a sin; they reject it, and defy him to do his worst. Thence come the first of the mighty wars between empire and papacy that fill the next two centuries (1074-1254).
These popes of the Hildebrandine restoration are first of all monks and apostles; and, because they are men of holy life, moved to action by horror at the universal degradation of Christian life, they manage to use the temporal arm without prejudice to the wholeness of their own spirituality, and without any such scandal emerging as the encouragement of clerical ambition disguised as zeal for the gospel. [ ] Their successors, if good men and fighting for the best of causes, are yet not saints. They are not sufficiently careful about the purification of the means they needs must use -- law, diplomacy, the military arts, their financial system, their own characters, the characters of all their subordinates, and of their allies. And by the time when they too achieve victory over the would-be temporal lord of the world of religion, the ecclesiastical character shows evident signs of grave deterioration.
The most serious sign of this in the papal action would seem to be that, as though the Church were a great temporal state, it is in the natural, political and military arts that the popes now chiefly put their trust. There is a difference in kind between the spirit at work in the wars of St. Gregory VII against Henry IV, and in those of Boniface VIII against Philip the Fair, or those of John XXII against Lewis of Bavaria. The golden key to the eternal dilemma, found by St. Gregory VII, has indeed, by these later successors, been dropped in the dust; and once more the Church suffers because the popes are victims of the dilemma. Are they to go back into Italy and to Rome? Then they must be certain that they can live there safe from the rebellion of their own barons and the Roman mob, and so be strong that no foreign prince will think of assailing them. There must be security that Anagni will not be repeated. The Papal State must, for the future, be something like what all states are from now on to be, a strong kingdom, in every part of which the prince really rules. Before the pope can go back to Rome a whole world of anti-papal Italian turbulence must first be conquered. There is now no other way in, but by a victorious war.
At the time when the election of Clement V began the series of Avignon popes (1305), it was more than eight hundred years since Italy had been effectively united under a single political authority. The name was, quite truly, no more than a geographical expression. The island of Sicily formed, since 1302, the kingdom officially styled Trinacria; the southern half of the peninsula was the kingdom called, now and henceforth, Naples; an irregular central Italian territory formed the Papal State, over the greater part of which the papal rule had never been much more than a name; the rest -- Tuscany, Lombardy, Liguria, the ancient March of Verona -- was, for the most part, still the territory of a multitude of city states. Some of these communes were still republics, the great trading and maritime states of Venice, Genoa and Pisa for example, Florence again and Lucca; others had already become the prize of those great families whose names are household words, at Verona the della Scala, at Milan the Visconti, at Ferrara the Este, at Mantua the Gonzaga; and these last states were despotisms, where the princes' whims were indeed law. In the north-west corner a group of states survived of the kind more general in western Europe, feudal in their organisation, the marquisate of Montferrat, the marquisate of Saluzzo and a border state -- as much French as Italian -- the county of Savoy.
The history of the relations of the exiled papacy to the seething political life of an Italy so divided is far too complex to be intelligible, unless the story is told in a detail which the scale of this book altogether forbids. Briefly it may be said that Sicily and Naples play very little part in that history; the King of Naples is, usually, the pope's more or less inactive ally throughout. The main problem for the popes is, first, to recover control of the Papal State that has, in effect, fallen into a score of fragments, each the possession now of the local strong man, or of some lucky adventurer; and then, simultaneously with this, to regain the old papal influence in the leading small states to the north of the Papal State, most of which are now dominated by the anti-papal, Ghibelline faction. So long as the papal faction is not dominant in these city states (whether they are still republics or, like Milan, ruled by a "tyrant") the popes can never hope for peace in their own restless frontier provinces, and especially in Bologna, the most important of all their cities after Rome.
The turning point of the story that begins with Clement V, in 1305, is the despatch to Italy, as legate, of the Spanish cardinal Gil Albornoz in 1353. Until that great man's appearance on the Italian scene, the story is one long tale of incompetence and disaster. It is Albornoz who makes all the difference. It is the ten years of his military campaigns, and of his most statesmanlike moderation as ruler, which at last make it possible for the popes to return to Rome as sovereigns.
The tale of disaster is simple enough to tell, in its essentials. The first chapter is the military action of Clement V in defence of his rights over the city of Ferrara and its surrounding hinterland. When his vassal, Azzo d'Este, died in 1308, it was found that the dead man had bequeathed the succession to his natural son. But Azzo had two brothers, and they disputed this son's right. Whence came a civil war and an appeal, by both sides, to "the foreigner": to Padua by the brothers, to Venice by the son. The son was victorious and Padua, deserting the brothers, went over to him. The brothers appealed to their overlord the pope. Clement thought he saw his chance to recover the old direct hold over Ferrara, always a highly important strategic point in Italian affairs, and now not unlikely to become more a Venetian possession than papal. Venice had, in fact, already won a concession of territory from her Ferrarese protege and ally. So, in August 1308, a war began between the pope and Venice which was to last for a good five years. The pope was finally victorious, and, it is important to note, in the war he used the spiritual arm at least as effectively as the temporal. For he excommunicated the Venetians, put their lands under interdict, and declared the war against them to be a crusade; all who joined in against Venice were, by the fact, enriched (supposing, of course, true contrition for their sins and reception of the necessary sacraments) with all those spiritual favours once only to be had by the toilsome business of fighting the Saracens in the Holy Land. The small states that for years had hated and feared the great republic eagerly joined the alliance. Soon Venetian commerce began to feel the effect of the boycott, and a peace movement began. But the pope inexorably demanded unconditional surrender, and at last Venice had to yield. The republic gave up all the rights it had acquired over Ferrara, agreed to pay the costs of the war, and to surrender many of the commercial advantages and treaty rights which had been one great source of its power in the north.
The pope had won -- and now he had to provide for the government of a singularly turbulent city. The chronic weakness of these French popes showed itself immediately. Clement would trust none but the French -- until, after four years of bloodily inefficient rule under French administrators, the state of affairs at Ferrara compelled him to withdraw them and to offer the rule of the city to the King of Naples. This semi-French administration fared no better than the other; and in three years the Ferrarese had driven out the Neapolitans and recalled the Este. Except for the huge cost of the war to the papal finances, and the huge mass of anti-papal hatred in Ferrara, things were now, in 1317, where they had been before the war started.
Clement V was as ill-advised in beginning the war of Ferrara as he was ill-starred in his victory. But at least he had for a reason the solid fact that a valuable possession of the Church was threatened -- something that was actually his, and valuable from the point of view of the independence of the Papal State. The next war, however -- of John XXII in Lombardy and Emilia -- originated in a claim of the pope that since there was no emperor he had the rights of the emperor, and so the right to interfere in the internal affairs of Milan (that was never a papal city at all), and to demand of its anti-papal ruler, Matteo Visconti, that he surrender to the pope the one-time pro-papal ruler of Milan whom he had long ago displaced and since held in prison. The demand was refused, and there followed eighteen years of war.
The pope looked round for allies but, this time, they were not forthcoming. Then he declared the war against the Visconti a crusade (1322), and presently Milan -- which the pope had laid under an interdict [ ] -- forced out its excommunicated leader. Next, when John seemed on the point of victory, Lewis of Bavaria intervened on the Visconti side (1324), as has been told already. [ ] In 1327, however, the pope was once more master of Bologna, and he planned to make this his headquarters, and to transfer the curia from Avignon. But first the Ghibelline hold upon northern Italy must be really destroyed. The King of Bohemia [ ] now, in 1330, came to the pope's aid, and John XXII, taking up a great scheme that went back to the days of Nicholas III, [ ] proposed to carve out for him in Lombardy a new hereditary kingdom, to be held in fief of the Holy See. The Sicilian experiment was now to be renewed in the north, Italians again to be ruled by a foreigner under the papal suzerainty, for the benefit of the Papal States and the freedom of the Church (1331). But upon the news of this new combination, all parties, Guelfs and Ghibellines in all the cities, came together. Twice in the one year (1333) the papal armies were defeated; the King of Bohemia abandoned the enterprise; Bologna revolted and drove out the papal government and then, in March 1334, John's legate, at the end of his resources after these many years of struggle, fled the country. With his return to Avignon, in the spring of 1334, the last hope for John XXII's great scheme disappeared. "The return of the Holy See to Italy, bound up so closely with the annihilation of the Ghibellines, remained, for the time, all but impossible." [ ] And the war had absorbed the totality of the very high papal revenue of John's long reign. [ ]
Pope John did not long survive this last of his Italian catastrophes. His Cistercian successor, Benedict XII, was wholly a man of peace. There was no attempt to reinforce the papal armies, nor to renew the war. The pope explicitly declared that not even to recover his states would he go to war. Peace -- of a sort -- was indeed achieved; but it was the local tyrants who, everywhere, really reaped its fruits and now consolidated their usurpations. The rot continued all through the next reign also, city after city in Romagna and the Marches falling into the hands of such powerful -- and notorious -- families as the Malatesta.
Then, at the eleventh hour, Clement VI intervened (1350), and once more a papal army marched across Italy to assert the papal rule over the last of what remained to the pope of the Romagna. The expedition failed, as badly as such expeditions had ever failed. The Visconti, from Milan, took a hand and, in October 1350, Bologna received them as its masters. Next the pope's general, failing to receive from Clement the money to pay his troops, disbanded the army. Whereupon the Visconti immediately hired it. As of old, excommunications and interdict were decreed against the Milanese ruler, but this time they were totally ignored. Clement applied to Florence for aid, but Florence was not to be moved. Whereupon the pope reversed the policy of generations of popes, and, in a mood of anger against Florence, admitted the Visconti claims, acknowledged him as the lord of Bologna and planned with him a league against Florence, September 1352. Where this terrible series of blunders would have led no man can say, but luckily the death of the pope (December 6, 1352) ended the crisis.
The next pope, Innocent VI, had this great advantage over his predecessors, that his own personal glory was in no way bound up with the fortunes of the Italian War. Also the Visconti was, first of all, alarmed by the possibility that the Emperor Charles IV might enter the field, and he was eager to make peace with Florence to leave his hands free for a projected attack on Venice. It was not difficult for the papal diplomacy to reconcile Florence and Milan, and Florence and the Holy See. Within four months of his election Innocent VI, by the Treaty of Sarzana (March 31, 1353), had skilfully extricated his cause from a really dangerous entanglement. And, for the task that still remained, of recovering his hold upon the states of the Church, the pope found to hand, at Avignon, the ideal agent -- churchman, statesman, and soldier at once -- the Spanish cardinal Albornoz.
Gil Alvarez Carillo Albornoz, the greatest ecclesiastical figure of his generation, was at this time a man in the early fifties. He was a Castilian, and descended from the two royal families of Leon and Aragon. From an early age he had been destined for a career in the Church and, his university studies ended, he was named to a post at the court of Alfonso XI of Castile (1312-1350). In 1338, while still on the young side of forty, Albornoz became Archbishop of Toledo, Primate of Spain, and Chancellor of Castile. He showed himself, as archbishop, a capable and intelligent reformer of Christian life. When the war against the Saracens of Andalusia was renewed he was appointed papal legate to organise the crusade, and in a critical moment of the great battle of Tarifa (1340) it was Albornoz who rallied the wavering army of crusaders and turned defeat into victory. This was the beginning of a new career. He played a great part in the siege of Algeciras in 1342, and in the siege of Gibraltar seven years later. Then, in 1350, Alfonso XI died. His son, Peter the Cruel, promptly disgraced all his father's friends and Albornoz left Castile for Avignon. Clement VI received him generously, and at the consistory of December 1350 created him cardinal.
Albornoz was commissioned as legate just three months after the Treaty of Sarzana was signed, and on August 13, 1353, he left Avignon for Italy. For the next ten years all turns on his action; and the result of that long activity -- though compromised more than once by the weakness of the sovereign he served -- was to make the popes' authority over their state more of a reality than it had ever been before. It was at last possible for the popes to feel secure from violence within their own frontiers. Not even the long crisis of the Schism that was to come, so shook the work of Albornoz that it needed to be done anew. To few of its servants has the papacy been more indebted than to this great Spaniard, who, very truly, was the second founder of its temporal power. [ ]
Albornoz entered Italy with the design of recovering territories long lost, in hard fact, to the popes. His first care was to secure that no Visconti hostility should either block his communications with Avignon or sow fresh trouble by knitting alliances between the defiant usurpers of papal territory and the host of petty tyrants along the neighbouring frontiers. His diplomacy at Milan was entirely successful, and in 1354 he passed on to the first part of his task, the recovery of Rome and the province called the Patrimony, [ ] the centre and first nucleus of the popes' state. Here conditions were worse -- politically -- than in any other part of Italy. The French officials whom the French popes had obstinately continued to send as their agents, had been tyrannous, corrupt, and incompetent. Civil war between the various cities was continual, a Ghibelline was master of Rome and busy with the conquest of the rest of the province. The war went on until June 1354, when the Ghibelline, Giovanni di Vico, yielded and by the Treaty of Montefiascone (June 5, 1354) accepted the legate's terms. The Patrimony was henceforward undisputed papal territory. Albornoz proceeded to reclaim the Duchy of Spoleto, and by the end of the year, here too he had been successful.
In 1355 he crossed the Apennines to face the more difficult work of subduing the ever-restless cities of the Marches and Romagna. There was a victory in the field in April at Paderno, and a great siege of Rimini. Fermo too was taken, and Ancona. The chief of the tyrants -- Galeotto Malatesta -- made his submission and the Parliament of Fermo, June 24, 1355, marked the definitive pacification of the Marches.
But now Albornoz came up against the greatest difficulty so far -- Ordolaffi, the tyrant of Forli in the Romagna. Here, in July, the papal army was beaten in a pitched battle. A crusade was proclaimed against Ordolaffi, and in the first months of 1356 reinforcements of supplies and men came in to Albornoz. Nevertheless, he still failed to take his enemy's stronghold of Cesena, and through the rest of 1356 Ordolaffi successfully held his own.
And now the cardinal began to suffer something worse than checks from the enemy. The great successes of these last two years had roused the fears of the Visconti. The hold they had established, in Clement VI's time, on Bologna was in danger; and soon, at the papal court, they were busy undermining the pope's confidence in his greatest man. Already there had been serious differences between Innocent VI and his lieutenant. The pope thought Albornoz dealt too leniently with the rebels he overcame. For the cardinal -- far more of a statesman than the pope, a realist who knew men where the pope remained in many respects what he had been most of his life, a professor of canon law -- strove always to ensure that his late enemy should become his ally, and the faithful servant of the papacy. Never did he utterly crush any of them. When they surrendered, and abandoned all their claims, Albornoz appointed them to govern, as papal officials, a part at least of the territories they had once claimed for their own.
The intrigues of the Visconti were, in the end, only too successful. Albornoz received orders to negotiate with the rebel in Bologna the cession of the city to the Visconti. This, giving his reasons, he refused to do, and in March 1357 the Abbot of Cluny was sent out to supersede him. The abbot's diplomatic manoeuvres at Bologna failed, as Albornoz had known they must fail, and when it was clear that the pope's policy was to reinstate the Visconti in this key city, the cardinal asked to be recalled. Innocent was sufficiently disturbed to beg him to remain until Ordolaffl -- now besieged in Forli -- had been subdued. In June Cesena was taken at last, but Ordolaffi still held out, and in August Albornoz handed over his powers and sailed for Avignon. The last great act of his administration was the promulgation, at the Parliament of Fano (29 April-1 May, 1357), of the Constitutiones Aegidienses which were to remain for nearly five hundred years [ ] the law of the Papal State.
Twelve months of disaster under the incompetent Abbot of Cluny determined the pope to reappoint Albornoz, and in the last days of 1358 the cardinal once more made his appearance in the Marches. Within six months he had overcome the formidable Ordolaffi, whom he treated with his habitual generosity. He visited the Patrimony to arrest the beginnings of new trouble, and then, in 1360, he approached once again the problem of regaining Bologna. Again the Visconti marched to its assistance, and for a good four years the steady duel was maintained. Albornoz took it; the Visconti besieged his conquest (1360); at the approach of an army of Hungarian crusaders they raised the siege, only to renew it the next year (1361). In June 1361 the Visconti forces were heavily defeated at Ponte Rosillo, and what was left of their army fled to Milan. But Albornoz realised that this was an enemy altogether too strong for his resources. He therefore negotiated an anti-Visconti league, in which the della Scala, Este, Gonzaga, and Carrara joined forces with him, and 1362 saw the war renewed more hopefully.
And then, September 12, 1362, came the death of Innocent VI, to throw the alliance into momentary confusion and uncertainty. No one could tell which of the cardinals would be elected -- it so happened that none of them were, for the new pope was chosen from outside the Sacred College -- nor what a new pope's policy would be. The Visconti, naturally, were ready at Avignon to persuade whoever was elected, that peace, at any price, was a pope's first duty. But Innocent's successor -- Urban V -- resisted the intrigues, and, for the first year of his reign, gave Albornoz strong support. A new crusade was preached against the Visconti; they were once more defeated in battle at Solaro (April 6, 1363); and when the vanquished sought again to win by intrigue what they had failed to hold by force, the pope again stood firm. But this holy pope was no match for the wily Visconti leader. Urban V's great ideal was the renewal of the Holy War against the Turks, masters, by this, of all the Christian lands in Asia Minor and now, for the first time, possessed of a territory in Europe also. [ ] The pope dreamed of uniting against them the hordes of savage mercenaries -- the free companies -- who, no longer employed in the Hundred Years' War, were now ravaging at will through France and Italy.
It was easy to persuade such a man that the needed first condition for the crusade was peace in Italy, and that it could not be bought too dearly. Albornoz was superseded (November 26, 1363) at the very moment when such strong forces from Germany, Poland and Hungary were coming in to him that the final victory seemed certain. Three months later -- March 3, 1364 -- the Visconti restored to the pope all the cities and fortresses they had occupied in his states, and the pope, in return, agreed to pay them the immense indemnity of half a million florins.
The treaty was a signal victory for the wily Visconti over the political simplicity of Urban V. All the fruits of Albornoz's diplomacy and military skill through four hard years were thrown away. The pope had more confidence in the word of his treacherous enemy than in his own legate and general. Once more the incompetent Abbot of Cluny was named legate for the north of Italy, and Albornoz -- who had asked to be recalled -- was urgently begged to remain in Italy as legate to the Queen of Naples. Cut to the heart by the pope's disastrous failure to support the real interests of the Holy See in his own dominions, Albornoz yet continued his work for the suppression of the free companies. He fell seriously ill at the end of 1365 and then Urban, accepting as true charges of corrupt handling of public moneys, without hearing the cardinal, deprived him of his authority in the Romagna. Again Albornoz demanded his recall; accusations of this sort, the multitudinous hates amid which he was living, he said, were too much for him in his old age (he was now well over sixty) and he had a strong desire for more leisure for the care of his soul.
But he was much too useful to the papacy in Italy for the pope to be willing to agree. Publicly, in the consistory of January 30, 1365, Urban declared him innocent of all these calumnious charges, and he besought the cardinal to continue as legate in Naples. Luckily for the pope, and for the papacy, the great cardinal rose above the immense disappointment of seeing his work scrapped for the profit of the Church's enemies. He remained at his post, and it was his continued skilful diplomacy, and military success against the companies, which, by the end of 1366, made at least the Patrimony of St. Peter and Rome a territory to which the pope and the curia might safely return.
2. THE POPES LEAVE AVIGNON, 1362-1378
The conclave of 1362 that followed the death of Innocent VI [ ] was one that produced many surprises. There were twenty cardinals to take part in it and the strongest group was that of the Limousins, compatriots of the last two popes. They were not indeed a majority, but the remainder had nothing to unite them except their determination that there should not be a third Limousin pope. The first vote was taken before there had been time for any prearrangement; and, in the hope of delaying the election until some profitable combination had been devised, each cardinal followed his own instinct to vote for the least likely man. But these chance-inspired votes happened to fall, in the required two-thirds majority, on the same cardinal; he was a Limousin; and the brother of the last pope but one, Clement VI. The disappointment of the cardinals was general, and unconcealed. But the pope-elect, the cardinal Hugues Roger, preferred to decline the high office, and thence onwards, in the ballots that followed, the cardinals were so careful about their votes that it soon became evident that no one of them stood any chance of gaining the votes of as many as two-thirds of his colleagues.
It was, then, upon the name of an outsider that agreement was at last reached (September 28, 1362), and the cardinals elected the Benedictine monk Guillaume de Grimoard, Abbot of St. Victor at Marseilles; a man fifty-two years of age, and at the moment papal nuncio in the kingdom of Naples. He was a man of very holy life, whose monastic spirit high offices, and years of external employment as nuncio, had never in any way diminished. He reached Avignon a month after his election, chose the name Urban V, and was crowned on November 6, privately, in a purely religious ceremony, within the walls of his palace, resolutely putting aside all the apparatus of secular magnificence that was now the rule. As pope he contrived to lead the life of a monk, never wearing any dress but his religious habit, and keeping faithfully all the monastic fasts and austerities.
Urban V was a most industrious worker, and scholarship owes him many acknowledgments. Like all these Avignon popes, he was a very real patron of learning. He founded new universities at Orange, at Cracow and at Vienna, and a school of music at the existing university of Toulouse. He restored his own university of Montpellier, and he found the means to support as many as fourteen hundred students in different universities. It was made a reproach to him at the time, and it has been held against him since, that his liberality and charities were a serious burden on the papal resources. For, as has been said, [ ] the finances had now settled down into something like chronic bankruptcy. But, it will be admitted, there have been less deserving reasons for financial embarrassment, and it was ever Urban V's own justification to his critics that to promote true learning -- whether the student persevered in his clerical calling or returned to secular life -- was the best investment any pope could make who regarded the Church's future. [ ]
It has also been laid against Urban V that he had little skill in the arts of ruling, and was too easily the victim of political roguery, and that he failed as a religious reformer. But all these defects -- very real, of course -- shrink beside the double glory that he continued to live his own holy life in surroundings of which St. Catherine of Siena could say that they stank like hell, [ ] and that, at the first opportunity, he left Avignon, and, despite all the opposition, took the papacy back to Rome.
It was in September 1366 that Urban V made known his intention. Immediately, and from all sides, good reasons to the contrary rained upon the pope. The King of France sent special embassies to explain that nothing but the presence of the pope could heal the feuds that were destroying his kingdom. Was the pope to show himself a hireling, by flight? The cardinals, all but unanimously, opposed him. Albornoz, of course -- still in Italy -- welcomed the decision. He considered that the return of the pope, at this moment, when in Rome and the Patrimony his authority was secure and order re-established, would consolidate the work of restoration.
Urban held firmly to his resolution. He disregarded a last threat from his cardinals that they would leave him to make the voyage alone, and on April 30, 1367, left Avignon. By May 6 he had reached Marseilles; there was a long wait for favourable weather, and then the great fleet, the papal galleys and an escort provided by all the maritime states of Italy, made its leisurely way along the coasts of Provence and Liguria. Toulon, Genoa, Pisa and Piombino in succession saw the convoy that bore such precious auguries. On June 3 the pope landed, in his own states, at Corneto. Albornoz was there to meet him. Thence he passed to Viterbo, where he remained for four months, and here he had the great misfortune to lose Albornoz, for the great cardinal died on August 22. [ ] And at Viterbo the old rioting now broke out again. For three days the city was in the hands of the mob, and there were cries of "Death to the Church, long live the people. " But the pope remained unmoved, and on October 16 he at last entered Rome.
For a time all went well. The return of the papal court was a beginning of new prosperity for the city. There were visits from reigning princes -- the Queen of Naples and the Emperor Charles IV -- that brought crowds of visitors, and once again new trade and wealth. The ruined churches began to be restored, and the old permanent traffic between Christendom and its natural centre took up its wonted course. For the hot Roman summer the pope went to live at Montefiascone, forty miles to the north, on the shores of Lake Bolsena. It was during his stay there, in 1370, that the papal city of Perugia rose in rebellion, and the Romans came to its aid. Urban took refuge at Viterbo and there he was presently besieged by the rebels, who had now hired one of the most notorious of the "free companies" led by the Englishman Sir John Hawkwood. The pope had no choice but to surrender the town. And now the forces of the Visconti crossed into Tuscany, making for the Patrimony. Urban appealed for help to the emperor, and to the King of Hungary. But they were deaf to his needs, and, finally, he decided to return to Avignon. Though the Romans outdid all former shows of loyalty, and though St. Bridget of Sweden prophesied to the pope's face that his return would be followed by a speedy death, Urban was now as resolute to depart from Italy as he had previously been resolute to leave Avignon. On September 5, 1370, he sailed for France. He arrived at Avignon on the 27th and there, three months later, as had been foretold to him, he died (December 19, 1370). [ ]
But the unfortunate ending of the great venture attempted by Urban V did not -- as might have been expected -- sterilise, for yet another generation or so, the ideal which inspired it. His successor, Gregory XI, made it clear, from the beginning of his reign, that it was his intention also to take the papacy back to Rome.
Gregory XI was one of those rare popes elected unanimously by a conclave that lasted only a matter of hours (December 30, 1370). This last Frenchman among the popes -- Pierre Roger de Beaufort -- was a Limousin, the nephew of Hugues Roger, who had been elected eight years before but had declined, and of Clement VI, elected in 1342. It was this papal uncle who had made Pierre Roger a cardinal, at the age of nineteen. The young prelate had shown immediately the manner of man he was, when he deserted the splendid opportunity of worldly fortune and enjoyment thus opened to him, and returned to his study of law at Perugia, then the centre of a real transformation of legal learning, with the great Bartolo teaching Roman law as the development of principles and thereby founding a new science, and with his pupil Baldo de Ubaldis infusing a like new life into the understanding of the canon law. Under such masters the youthful cardinal became an accomplished canonist, with a really deep knowledge of law and with great gifts of judgment. And he grew up to be a man of prayer. Gregory XI was not yet forty-two when he was elected pope, but his health was frail, and he was already tending to be a permanent invalid.
From the first winter of his reign the new pope had determined that, with him, the papacy would return to Rome. And from Rome itself there now came, to urge this upon him as his first duty, the voice of that veteran admonitrix of the popes, St. Bridget. Through her, so she now declared to the pope, Our Lady sent him a message that was at once a command, a promise and a warning. Gregory was to go to Rome by April 1372, and if he obeyed, his soul would be filled with spiritual joy. Should he fail, he would assuredly feel the rod of chastisement; and his young life would be cut short. The pope, who had stood at his predecessor's side when, only twelve months before this, St. Bridget had prophesied to Urban V that his return to Avignon would be followed by a speedy death, was sufficiently moved to order his legate in Italy to ask further explanations of her. What the saint told the legate is not recorded, but we do know the message she sent for the pope's own ear. "Unless the pope comes to Italy at the time and in the year appointed, the lands of the Church, which are now united under his sway and obedience, will be divided in the hands of his enemies. To augment the tribulations of the pope, he will not only hear, but will also see with his own eyes that what I say is true, nor will he be able with all the might of his power to reduce the said lands of the Church to their former state of obedience and peace. " [ ]
This message was apparently sent to the pope in the first months of his reign. Nearly two years later, on January 26, 1373, the saint had a second vision that she was bidden transmit to him. This time it was Our Lord who appeared to her, and told her that the pope was held back by excessive attachment to his own kinsfolk, and coldness of mind towards Himself. Our Lady's prayers for the pope would, in the end, the saint was told, overcome these obstacles and Gregory would, one day, return to Rome.
Then, in February of that same year (1373), came a new vision, in which St. Bridget beheld the pope standing before Christ in judgment, and heard the Lord's terrifying speech to his vicar. "Gregory, why dost thou hate me?. . . Thy worldly court is plundering My heavenly court. Thou, in thy pride, dost take My sheep from Me. . . . Thou dost rob My poor for the sake of thy rich. . . . What have I done to thee, Gregory? I, in my patience, allowed thee to ascend to the supreme pontificate, and foretold to thee My will, and promised thee a great reward. How dost thou repay Me?. . . Thou dost rob Me of innumerable souls; for almost all who come to thy court dost thou cast into the hell of fire, in that thou dost not attend to the things that pertain to My court, albeit thou art prelate and pastor of My sheep. . . . I still admonish thee, for the salvation of thy soul, that thou come to Rome, to thy see, as quickly as thou canst. . . . Rise up manfully, [ ] put on thy strength, and begin to renovate My Church which I acquired with My own blood. . . . If thou dost not obey My will, I will cast thee down from the Court of Heaven, and all the devils of hell shall divide thy soul, and for benediction thou shalt be filled with malediction -- eternally. . . . If thou dost obey me in this way, I will be merciful to thee, and will bless thee, and will clothe thee with Myself, so that thou wilt be in Me and I in thee, and thou shalt possess eternal glory. [ ]
Gregory was sufficiently shaken to send his legate yet once again to ask the saint for some definite sign. In July 1373, a few days only before her death, [ ] St. Bridget sent her last word to him, and it was a word of practical counsel about the latest difficulty that had arisen to hinder Gregory's departure -- the new war with the Visconti. The pope is bidden to make peace at all costs "rather than so many souls perish in eternal damnation. " He is to place his trust in God alone and, heedless of the opposition, to come to Rome for the establishment of peace and the reformation of the Church; and he is to come by the following autumn. [ ]
And now, soon after the death of the Swedish saint, Gregory XI made his first contact with a still more wonderful woman, Catherine Benincasa, the child of a dyer of Siena, sister of penance in the third order of St. Dominic. St. Catherine of Siena -- for it was she -- was at this time in her twenty-seventh year, and since her very babyhood not only had she been, manifestly, a child of special graces and divine attentions, but one around whom the marvellous and the miraculous flowered as though part of her natural course through life. Prayer; a life of charitable activity; corporal austerity; solitude without churlishness in the midst of a busy family life -- a family where she was the twenty-fourth child; a refusal of marriage, but no desire for the life of a nun; the direction of the friars of the neighbouring Dominican church; visions; colloquies with the saints, the Blessed Virgin and Our Lord; the great wonder of her mystical marriage in sign of which He set on her finger the ring she thenceforward never ceased to see there; the stigmata; and the great vision in which -- so she always believed she had really died, and been sent back to life for the purpose then divinely made known to her; such was the saint's life through all these years, in which she had never left her native town and hardly even her father's house, or her own little room in it. But never was any saint to fulfil more exactly in the Catholic Church the role assigned to the prophets of old, to appear suddenly in the public life of the time, to correct rulers -- the highest ruler of all, the very pope -- and, divinely commissioned, to offer them guidance back to God; and never did any saint offer better illustration of the doctrine traditional in her order since St. Thomas Aquinas, that in the highest form of contemplation the activity flows over into a charitable apostolate and care for all mankind. Already, in Siena, Catherine was a power, and the radiance of her unearthly personality had gathered around her a most extraordinary band of followers, men and women, friars, tertiaries, poets, artists, noble and plebeian, married and single, the most of whom she had converted, all of whom she instructed, and who were one great means of the apostolate of peace that was now her life.
It was, of course, in the midst of war that St. Catherine of Siena's life was passed; of the bitterest wars of all, the bloody feuds that were the life of all the fourteenth-century city states in Italy. In Siena, as in Florence and in a host of lesser towns, there was blood everywhere, as the never-ceasing cycle turned of revolution and counter-revolution; oppression, conspiracy, arrests, torture, executions, revolts, a new regime and then oppression and the rest yet once again; an age of horrible cruelties, of which the terrible savagery that accompanied our own Wars of the Roses is only a pale reflection. And in St. Catherine's many letters, and in her great mystical book of Christian teaching, the Dialogue, -- it is not surprising -- the thought of the Blood, and the word is rarely absent from a single page, of the Blood of Christ shed in love to save sinful man.
St. Catherine had already, early in 1372, written to Gregory's legate at Bologna, Cardinal d'Estaing, bidding him make charity the foundation of all his acts, "Peace, peace, peace! Dearest father, make the Holy Father consider the loss of souls more than that of cities; for God demands souls more than cities. " [ ] This was to be the keynote of her apostolate to the popes. When Gregory himself sent to ask her advice, the saint had no other message but that he should turn from his nepotism, his tolerance of bishops who were "wolves and sellers of the divine grace, " and reform the Church: "Alas, that what Christ won upon the hard wood of the Cross is spent upon harlots. " [ ]
The pope, however, continued in his own way, pressing the Visconti hardly
in the field, diplomatically waiting for the opportune moment to do the
will of God as he saw it, and especially waiting for the Visconti to be
conquered before finally defying the universal opposition at Avignon and
setting his course towards Italy and Rome. It is a nice question -- hardly
a historian's question -- what ought Gregory XI to have done, or, better,
what did he think God wanted him to do? The messages from St. Bridget had
clearly left him uneasy. But, so far, his neglect of them and his use of
the natural means, of arms and diplomacy, and his preoccupation with the
affairs of France and England, had not brought upon him the judgments which
St. Bridge. had seemed to foretell. On the contrary, the pope's good offices,
for which the two kings had begged, and for the sake of which they had
both besought him to delay his journey to Rome, had resulted in the Truce
of Bmges (June 27, 1375)
and a year's truce with the Visconti, made in that same month, seemed
about to bring peace to Italy too. All was now ready for the voyage to
Rome, but the pope's innumerable relatives won new delays from him. Twice
within a month the decision to sail was countermanded, and then, on July
28, the expedition was put off until the spring of the next year (1376).
But, in the autumn of 1375, the storm broke in central Italy. and all that St. Bridget had foretold was speedily fulfilled to the letter. At the heart of the storm was Florence's fear of what a papal-Visconti alliance, with a French pope again at Rome, French legates and governors through all the papal cities along her frontiers, might hold in store for her. The summer was busy with efforts to knit together an anti-papal league. A general rebellion was successfully engineered in the pope's own territory. By the end of the year (1375) eighty of his cities had gone over to the league. In March 1376 Bologna, too, joined it. This was about the time that Gregory had finally hit upon for his journey to Rome. Instead, he was once more caught up in the full business of war, and on March 31, putting aside all Catherine's counsel to rely on love, to work for peace alone, and her pleas for leniency, the pope put Florence to the ban. Interdict, excommunication, and a general command to Catholics everywhere to join in the war against her -- if only by confiscating Florentine property wherever found. So began the most bitter struggle of the pontificate.
" Sweet Christ on earth," St. Catherine now wrote to Gregory, "let us think no more of friends and kinsmen, nor of temporal needs, but only of virtue and of the exaltation of spiritual things." And in June the saint made her appearance at the pope's court, envoy of the Florentines, driven near to desperation by the losses to their commerce and the ruin that seemed at hand. But a change of government in Florence destroyed the saint's usefulness as an intercessor. "Believe me, Catherine," the pope said to her, "the Florentines have deceived and will deceive thee. . . if they send a mission it will be such that it will amount to nothing." [ ] In part he was right; but it was also true that the pope's own excessively harsh terms held up the negotiations. It was hard for the saint to ask mercy for the Florentines, now, as repentant children, when they had disowned her in order the better to prepare a new campaign.
Catherine turned to the greater matter of the pope's return to Rome. In one of her first audiences she spoke openly of the wickedness in the curia, and of Gregory's tolerance of it, and when the pope asked for her advice about the matter of Rome the saint finally convinced him that she spoke in God's name, for she told him what none but himself knew, how, in the conclave of 1370, he had secretly vowed to God that, if elected, he would return to Rome.
From about this time (July 17, 1376) preparations really began to be made for the voyage, and then for two months the saint fought the cardinals for the soul of the pope, one only of them all -- d'Estaing -- supporting her. They used all weapons against her, among them the very subtle one of a "revelation" through a holy man that contradicted Catherine's own message. But this time there were no further delays, and on September 13,
1376, the last of the French popes left the great palace by the Rhone, stepping manfully over the last obstacle of all, his old father, who threw himself down at the threshold in a last desperate argument.
The voyage was stormy and disastrous. At Genoa there was even a consistory to discuss whether it was not now obviously God's will that Gregory should stay at Avignon. But Catherine also was at Genoa; and the pope, too fearful of his cardinals to receive her publicly, went to her by night, in disguise, to be strengthened in his purpose. On October 29 he sailed from Genoa and, at long last, on January 17, 1377, the pope landed from his galley in the Tiber before the great basilica where lies the body of St. Paul.
"Come like a virile man, and without any fear. But take heed, as you value your life," the saint had once written to Gregory XI, " not to come with armed men, but with the Cross in your hand, like a meek lamb. If you do so, you will fulfil the will of God; but if you come in another wise, you would not fulfil but transgress it." [ ] Side by side with the preparations for the great return, however, preparations had also gone forward for the renewal of the war against Florence. A papal army -- mercenaries from Brittany and England in part -- was raised, and set under the command of the cardinal Robert of Geneva. As part of the campaign against the great key city of Bologna they ravaged and burnt right up to the city walls. Then (July 1376) they were defeated at Panaro. Bologna still held firm. Next -- a fortnight only after Gregory's arrival in Rome, and a week after his refusal to lower his terms to Florence -- there took place the horrible massacre of the civilian population at Faenza, for which Robert of Geneva must bear the blame. All through the summer of 1377 the negotiations for peace dragged on, and the war of skirmishes continued. The pope rejected St. Catherine's plans "useful for the Church if they had been understood," [ ] -- but, at his wits' end for money to pay his troops, he again sent the saint to Florence in the hope of inducing a surrender. Florence too was desperate, and presently a congress had been assembled at Sarzana to discuss a settlement. It had hardly begun its work when the news came of Gregory's death, March 27, 1378. He was still two years short of fifty.
Twelve days later the cardinals chose to succeed him an Italian, Bartolomeo Prignani, Archbishop of Bari, who took the name of Urban VI (April 8, 1378). Six months later these same cardinals, who had been steadily drifting away from Urban since a fortnight or so after his election, declared him no pope, and in a new conclave, at Fondi, elected Robert of Geneva. He took the name of Clement VII. The division of Christendom into two allegiances, to the popes of rival lines at Rome and at Avignon, which then began, lasted for close on forty years.
3. CHRISTIAN LIFE, MYSTICS, THINKERS
The names of St. Bridget of Sweden and of St. Catherine of Siena, coming upon every page of the critical story of the last two popes, are a reminder -- should we need one -- that, beneath that history of the Church which we see as a dramatic pageant, there lies another history, the real and truly vital history of the Church, the history of the inner life of each of the millions of Christian souls. To the actuality, and to the paramount importance indeed, of this other history the saints are, at all times, the standing witness, and it is never an idle criticism of any account of Christian history to ask "Where are the saints?" The presence of saints in the public life of the Church, and the reception given to them, is indeed a kind of touchstone by which we may judge the tone of that life in any particular age.
In this interior history of the Church -- in its fullness known only to God -- there is no distinction or rank, save that which comes from the use of opportunities accorded. Here all are equal. Popes, bishops; religious, clergy; kings, nobles; scholars, merchants; peasants, townsfolk, beggars -- what more are any of these but souls equal in their need of salvation, equal in their utter inability to achieve salvation by any power of their own? And all the vast apparatus, at once as simple and as complex as man himself, of theology, of ritual, the divinely-founded Church, nay the sacred humanity itself of God the Saviour, what are all these but means to that single end, the salvation of man, the return of the rational creature to his Creator for the Creator's greater glory?
Although we cannot ever know more than mere fragments of such a history as here is hinted, this history is a fact never to be lost count of as the more obvious maze of visible activity is explored and all that it holds assessed. For example, the one sole business for which popes and bishops and clergy exist is to lead man back to God Who is man's sole happiness. All popes have known this, all bishops, all clergy; and therein lies, not only the basis of the most terrible judgment that can ever be passed upon them, but the reason for the horror which failure on the grand scale in this primary pastoral duty caused to the serious-minded among the contemporaries of such sinners, and also the source of our own incredulity, as, to-day, reading much of their history, we remind ourselves with an effort that these men were indeed popes, bishops, religious, priests.
What has chiefly occupied this history, so far, is the story of the ruling of religion, of the administration of the bona spiritualia, and the care of the ruling authority to defend the greatest of these, the freedom of religion, from forces that would destroy it in the interest of civil government; it has been, also, a history Or thinkers, of priests and of religious. Something has been told of the success of all these eminent personages; of their mistakes also; of their failings and their sins; and of their never-ceasing struggles. It has been very largely the history of the Church teaching and ruling, rather than of the Church taught and ruled, the story of the shepherds rather than of the flock; and when the flock has been glimpsed it has been, very often, at a moment when in hostile reaction against its shepherds. For with whom else, in this constant battle, are the popes ever engaged but with Catholics, their own spiritual children? It is important to see history from the point of view of these also at whose expense history is made. Quidquid delirant reges, plectuntur Achivi, and Church History, too, has its Greeks; of whose lives we do not by any means, as yet, know nearly enough to be able to call our story complete. What of their spiritual history in these years of continual warfare between the sacerdotium and the imperium? Much of it is written -- sometimes indeed between the lines -- in the lives of the contemporary saints.
It must already be evident, even from the summary account which is all that a general history can attempt, that during the hundred years between Gregory X and Gregory XI (1276-1370) the pastoral sense in high ecclesiastical authority had suffered grievously. From the point of view of that internal history of which we have been speaking this might seem the most important fact of all. But it is not the only fact; and against it we need to set all that can be reconstructed of that inner history. "It is the spirit that giveth life" and, lest we falsify by omission, something needs to be said of those for whom attendance on the Spirit is the main business even of earthly life. For this century, that saw in the public life of the Church so many victories of the world over the gospel, is also the century of the first great attempt to popularise the mystical life by a literary propaganda that describes its joys and analyses its processes; it is the century of Eckhart and Tauler and Suso, of Ruysbroeck and Gerard Groote, of St. Luitgarde and St. Lydwine, of Angela of Foligno as well as of Angelo Clareno, of St. Catherine of Siena and St. Bridget of Sweden, of our own Richard Rolle, of "The Cloud of Unknowing" and of Mother Julian of Norwich; it is the century also of the "Theologia Germanica", of heretical mystical Beghards, Beguines, and others innumerable; and it is the century in which one of the greatest of English poets set out in his Vision of Piers Plowman the whole theory of the life with God as St. Thomas Aquinas had elaborated it, an achievement complementary to that of Dante, and comparable with it. [ ]
What then of the saints of the time? Who were they, and in what corps of the militant Church did they come to sanctity? What of the role of these many celebrated pioneers of the literature of mysticism? And what other new manifestation of the spirit does the century offer, whether in religious orders, or devotional practice? [ ]<